Cornerstone Strategic Investment Fund, Inc. - COM (CLM)

CUSIP: 21924B302

Q3 2020 13F Holders as of 30 Sep 2020

Type / Class
Equity / COM
Total 13F shares
3,472,388
Share change
-4,194,855
Total reported value
$38,293,229
Price per share
$11.09
Number of holders
32
Value change
-$46,084,427
Number of buys
17
Number of sells
17

Quarterly Holders Quick Answers

What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
SIT INVESTMENT ASSOCIATES INC
13F
Company
class O/S missing
3,838,023
$39,225,000 30 Jun 2020
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
class O/S missing
1,052,156
$11,332,000 30 Jun 2020
13F
Yakira Capital Management, Inc.
13F
Company
class O/S missing
844,428
$8,630,000 30 Jun 2020
13F
CENTAURUS FINANCIAL, INC.
13F
Company
class O/S missing
570,886
$5,834,000 30 Jun 2020
13F
CLOUGH CAPITAL PARTNERS L P
13F
Company
class O/S missing
276,168
$2,822,000 30 Jun 2020
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
247,592
$2,531,000 30 Jun 2020
13F
Ford Financial Group, LLC
13F
Company
class O/S missing
234,503
$2,396,000 30 Jun 2020
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
116,307
$1,189,000 30 Jun 2020
13F
Baird Financial Group, Inc.
13F
Company
class O/S missing
60,488
$618,000 30 Jun 2020
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
53,026
$542,000 30 Jun 2020
13F
MORGAN STANLEY
13F
Company
class O/S missing
51,615
$527,000 30 Jun 2020
13F
LPL Financial LLC
13F
Company
class O/S missing
43,675
$446,000 30 Jun 2020
13F
Creative Planning
13F
Company
class O/S missing
33,087
$338,000 30 Jun 2020
13F
Kovack Advisors, Inc.
13F
Company
class O/S missing
30,134
$308,000 30 Jun 2020
13F
Karpus Management, Inc.
13F
Company
class O/S missing
21,826
$223,000 30 Jun 2020
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
21,800
$223,000 30 Jun 2020
13F
Cetera Advisor Networks LLC
13F
Company
class O/S missing
21,330
$218,000 30 Jun 2020
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
18,176
$186,000 30 Jun 2020
13F
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV
13F
Company
class O/S missing
17,400
$178,000 30 Jun 2020
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
class O/S missing
14,366
$147,000 30 Jun 2020
13F
Alpine Global Management, LLC
13F
Company
class O/S missing
13,226
$135,000 30 Jun 2020
13F
Institute for Wealth Management, LLC.
13F
Company
class O/S missing
12,871
$132,000 30 Jun 2020
13F
Ironwood Investment Counsel, LLC
13F
Company
class O/S missing
12,097
$123,000 30 Jun 2020
13F
Sheaff Brock Investment Advisors, LLC
13F
Company
class O/S missing
11,346
$116,000 30 Jun 2020
13F
SeaCrest Wealth Management, LLC
13F
Company
class O/S missing
11,194
$114,000 30 Jun 2020
13F
CREATIVE FINANCIAL DESIGNS INC /ADV
13F
Company
class O/S missing
9,655
$99,000 30 Jun 2020
13F
Savior LLC
13F
Company
class O/S missing
9,185
$94,000 30 Jun 2020
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
4,066
$40,000 30 Jun 2020
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
class O/S missing
3,231
$33,000 30 Jun 2020
13F
Atlas Private Wealth Advisors
13F
Company
class O/S missing
3,000
$31,000 30 Jun 2020
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
2,060
$21,000 30 Jun 2020
13F
CITIGROUP INC
13F
Company
class O/S missing
1,720
$18,000 30 Jun 2020
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
1,450
$15,000 30 Jun 2020
13F
Joseph P. Lucia & Associates, LLC
13F
Company
class O/S missing
1,347
$14,000 30 Jun 2020
13F
Sound Income Strategies, LLC
13F
Company
class O/S missing
1,325
$14,000 30 Jun 2020
13F
BENJAMIN F. EDWARDS & COMPANY, INC.
13F
Company
class O/S missing
1,077
$11,000 30 Jun 2020
13F
American Portfolios Advisors
13F
Company
class O/S missing
742
$7,583 30 Jun 2020
13F
UBS Group AG
13F
Company
class O/S missing
648
$7,000 30 Jun 2020
13F
TSFG, LLC
13F
Company
class O/S missing
17
$1,000 30 Jun 2020
13F

Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q3 2020

As of 30 Sep 2020, Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by 32 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,472,388 shares. The largest 10 holders included Thomas J. Herzfeld Advisors, Inc., CENTAURUS FINANCIAL, INC., Yakira Capital Management, Inc., SIT INVESTMENT ASSOCIATES INC, Ford Financial Group, LLC, ADVISOR GROUP HOLDINGS, INC., RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, Baird Financial Group, Inc., and Cambridge Investment Research Advisors, Inc.. This page lists 32 institutional shareholders reporting positions in this security for the Q3 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders
40
Q3 2020 holders
32
Holder diff
-8
Investor Q2 2020 Shares Q3 2020 Shares Share Diff Share Chg % Q2 2020 Value $ Q3 2020 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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