Cornerstone Strategic Investment Fund, Inc. - COM (CLM)

CUSIP: 21924B302

Q2 2019 13F Holders as of 30 Jun 2019

Type / Class
Equity / COM
Total 13F shares
14,820,668
Share change
-971,892
Total reported value
$172,504,238
Price per share
$11.64
Number of holders
47
Value change
-$11,401,317
Number of buys
26
Number of sells
18

Quarterly Holders Quick Answers

What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
SIT INVESTMENT ASSOCIATES INC
13F
Company
class O/S missing
8,430,544
$102,684,000 31 Mar 2019
13F
Karpus Management, Inc.
13F
Company
class O/S missing
2,135,564
$26,374,000 31 Mar 2019
13F
Yakira Capital Management, Inc.
13F
Company
class O/S missing
1,492,851
$18,183,000 31 Mar 2019
13F
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
class O/S missing
896,747
$10,922,000 31 Mar 2019
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
class O/S missing
855,036
$10,414,000 31 Mar 2019
13F
CLOUGH CAPITAL PARTNERS L P
13F
Company
class O/S missing
565,800
$6,891,000 31 Mar 2019
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
143,273
$1,745,000 31 Mar 2019
13F
MARINER INVESTMENT GROUP LLC
13F
Company
class O/S missing
142,000
$1,730,000 31 Mar 2019
13F
Ford Financial Group, LLC
13F
Company
class O/S missing
141,139
$1,719,000 31 Mar 2019
13F
Advisor Group, Inc.
13F
Company
class O/S missing
92,577
$1,127,000 31 Mar 2019
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
82,745
$1,008,000 31 Mar 2019
13F
Creative Planning
13F
Company
class O/S missing
61,823
$753,000 31 Mar 2019
13F
MORGAN STANLEY
13F
Company
class O/S missing
45,144
$550,000 31 Mar 2019
13F
Joseph P. Lucia & Associates, LLC
13F
Company
class O/S missing
6,286
$505,000 31 Mar 2019
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
38,276
$466,000 31 Mar 2019
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
class O/S missing
36,317
$442,000 31 Mar 2019
13F
Dakota Wealth Management
13F
Company
class O/S missing
30,875
$378,000 31 Mar 2019
13F
CSS LLC/IL
13F
Company
class O/S missing
28,213
$344,000 31 Mar 2019
13F
Baird Financial Group, Inc.
13F
Company
class O/S missing
28,201
$343,000 31 Mar 2019
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
25,556
$311,000 31 Mar 2019
13F
FIRST FOUNDATION ADVISORS
13F
Company
class O/S missing
25,000
$304,000 31 Mar 2019
13F
Kovack Advisors, Inc.
13F
Company
class O/S missing
23,275
$283,000 31 Mar 2019
13F
CENTAURUS FINANCIAL, INC.
13F
Company
class O/S missing
2,953
$242,450 31 Mar 2019
13F
Institute for Wealth Management, LLC.
13F
Company
class O/S missing
17,557
$214,000 31 Mar 2019
13F
Cetera Advisor Networks LLC
13F
Company
class O/S missing
15,469
$188,000 31 Mar 2019
13F
MML INVESTORS SERVICES, LLC
13F
Company
class O/S missing
13,913
$169,000 31 Mar 2019
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
13,650
$166,000 31 Mar 2019
13F
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV
13F
Company
class O/S missing
13,300
$162,000 31 Mar 2019
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
class O/S missing
12,274
$149,000 31 Mar 2019
13F
LPL Financial LLC
13F
Company
class O/S missing
12,013
$146,000 31 Mar 2019
13F
UBS Group AG
13F
Company
class O/S missing
11,278
$137,000 31 Mar 2019
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
10,986
$134,000 31 Mar 2019
13F
Sheaff Brock Investment Advisors, LLC
13F
Company
class O/S missing
10,716
$131,000 31 Mar 2019
13F
Capital Investment Advisory Services, LLC
13F
Company
class O/S missing
5,500
$67,000 31 Mar 2019
13F
Quad-Cities Investment Group, LLC
13F
Company
class O/S missing
5,169
$63,000 31 Mar 2019
13F
HARVEST GROUP WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
4,972
$61,000 31 Mar 2019
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
4,309
$52,000 31 Mar 2019
13F
Mosaic Family Wealth, LLC
13F
Company
class O/S missing
3,128
$38,000 31 Mar 2019
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
2,755
$33,000 31 Mar 2019
13F
Sound Income Strategies, LLC
13F
Company
class O/S missing
1,325
$16,000 31 Mar 2019
13F
CITIGROUP INC
13F
Company
class O/S missing
800
$10,000 31 Mar 2019
13F
American Portfolios Advisors
13F
Company
class O/S missing
450
$5,481 31 Mar 2019
13F
Royal Fund Management, LLC
13F
Company
class O/S missing
353
$4,000 31 Mar 2019
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
240
$3,000 31 Mar 2019
13F
FIRST HAWAIIAN BANK
13F
Company
class O/S missing
151
$2,000 31 Mar 2019
13F
TSFG, LLC
13F
Company
class O/S missing
17
$1,000 31 Mar 2019
13F

Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q2 2019

As of 30 Jun 2019, Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by 47 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 14,820,668 shares. The largest 10 holders included SIT INVESTMENT ASSOCIATES INC, Karpus Management, Inc., Yakira Capital Management, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, Thomas J. Herzfeld Advisors, Inc., Clough Capital Partners L P, CENTAURUS FINANCIAL, INC., LADENBURG THALMANN FINANCIAL SERVICES INC., Ford Financial Group, Inc., and Advisor Group, Inc.. This page lists 47 institutional shareholders reporting positions in this security for the Q2 2019 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2019 vs Q1 2019 Across Filers

Q1 2019 holders
44
Q2 2019 holders
47
Holder diff
3
Investor Q1 2019 Shares Q2 2019 Shares Share Diff Share Chg % Q1 2019 Value $ Q2 2019 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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