Q4 2014 13F Holders as of 31 Dec 2014
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Number of holders
-
33
-
Total 13F principal, excl. options
-
5,382,702
-
Principal change
-
+1,797,409
-
Total reported value, excl. options
-
$52,803,341
-
Value change
-
+$17,639,629
-
Number of buys
-
16
-
Number of sells
-
-16
-
Price
-
$9.81
Significant Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q4 2014
43 filings reported holding DUC - DUFF & PHELPS - EXCHANGE TRADED as of Q4 2014.
DUFF & PHELPS - EXCHANGE TRADED (DUC) has 33 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of $5,382,702 of principal
.
Largest 10 bondholders include SIT INVESTMENT ASSOCIATES INC ($2,876,599 of principal), Karpus Management, Inc. ($797,421 of principal), WELLS FARGO & COMPANY/MN ($455,616 of principal), Invesco Ltd. ($226,826 of principal), Shaker Financial Services, LLC ($193,546 of principal), MORGAN STANLEY ($183,129 of principal), WOLVERINE ASSET MANAGEMENT LLC ($107,174 of principal), GUGGENHEIM CAPITAL LLC ($101,621 of principal), BANK OF AMERICA CORP /DE/ ($91,863 of principal), and 1607 Capital Partners, LLC ($87,205 of principal).
This table shows the top 33 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.