Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Number of holders
-
41
-
Total 13F principal, excl. options
-
3,506,594
-
Principal change
-
+458,748
-
Total reported value, excl. options
-
$34,327,132
-
Value change
-
+$4,419,327
-
Number of buys
-
21
-
Number of sells
-
-13
-
Price
-
$9.79
Significant Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q3 2014
45 filings reported holding DUC - DUFF & PHELPS - EXCHANGE TRADED as of Q3 2014.
DUFF & PHELPS - EXCHANGE TRADED (DUC) has 41 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of $3,506,594 of principal
.
Largest 10 bondholders include SIT INVESTMENT ASSOCIATES INC ($1,880,195 of principal), WELLS FARGO & COMPANY/MN ($303,278 of principal), MORGAN STANLEY ($200,497 of principal), Invesco Ltd. ($175,084 of principal), Shaker Financial Services, LLC ($170,481 of principal), Karpus Management, Inc. ($114,698 of principal), BANK OF AMERICA CORP /DE/ ($83,828 of principal), GUGGENHEIM CAPITAL LLC ($79,391 of principal), 1607 Capital Partners, LLC ($70,205 of principal), and DOLIVER CAPITAL ADVISORS, INC. ($57,448 of principal).
This table shows the top 41 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.