DUFF & PHELPS - EXCHANGE TRADED (DUC)

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class
Debt / EXCHANGE TRADED
Market price (% of par)
1032.98%
Total 13F principal
$2,845,713
Principal change
+$422,701
Total reported market value
$29,398,743
Number of holders
33
Value change
+$4,413,598
Number of buys
11
Number of sells
19

Institutional Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q1 2014

As of 31 Mar 2014, DUFF & PHELPS - EXCHANGE TRADED (DUC) was held by 33 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $2,845,713 in principal (par value) of the bond. The largest 10 bondholders included SIT INVESTMENT ASSOCIATES INC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Invesco Ltd., MID CONTINENT CAPITAL LLC/IL, BANK OF AMERICA CORP /DE/, 1607 Capital Partners, LLC, Cetera Advisors LLC, Windsor Capital Management, LLC, and LPL Financial LLC. This page lists 33 institutional bondholders reporting positions for the Q1 2014 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.