Security key
21924B302
Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q4 2020 13F Holders as of 31 Dec 2020
- Security type / class
- Equity / COM
- Total 13F shares
- 2,601,133
- Total 13F value
- $30,538,703
- Share change
- -901,021
- SEC-reported price per share
- $11.73
- Number of holders
- 43
- Value change
- -$10,233,409
- Number of buys
- 24
- Number of sells
- 12
Report period
Q4 2020
Institutions
43
Top holders
10
CLM full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2021
Previous quarter: Q3 2020
Cornerstone Strategic Investment Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 21924B302
Recent filing periods:
Ownership snapshot
Top reported holders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
CENTAURUS FINANCIAL, INC.
Disclosed value leader
CENTAURUS FINANCIAL, INC.
Comparable rows
0/15
Latest evidence
30 Sep 2020
13F
Highest disclosed value: $7,278,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
CENTAURUS FINANCIAL, INC. has the largest disclosed position value at $7.28M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens CENTAURUS FINANCIAL, INC.'s linked filing trail.
Disclosed position value
Top 5
CENTAURUS FINANCIAL, INC.
$7.28M
Thomas J. Herzfeld Advisors, Inc.
$7.07M
Yakira Capital Management, Inc.
$6.1M
SIT INVESTMENT ASSOCIATES INC
$5.76M
Ford Financial Group, LLC
$2.67M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. |
13F
Company
|
—
class O/S missing
|
$7,278,000
656,226 shares
|
— | 30 Sep 2020 |
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$7,069,000
656,381 shares
|
— | 30 Sep 2020 |
| Yakira Capital Management, Inc. |
13F
Company
|
—
class O/S missing
|
$6,100,000
550,025 shares
|
— | 30 Sep 2020 |
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
—
class O/S missing
|
$5,762,000
519,601 shares
|
— | 30 Sep 2020 |
| Ford Financial Group, LLC |
13F
Company
|
—
class O/S missing
|
$2,669,000
240,744 shares
|
— | 30 Sep 2020 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
—
class O/S missing
|
$2,596,000
234,132 shares
|
— | 30 Sep 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
43
Shares
2,601,133
Rows available
43
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
32
Q4 2020 holders
43
Holder diff
11
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 value | Q4 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend