Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / COM
- Total 13F shares
- 3,472,388
- Share change
- -4,194,855
- Total reported value
- $38,293,229
- Price per share
- $11.09
- Number of holders
- 32
- Value change
- -$46,084,427
- Number of buys
- 17
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 21924B302:
Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
3,838,023
|
$39,225,000 | — | 30 Jun 2020 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
1,052,156
|
$11,332,000 | — | 30 Jun 2020 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
844,428
|
$8,630,000 | — | 30 Jun 2020 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
570,886
|
$5,834,000 | — | 30 Jun 2020 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
276,168
|
$2,822,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
247,592
|
$2,531,000 | — | 30 Jun 2020 | |
| Ford Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
234,503
|
$2,396,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
116,307
|
$1,189,000 | — | 30 Jun 2020 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
60,488
|
$618,000 | — | 30 Jun 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
53,026
|
$542,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
51,615
|
$527,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
43,675
|
$446,000 | — | 30 Jun 2020 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
33,087
|
$338,000 | — | 30 Jun 2020 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
30,134
|
$308,000 | — | 30 Jun 2020 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
21,826
|
$223,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
21,800
|
$223,000 | — | 30 Jun 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
21,330
|
$218,000 | — | 30 Jun 2020 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
18,176
|
$186,000 | — | 30 Jun 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
17,400
|
$178,000 | — | 30 Jun 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
14,366
|
$147,000 | — | 30 Jun 2020 | |
| Alpine Global Management, LLC |
13F
|
Company |
—
class O/S missing
|
13,226
|
$135,000 | — | 30 Jun 2020 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
—
class O/S missing
|
12,871
|
$132,000 | — | 30 Jun 2020 | |
| Ironwood Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
12,097
|
$123,000 | — | 30 Jun 2020 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
11,346
|
$116,000 | — | 30 Jun 2020 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
11,194
|
$114,000 | — | 30 Jun 2020 | |
| CREATIVE FINANCIAL DESIGNS INC /ADV |
13F
|
Company |
—
class O/S missing
|
9,655
|
$99,000 | — | 30 Jun 2020 | |
| Savior LLC |
13F
|
Company |
—
class O/S missing
|
9,185
|
$94,000 | — | 30 Jun 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
4,066
|
$40,000 | — | 30 Jun 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
3,231
|
$33,000 | — | 30 Jun 2020 | |
| Atlas Private Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
3,000
|
$31,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,060
|
$21,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,720
|
$18,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,450
|
$15,000 | — | 30 Jun 2020 | |
| Joseph P. Lucia & Associates, LLC |
13F
|
Company |
—
class O/S missing
|
1,347
|
$14,000 | — | 30 Jun 2020 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
1,325
|
$14,000 | — | 30 Jun 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
1,077
|
$11,000 | — | 30 Jun 2020 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
742
|
$7,583 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
648
|
$7,000 | — | 30 Jun 2020 | |
| TSFG, LLC |
13F
|
Company |
—
class O/S missing
|
17
|
$1,000 | — | 30 Jun 2020 |
Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q3 2020
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.