Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / COM
- Total 13F shares
- 7,689,069
- Share change
- -5,495,625
- Total reported value
- $79,161,583
- Price per share
- $10.22
- Number of holders
- 40
- Value change
- -$55,595,135
- Number of buys
- 14
- Number of sells
- 25
Quarterly Holders Quick Answers
What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
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- Latest 13F filings for newly reported positions across managers.
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Explore More Reporting Periods
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Recent filing periods for CUSIP 21924B302:
Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
3,977,661
|
$32,299,000 | — | 31 Mar 2020 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
2,273,846
|
$18,464,000 | — | 31 Mar 2020 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
1,246,633
|
$10,123,000 | — | 31 Mar 2020 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,124,500
|
$9,131,000 | — | 31 Mar 2020 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
494,811
|
$4,018,000 | — | 31 Mar 2020 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
297,488
|
$2,416,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
383,379
|
$2,310,000 | — | 31 Mar 2020 | |
| Ford Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
225,696
|
$1,832,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
132,265
|
$1,074,000 | — | 31 Mar 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
128,371
|
$1,042,000 | — | 31 Mar 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
80,285
|
$652,000 | — | 31 Mar 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
80,057
|
$650,000 | — | 31 Mar 2020 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
58,499
|
$475,000 | — | 31 Mar 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
54,740
|
$444,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
51,137
|
$415,000 | — | 31 Mar 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
49,799
|
$404,000 | — | 31 Mar 2020 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
41,243
|
$335,000 | — | 31 Mar 2020 | |
| Sequoia Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
38,954
|
$316,000 | — | 31 Mar 2020 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
37,692
|
$306,000 | — | 31 Mar 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
30,804
|
$250,000 | — | 31 Mar 2020 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
28,168
|
$229,000 | — | 31 Mar 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
23,199
|
$188,000 | — | 31 Mar 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
21,580
|
$175,000 | — | 31 Mar 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
19,700
|
$160,000 | — | 31 Mar 2020 | |
| Walleye Capital LLC |
13F
|
Company |
—
class O/S missing
|
15,600
|
$127,000 | — | 31 Mar 2020 | |
| Crescent Grove Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
14,330
|
$116,000 | — | 31 Mar 2020 | |
| Alpine Global Management, LLC |
13F
|
Company |
—
class O/S missing
|
13,226
|
$107,000 | — | 31 Mar 2020 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
—
class O/S missing
|
12,445
|
$101,000 | — | 31 Mar 2020 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
11,346
|
$92,000 | — | 31 Mar 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
10,036
|
$81,000 | — | 31 Mar 2020 | |
| Savior LLC |
13F
|
Company |
—
class O/S missing
|
8,144
|
$66,000 | — | 31 Mar 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
5,737
|
$47,000 | — | 31 Mar 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
3,820
|
$31,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,331
|
$19,000 | — | 31 Mar 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,720
|
$14,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,642
|
$13,000 | — | 31 Mar 2020 | |
| Joseph P. Lucia & Associates, LLC |
13F
|
Company |
—
class O/S missing
|
1,347
|
$11,000 | — | 31 Mar 2020 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
1,325
|
$11,000 | — | 31 Mar 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
1,077
|
$9,000 | — | 31 Mar 2020 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
742
|
$6,025 | — | 31 Mar 2020 | |
| TSFG, LLC |
13F
|
Company |
—
class O/S missing
|
17
|
$1,000 | — | 31 Mar 2020 |
Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q2 2020
As of 30 Jun 2020,
Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,689,069 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, Thomas J. Herzfeld Advisors, Inc., Yakira Capital Management, Inc., CENTAURUS FINANCIAL, INC., Clough Capital Partners L P, ADVISOR GROUP HOLDINGS, INC., Ford Financial Group, LLC, RAYMOND JAMES & ASSOCIATES, Baird Financial Group, Inc., and Cambridge Investment Research Advisors, Inc..
This page lists
40
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
41
Q2 2020 holders
40
Holder diff
-1
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.