Q2 2014 13F Holders as of 30 Jun 2014
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Number of holders
-
36
-
Total 13F principal, excl. options
-
3,041,055
-
Principal change
-
+177,679
-
Total reported value, excl. options
-
$31,868,996
-
Value change
-
+$1,867,732
-
Number of buys
-
16
-
Number of sells
-
-13
-
Price
-
$10.48
Significant Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q2 2014
40 filings reported holding DUC - DUFF & PHELPS - EXCHANGE TRADED as of Q2 2014.
DUFF & PHELPS - EXCHANGE TRADED (DUC) has 36 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of $3,041,055 of principal
.
Largest 10 bondholders include SIT INVESTMENT ASSOCIATES INC ($1,921,004 of principal), WELLS FARGO & COMPANY/MN ($194,201 of principal), MORGAN STANLEY ($164,061 of principal), Invesco Ltd. ($158,646 of principal), MID CONTINENT CAPITAL LLC/IL ($96,600 of principal), BANK OF AMERICA CORP /DE/ ($84,560 of principal), 1607 Capital Partners, LLC ($74,705 of principal), GUGGENHEIM CAPITAL LLC ($55,715 of principal), Cetera Advisors LLC ($43,690 of principal), and Shaker Financial Services, LLC ($28,462 of principal).
This table shows the top 36 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.