Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / COM
- Total 13F shares
- 2,658,776
- Share change
- +54,437
- Total reported value
- $35,803,843
- Price per share
- $13.47
- Number of holders
- 46
- Value change
- +$1,511,202
- Number of buys
- 30
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 21924B302:
Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
747,378
|
$8,766,000 | — | 31 Dec 2020 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
385,301
|
$4,519,000 | — | 31 Dec 2020 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
258,526
|
$3,032,000 | — | 31 Dec 2020 | |
| Ford Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
248,041
|
$2,909,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
215,652
|
$2,530,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
114,354
|
$1,341,000 | — | 31 Dec 2020 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
74,033
|
$868,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
66,910
|
$784,000 | — | 31 Dec 2020 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
53,179
|
$624,000 | — | 31 Dec 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
52,915
|
$621,000 | — | 31 Dec 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
52,081
|
$611,000 | — | 31 Dec 2020 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
37,552
|
$440,000 | — | 31 Dec 2020 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
23,597
|
$277,000 | — | 31 Dec 2020 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
21,905
|
$255,000 | — | 31 Dec 2020 | |
| DCM Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
21,000
|
$246,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
20,650
|
$242,000 | — | 31 Dec 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
20,634
|
$242,000 | — | 31 Dec 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
19,348
|
$227,000 | — | 31 Dec 2020 | |
| Capital Wealth Alliance, LLC |
13F
|
Company |
—
class O/S missing
|
17,082
|
$226,000 | — | 31 Dec 2020 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
17,672
|
$207,000 | — | 31 Dec 2020 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
15,778
|
$185,000 | — | 31 Dec 2020 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
15,346
|
$180,000 | — | 31 Dec 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
14,058
|
$165,000 | — | 31 Dec 2020 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
—
class O/S missing
|
12,134
|
$142,000 | — | 31 Dec 2020 | |
| Ironwood Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
12,097
|
$141,000 | — | 31 Dec 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
11,000
|
$129,000 | — | 31 Dec 2020 | |
| CREATIVE FINANCIAL DESIGNS INC /ADV |
13F
|
Company |
—
class O/S missing
|
10,151
|
$119,000 | — | 31 Dec 2020 | |
| Savior LLC |
13F
|
Company |
—
class O/S missing
|
8,998
|
$106,000 | — | 31 Dec 2020 | |
| Altus Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
8,696
|
$102,000 | — | 31 Dec 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
4,795
|
$64,000 | — | 31 Dec 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
3,500
|
$43,000 | — | 31 Dec 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
3,567
|
$41,000 | — | 31 Dec 2020 | |
| Atlas Private Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
3,000
|
$35,000 | — | 31 Dec 2020 | |
| HARBOR INVESTMENT ADVISORY, LLC |
13F
|
Company |
—
class O/S missing
|
2,000
|
$23,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,729
|
$20,000 | — | 31 Dec 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,720
|
$20,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,450
|
$17,000 | — | 31 Dec 2020 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
1,325
|
$16,000 | — | 31 Dec 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,050
|
$12,000 | — | 31 Dec 2020 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
742
|
$8,703 | — | 31 Dec 2020 | |
| Safeguard Investment Advisory Group, LLC |
13F
|
Company |
—
class O/S missing
|
333
|
$3,000 | — | 31 Dec 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
100
|
$1,000 | — | 31 Dec 2020 | |
| HORIZON FINANCIAL SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
70
|
$1,000 | — | 31 Dec 2020 | |
| Parallel Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
55
|
$1,000 | — | 31 Dec 2020 | |
| TSFG, LLC |
13F
|
Company |
—
class O/S missing
|
17
|
$1,000 | — | 31 Dec 2020 |
Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q1 2021
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.