DUFF & PHELPS - EXCHANGE TRADED (DUC)

Q4 2013 13F Holders as of 31 Dec 2013

Type / Class
Debt / EXCHANGE TRADED
Market price (% of par)
1001.69%
Total 13F principal
$2,543,472
Principal change
+$86,492
Total reported market value
$25,517,788
Number of holders
39
Value change
+$865,304
Number of buys
1
Number of sells
2

Institutional Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q4 2013

As of 31 Dec 2013, DUFF & PHELPS - EXCHANGE TRADED (DUC) was held by 39 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $2,543,472 in principal (par value) of the bond. The largest 10 bondholders included SIT INVESTMENT ASSOCIATES INC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Invesco Ltd., WOLVERINE ASSET MANAGEMENT LLC, MID CONTINENT CAPITAL LLC/IL, Shaker Financial Services, LLC, BANK OF AMERICA CORP /DE/, Cetera Advisors LLC, and 1607 Capital Partners, LLC. This page lists 39 institutional bondholders reporting positions for the Q4 2013 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.