Security key
21924B302
Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / COM
- Total 13F shares
- 2,601,133
- Share change
- -901,021
- Total reported value
- $30,538,703
- Price per share
- $11.73
- Number of holders
- 43
- Value change
- -$10,233,409
- Number of buys
- 24
- Number of sells
- 12
Report period
Q4 2020
Institutions
43
Top holders
10
CLM full security history
Newer quarter: Q1 2021
Previous quarter: Q3 2020
Cornerstone Strategic Investment Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 21924B302
Recent filing periods:
Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
656,226
|
$7,278,000 | — | 30 Sep 2020 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
656,381
|
$7,069,000 | — | 30 Sep 2020 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
550,025
|
$6,100,000 | — | 30 Sep 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
519,601
|
$5,762,000 | — | 30 Sep 2020 | |
| Ford Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
240,744
|
$2,669,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
234,132
|
$2,596,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
123,758
|
$1,372,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
65,909
|
$731,000 | — | 30 Sep 2020 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
59,524
|
$660,000 | — | 30 Sep 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
49,911
|
$554,000 | — | 30 Sep 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
49,193
|
$546,000 | — | 30 Sep 2020 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
41,594
|
$461,000 | — | 30 Sep 2020 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
33,132
|
$367,000 | — | 30 Sep 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
25,030
|
$278,000 | — | 30 Sep 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
24,812
|
$275,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
22,373
|
$248,000 | — | 30 Sep 2020 | |
| Capital Wealth Alliance, LLC |
13F
|
Company |
—
class O/S missing
|
20,607
|
$229,000 | — | 30 Sep 2020 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
15,992
|
$177,000 | — | 30 Sep 2020 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
13,250
|
$147,000 | — | 30 Sep 2020 | |
| Ironwood Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
12,097
|
$134,000 | — | 30 Sep 2020 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
11,346
|
$126,000 | — | 30 Sep 2020 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
10,035
|
$111,000 | — | 30 Sep 2020 | |
| CREATIVE FINANCIAL DESIGNS INC /ADV |
13F
|
Company |
—
class O/S missing
|
9,896
|
$110,000 | — | 30 Sep 2020 | |
| Savior LLC |
13F
|
Company |
—
class O/S missing
|
9,393
|
$104,000 | — | 30 Sep 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
4,305
|
$45,000 | — | 30 Sep 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
3,395
|
$37,000 | — | 30 Sep 2020 | |
| Atlas Private Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
3,000
|
$33,000 | — | 30 Sep 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,720
|
$19,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,490
|
$16,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,450
|
$16,000 | — | 30 Sep 2020 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
1,325
|
$15,000 | — | 30 Sep 2020 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
742
|
$8,229 | — | 30 Sep 2020 | |
| HORIZON FINANCIAL SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
70
|
$1,000 | — | 30 Sep 2020 | |
| Parallel Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
55
|
$1,000 | — | 30 Sep 2020 |
Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q4 2020
As of 31 Dec 2020,
Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,601,133 shares.
The largest 10 holders included
CENTAURUS FINANCIAL, INC., Yakira Capital Management, Inc., Thomas J. Herzfeld Advisors, Inc., Ford Financial Group, LLC, ADVISOR GROUP HOLDINGS, INC., RAYMOND JAMES & ASSOCIATES, Baird Financial Group, Inc., MORGAN STANLEY, Creative Planning, and LPL Financial LLC.
This page lists
43
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
32
Q4 2020 holders
43
Holder diff
11
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.