Security key
21924B302
Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q3 2019 13F Holders as of 30 Sep 2019
- Security type / class
- Equity / COM
- Total 13F shares
- 12,654,917
- Total 13F value
- $143,755,112
- Share change
- -2,165,751
- SEC-reported price per share
- $11.36
- Number of holders
- 42
- Value change
- -$24,787,263
- Number of buys
- 22
- Number of sells
- 22
Report period
Q3 2019
Institutions
42
Top holders
10
CLM full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2019
Previous quarter: Q2 2019
Cornerstone Strategic Investment Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 21924B302
Recent filing periods:
Ownership snapshot
Top reported holders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
SIT INVESTMENT ASSOCIATES...
Disclosed value leader
SIT INVESTMENT ASSOCIATES...
Comparable rows
0/15
Latest evidence
30 Jun 2019
13F
Highest disclosed value: $90,214,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
SIT INVESTMENT ASSOCIATES INC has the largest disclosed position value at $90.21M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens SIT INVESTMENT ASSOCIATES INC's linked filing trail.
Disclosed position value
Top 5
SIT INVESTMENT ASSOCIATES INC
$90.21M
Karpus Management, Inc.
$17.99M
Yakira Capital Management, Inc.
$15.53M
RIVERNORTH CAPITAL MANAGEMENT, LLC
$14.32M
Thomas J. Herzfeld Advisors, Inc.
$10.74M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
—
class O/S missing
|
$90,214,000
7,750,351 shares
|
— | 30 Jun 2019 |
| Karpus Management, Inc. |
13F
Company
|
—
class O/S missing
|
$17,993,000
1,545,808 shares
|
— | 30 Jun 2019 |
| Yakira Capital Management, Inc. |
13F
Company
|
—
class O/S missing
|
$15,530,000
1,334,213 shares
|
— | 30 Jun 2019 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$14,316,000
1,229,863 shares
|
— | 30 Jun 2019 |
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$10,735,000
922,253 shares
|
— | 30 Jun 2019 |
| CLOUGH CAPITAL PARTNERS L P |
13F
Company
|
—
class O/S missing
|
$6,430,000
552,363 shares
|
— | 30 Jun 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
42
Shares
12,654,917
Rows available
42
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
47
Q3 2019 holders
42
Holder diff
-5
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 value | Q3 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend