Security key
21924B302
Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q1 2021 13F Holders as of 31 Mar 2021
- Security type / class
- Equity / COM
- Total 13F shares
- 2,658,776
- Total 13F value
- $35,803,843
- Share change
- +54,437
- SEC-reported price per share
- $13.47
- Number of holders
- 46
- Value change
- +$1,511,202
- Number of buys
- 30
- Number of sells
- 13
Report period
Q1 2021
Institutions
46
Top holders
10
CLM full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2021
Previous quarter: Q4 2020
Cornerstone Strategic Investment Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 21924B302
Recent filing periods:
Ownership snapshot
Top reported holders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
CENTAURUS FINANCIAL, INC.
Disclosed value leader
CENTAURUS FINANCIAL, INC.
Comparable rows
0/15
Latest evidence
31 Dec 2020
13F
Highest disclosed value: $8,766,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
CENTAURUS FINANCIAL, INC. has the largest disclosed position value at $8.77M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens CENTAURUS FINANCIAL, INC.'s linked filing trail.
Disclosed position value
Top 5
CENTAURUS FINANCIAL, INC.
$8.77M
Yakira Capital Management, Inc.
$4.52M
Thomas J. Herzfeld Advisors, Inc.
$3.03M
Ford Financial Group, LLC
$2.91M
OSAIC HOLDINGS, INC.
$2.53M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. |
13F
Company
|
—
class O/S missing
|
$8,766,000
747,378 shares
|
— | 31 Dec 2020 |
| Yakira Capital Management, Inc. |
13F
Company
|
—
class O/S missing
|
$4,519,000
385,301 shares
|
— | 31 Dec 2020 |
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$3,032,000
258,526 shares
|
— | 31 Dec 2020 |
| Ford Financial Group, LLC |
13F
Company
|
—
class O/S missing
|
$2,909,000
248,041 shares
|
— | 31 Dec 2020 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
—
class O/S missing
|
$2,530,000
215,652 shares
|
— | 31 Dec 2020 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$1,341,000
114,354 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
46
Shares
2,658,776
Rows available
46
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
43
Q1 2021 holders
46
Holder diff
3
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 value | Q1 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend