Cornerstone Strategic Investment Fund, Inc. - COM (CLM)

CUSIP: 21924B302

Q1 2021 13F Holders as of 31 Mar 2021

Type / Class
Equity / COM
Total 13F shares
2,658,776
Share change
+54,437
Total reported value
$35,803,843
Price per share
$13.47
Number of holders
46
Value change
+$1,511,202
Number of buys
30
Number of sells
13

Quarterly Holders Quick Answers

What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
CENTAURUS FINANCIAL, INC.
13F
Company
class O/S missing
747,378
$8,766,000 31 Dec 2020
13F
Yakira Capital Management, Inc.
13F
Company
class O/S missing
385,301
$4,519,000 31 Dec 2020
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
class O/S missing
258,526
$3,032,000 31 Dec 2020
13F
Ford Financial Group, LLC
13F
Company
class O/S missing
248,041
$2,909,000 31 Dec 2020
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
215,652
$2,530,000 31 Dec 2020
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
114,354
$1,341,000 31 Dec 2020
13F
Baird Financial Group, Inc.
13F
Company
class O/S missing
74,033
$868,000 31 Dec 2020
13F
MORGAN STANLEY
13F
Company
class O/S missing
66,910
$784,000 31 Dec 2020
13F
Creative Planning
13F
Company
class O/S missing
53,179
$624,000 31 Dec 2020
13F
LPL Financial LLC
13F
Company
class O/S missing
52,915
$621,000 31 Dec 2020
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
52,081
$611,000 31 Dec 2020
13F
Kovack Advisors, Inc.
13F
Company
class O/S missing
37,552
$440,000 31 Dec 2020
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
23,597
$277,000 31 Dec 2020
13F
Kestra Advisory Services, LLC
13F
Company
class O/S missing
21,905
$255,000 31 Dec 2020
13F
DCM Advisors, LLC
13F
Company
class O/S missing
21,000
$246,000 31 Dec 2020
13F
UBS Group AG
13F
Company
class O/S missing
20,650
$242,000 31 Dec 2020
13F
TRUIST FINANCIAL CORP
13F
Company
class O/S missing
20,634
$242,000 31 Dec 2020
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
19,348
$227,000 31 Dec 2020
13F
Capital Wealth Alliance, LLC
13F
Company
class O/S missing
17,082
$226,000 31 Dec 2020
13F
Virtu Financial LLC
13F
Company
class O/S missing
17,672
$207,000 31 Dec 2020
13F
SeaCrest Wealth Management, LLC
13F
Company
class O/S missing
15,778
$185,000 31 Dec 2020
13F
Sheaff Brock Investment Advisors, LLC
13F
Company
class O/S missing
15,346
$180,000 31 Dec 2020
13F
Cetera Advisor Networks LLC
13F
Company
class O/S missing
14,058
$165,000 31 Dec 2020
13F
Dynamic Advisor Solutions LLC
13F
Company
class O/S missing
12,134
$142,000 31 Dec 2020
13F
Ironwood Investment Counsel, LLC
13F
Company
class O/S missing
12,097
$141,000 31 Dec 2020
13F
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV
13F
Company
class O/S missing
11,000
$129,000 31 Dec 2020
13F
CREATIVE FINANCIAL DESIGNS INC /ADV
13F
Company
class O/S missing
10,151
$119,000 31 Dec 2020
13F
Savior LLC
13F
Company
class O/S missing
8,998
$106,000 31 Dec 2020
13F
Altus Wealth Group LLC
13F
Company
class O/S missing
8,696
$102,000 31 Dec 2020
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
4,795
$64,000 31 Dec 2020
13F
BANK OF MONTREAL /CAN/
13F
Company
class O/S missing
3,500
$43,000 31 Dec 2020
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
class O/S missing
3,567
$41,000 31 Dec 2020
13F
Atlas Private Wealth Advisors
13F
Company
class O/S missing
3,000
$35,000 31 Dec 2020
13F
HARBOR INVESTMENT ADVISORY, LLC
13F
Company
class O/S missing
2,000
$23,000 31 Dec 2020
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
1,729
$20,000 31 Dec 2020
13F
CITIGROUP INC
13F
Company
class O/S missing
1,720
$20,000 31 Dec 2020
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
1,450
$17,000 31 Dec 2020
13F
Sound Income Strategies, LLC
13F
Company
class O/S missing
1,325
$16,000 31 Dec 2020
13F
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
13F
Company
class O/S missing
1,050
$12,000 31 Dec 2020
13F
American Portfolios Advisors
13F
Company
class O/S missing
742
$8,703 31 Dec 2020
13F
Safeguard Investment Advisory Group, LLC
13F
Company
class O/S missing
333
$3,000 31 Dec 2020
13F
Rockefeller Capital Management L.P.
13F
Company
class O/S missing
100
$1,000 31 Dec 2020
13F
HORIZON FINANCIAL SERVICES, LLC
13F
Company
class O/S missing
70
$1,000 31 Dec 2020
13F
Parallel Advisors, LLC
13F
Company
class O/S missing
55
$1,000 31 Dec 2020
13F
TSFG, LLC
13F
Company
class O/S missing
17
$1,000 31 Dec 2020
13F

Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q1 2021

As of 31 Mar 2021, Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by 46 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,658,776 shares. The largest 10 holders included CENTAURUS FINANCIAL, INC., Ford Financial Group, LLC, CREDIT SUISSE AG/, ADVISOR GROUP HOLDINGS, INC., RAYMOND JAMES & ASSOCIATES, Thomas J. Herzfeld Advisors, Inc., MORGAN STANLEY, NOMURA HOLDINGS INC, Baird Financial Group, Inc., and LPL Financial LLC. This page lists 46 institutional shareholders reporting positions in this security for the Q1 2021 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2021 vs Q4 2020 Across Filers

Q4 2020 holders
43
Q1 2021 holders
46
Holder diff
3
Investor Q4 2020 Shares Q1 2021 Shares Share Diff Share Chg % Q4 2020 Value $ Q1 2021 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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