Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Unit price / market price
-
$9.79
-
Total 13F principal
-
$3,506,594
-
Principal change
-
+$458,748
-
Total reported value
-
$34,327,132
-
Number of holders
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41
-
Value change
-
+$4,419,327
-
Number of buys
-
21
-
Number of sells
-
13
Institutional Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q3 2014
As of 30 Sep 2014 DUFF & PHELPS - EXCHANGE TRADED (DUC) had 41 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of $3,506,594 principal (par value or face value) of the bond of the company.
Largest 10 bondholders included SIT INVESTMENT ASSOCIATES INC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Invesco Ltd., Shaker Financial Services, LLC, Karpus Management, Inc., BANK OF AMERICA CORP /DE/, GUGGENHEIM CAPITAL LLC, 1607 Capital Partners, LLC, and DOLIVER CAPITAL ADVISORS, INC..
This table shows 41 bond principal holders of the security as of 30 Sep 2014.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.