Q4 2013 13F Holders as of 31 Dec 2013
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Unit price / market price
-
$10.02
-
Total 13F principal
-
$2,543,472
-
Principal change
-
+$86,492
-
Total reported value
-
$25,517,788
-
Number of holders
-
39
-
Value change
-
+$865,304
-
Number of buys
-
1
-
Number of sells
-
2
Institutional Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q4 2013
As of 31 Dec 2013 DUFF & PHELPS - EXCHANGE TRADED (DUC) had 39 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of $2,543,472 principal (par value or face value) of the bond of the company.
Largest 10 bondholders included SIT INVESTMENT ASSOCIATES INC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Invesco Ltd., WOLVERINE ASSET MANAGEMENT LLC, MID CONTINENT CAPITAL LLC/IL, Shaker Financial Services, LLC, BANK OF AMERICA CORP /DE/, Cetera Advisors LLC, and 1607 Capital Partners, LLC.
This table shows 39 bond principal holders of the security as of 31 Dec 2013.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.