Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / COM
- Total 13F shares
- 12,654,917
- Share change
- -2,165,751
- Total reported value
- $143,755,112
- Price per share
- $11.36
- Number of holders
- 42
- Value change
- -$24,787,263
- Number of buys
- 22
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
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- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 21924B302:
Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
7,750,351
|
$90,214,000 | — | 30 Jun 2019 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,545,808
|
$17,993,000 | — | 30 Jun 2019 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,334,213
|
$15,530,000 | — | 30 Jun 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,229,863
|
$14,316,000 | — | 30 Jun 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
922,253
|
$10,735,000 | — | 30 Jun 2019 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
552,363
|
$6,430,000 | — | 30 Jun 2019 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
310,229
|
$3,611,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
160,072
|
$1,863,000 | — | 30 Jun 2019 | |
| Ford Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
155,191
|
$1,806,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
102,295
|
$1,191,000 | — | 30 Jun 2019 | |
| Measured Wealth Private Client Group, LLC |
13F
|
Company |
—
class O/S missing
|
75,055
|
$874,000 | — | 30 Jun 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
64,460
|
$750,000 | — | 30 Jun 2019 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
59,300
|
$690,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
47,789
|
$556,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
47,476
|
$552,000 | — | 30 Jun 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
43,573
|
$507,000 | — | 30 Jun 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
40,920
|
$476,000 | — | 30 Jun 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
36,825
|
$429,000 | — | 30 Jun 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
33,100
|
$385,000 | — | 30 Jun 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
30,001
|
$349,000 | — | 30 Jun 2019 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
28,213
|
$328,000 | — | 30 Jun 2019 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
25,468
|
$296,000 | — | 30 Jun 2019 | |
| Dakota Wealth Management |
13F
|
Company |
—
class O/S missing
|
24,405
|
$279,000 | — | 30 Jun 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
20,500
|
$239,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
19,680
|
$229,000 | — | 30 Jun 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
17,676
|
$205,000 | — | 30 Jun 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
16,869
|
$197,000 | — | 30 Jun 2019 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
15,010
|
$175,000 | — | 30 Jun 2019 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
—
class O/S missing
|
14,748
|
$172,000 | — | 30 Jun 2019 | |
| Biltmore Capital Advisors LLC |
13F
|
Company |
—
class O/S missing
|
14,000
|
$163,000 | — | 30 Jun 2019 | |
| Quad Capital Management Advisors LLC |
13F
|
Company |
—
class O/S missing
|
12,969
|
$151,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
11,801
|
$137,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
10,986
|
$128,000 | — | 30 Jun 2019 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
10,716
|
$125,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
7,703
|
$89,000 | — | 30 Jun 2019 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
5,664
|
$66,000 | — | 30 Jun 2019 | |
| Capital Investment Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
5,500
|
$65,000 | — | 30 Jun 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
5,460
|
$64,000 | — | 30 Jun 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
—
class O/S missing
|
3,664
|
$42,000 | — | 30 Jun 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
2,910
|
$33,000 | — | 30 Jun 2019 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
1,325
|
$15,000 | — | 30 Jun 2019 | |
| Joseph P. Lucia & Associates, LLC |
13F
|
Company |
—
class O/S missing
|
1,171
|
$14,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,120
|
$13,000 | — | 30 Jun 2019 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
900
|
$10,000 | — | 30 Jun 2019 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
450
|
$5,238 | — | 30 Jun 2019 | |
| Royal Fund Management, LLC |
13F
|
Company |
—
class O/S missing
|
353
|
$4,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
270
|
$3,000 | — | 30 Jun 2019 | |
| Parallel Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
55
|
$1,000 | — | 30 Jun 2019 |
Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q3 2019
As of 30 Sep 2019,
Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,654,917 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, Karpus Management, Inc., Thomas J. Herzfeld Advisors, Inc., Yakira Capital Management, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, CENTAURUS FINANCIAL, INC., Ford Financial Group, Inc., LADENBURG THALMANN FINANCIAL SERVICES INC., Advisor Group, Inc., and Measured Wealth Private Client Group, LLC.
This page lists
42
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
47
Q3 2019 holders
42
Holder diff
-5
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.