Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / COM
- Total 13F shares
- 14,820,668
- Share change
- -971,892
- Total reported value
- $172,504,238
- Price per share
- $11.64
- Number of holders
- 47
- Value change
- -$11,401,317
- Number of buys
- 26
- Number of sells
- 18
Quarterly Holders Quick Answers
What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 21924B302:
Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
8,430,544
|
$102,684,000 | — | 31 Mar 2019 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
2,135,564
|
$26,374,000 | — | 31 Mar 2019 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,492,851
|
$18,183,000 | — | 31 Mar 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
896,747
|
$10,922,000 | — | 31 Mar 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
855,036
|
$10,414,000 | — | 31 Mar 2019 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
565,800
|
$6,891,000 | — | 31 Mar 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
143,273
|
$1,745,000 | — | 31 Mar 2019 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
142,000
|
$1,730,000 | — | 31 Mar 2019 | |
| Ford Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
141,139
|
$1,719,000 | — | 31 Mar 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
92,577
|
$1,127,000 | — | 31 Mar 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
82,745
|
$1,008,000 | — | 31 Mar 2019 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
61,823
|
$753,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
45,144
|
$550,000 | — | 31 Mar 2019 | |
| Joseph P. Lucia & Associates, LLC |
13F
|
Company |
—
class O/S missing
|
6,286
|
$505,000 | — | 31 Mar 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
38,276
|
$466,000 | — | 31 Mar 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
36,317
|
$442,000 | — | 31 Mar 2019 | |
| Dakota Wealth Management |
13F
|
Company |
—
class O/S missing
|
30,875
|
$378,000 | — | 31 Mar 2019 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
28,213
|
$344,000 | — | 31 Mar 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
28,201
|
$343,000 | — | 31 Mar 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
25,556
|
$311,000 | — | 31 Mar 2019 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
25,000
|
$304,000 | — | 31 Mar 2019 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
23,275
|
$283,000 | — | 31 Mar 2019 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
2,953
|
$242,450 | — | 31 Mar 2019 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
—
class O/S missing
|
17,557
|
$214,000 | — | 31 Mar 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
15,469
|
$188,000 | — | 31 Mar 2019 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
13,913
|
$169,000 | — | 31 Mar 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
13,650
|
$166,000 | — | 31 Mar 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
13,300
|
$162,000 | — | 31 Mar 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
12,274
|
$149,000 | — | 31 Mar 2019 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
12,013
|
$146,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
11,278
|
$137,000 | — | 31 Mar 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
10,986
|
$134,000 | — | 31 Mar 2019 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
10,716
|
$131,000 | — | 31 Mar 2019 | |
| Capital Investment Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
5,500
|
$67,000 | — | 31 Mar 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
5,169
|
$63,000 | — | 31 Mar 2019 | |
| HARVEST GROUP WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
4,972
|
$61,000 | — | 31 Mar 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
4,309
|
$52,000 | — | 31 Mar 2019 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
3,128
|
$38,000 | — | 31 Mar 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
2,755
|
$33,000 | — | 31 Mar 2019 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
1,325
|
$16,000 | — | 31 Mar 2019 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
800
|
$10,000 | — | 31 Mar 2019 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
450
|
$5,481 | — | 31 Mar 2019 | |
| Royal Fund Management, LLC |
13F
|
Company |
—
class O/S missing
|
353
|
$4,000 | — | 31 Mar 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
240
|
$3,000 | — | 31 Mar 2019 | |
| FIRST HAWAIIAN BANK |
13F
|
Company |
—
class O/S missing
|
151
|
$2,000 | — | 31 Mar 2019 | |
| TSFG, LLC |
13F
|
Company |
—
class O/S missing
|
17
|
$1,000 | — | 31 Mar 2019 |
Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q2 2019
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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