Security key
21924B302
Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q1 2019 13F Holders as of 31 Mar 2019
- Type / Class
- Equity / COM
- Total 13F shares
- 15,506,578
- Share change
- -2,669,861
- Total reported value
- $189,204,481
- Price per share
- $12.18
- Number of holders
- 44
- Value change
- -$32,517,337
- Number of buys
- 18
- Number of sells
- 22
Report period
Q1 2019
Institutions
44
Top holders
10
CLM full security history
Newer quarter: Q2 2019
Previous quarter: Q4 2018
Cornerstone Strategic Investment Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 21924B302
Recent filing periods:
Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
9,384,662
|
$104,921,000 | — | 31 Dec 2018 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
2,199,564
|
$24,591,000 | — | 31 Dec 2018 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,622,539
|
$18,140,000 | — | 31 Dec 2018 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,440,368
|
$15,930,000 | — | 31 Dec 2018 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
856,541
|
$9,576,000 | — | 31 Dec 2018 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
604,300
|
$6,756,000 | — | 31 Dec 2018 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
499,658
|
$5,596,000 | — | 31 Dec 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
220,586
|
$2,466,000 | — | 31 Dec 2018 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
142,000
|
$1,588,000 | — | 31 Dec 2018 | |
| Ford Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
120,897
|
$1,351,000 | — | 31 Dec 2018 | |
| Alpine Global Management, LLC |
13F
|
Company |
—
class O/S missing
|
106,449
|
$1,190,000 | — | 31 Dec 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
82,745
|
$926,000 | — | 31 Dec 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
80,092
|
$896,000 | — | 31 Dec 2018 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
75,119
|
$840,000 | — | 31 Dec 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
40,366
|
$451,000 | — | 31 Dec 2018 | |
| Dakota Wealth Management |
13F
|
Company |
—
class O/S missing
|
30,375
|
$336,000 | — | 31 Dec 2018 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
28,213
|
$315,000 | — | 31 Dec 2018 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
25,418
|
$284,000 | — | 31 Dec 2018 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
25,000
|
$279,000 | — | 31 Dec 2018 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
23,215
|
$260,000 | — | 31 Dec 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
21,900
|
$245,000 | — | 31 Dec 2018 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
21,655
|
$242,000 | — | 31 Dec 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
19,838
|
$222,000 | — | 31 Dec 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
16,394
|
$183,000 | — | 31 Dec 2018 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
15,836
|
$178,000 | — | 31 Dec 2018 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
13,913
|
$156,000 | — | 31 Dec 2018 | |
| SUMMIT SECURITIES GROUP LLC |
13F
|
Company |
—
class O/S missing
|
13,388
|
$150,000 | — | 31 Dec 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
12,723
|
$142,000 | — | 31 Dec 2018 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
1,549
|
$139,000 | — | 31 Dec 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
11,958
|
$134,000 | — | 31 Dec 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
11,796
|
$132,000 | — | 31 Dec 2018 | |
| Simplicity Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
11,337
|
$127,000 | — | 31 Dec 2018 | |
| Capital Investment Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
5,500
|
$61,000 | — | 31 Dec 2018 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
4,873
|
$54,000 | — | 31 Dec 2018 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
3,846
|
$42,000 | — | 31 Dec 2018 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
2,561
|
$29,000 | — | 31 Dec 2018 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
1,725
|
$19,000 | — | 31 Dec 2018 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
1,325
|
$15,000 | — | 31 Dec 2018 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
800
|
$9,000 | — | 31 Dec 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
680
|
$8,000 | — | 31 Dec 2018 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
450
|
$5,031 | — | 31 Dec 2018 | |
| Royal Fund Management, LLC |
13F
|
Company |
—
class O/S missing
|
353
|
$3,000 | — | 31 Dec 2018 | |
| FIRST HAWAIIAN BANK |
13F
|
Company |
—
class O/S missing
|
151
|
$2,000 | — | 31 Dec 2018 | |
| WealthTrust-Arizona, LLC |
13F
|
Company |
—
class O/S missing
|
104
|
$1,000 | — | 31 Dec 2018 | |
| Claro Advisors Inc. |
13F
|
Company |
—
class O/S missing
|
69
|
$1,000 | — | 31 Dec 2018 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
52
|
$1,000 | — | 31 Dec 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
47
|
$1,000 | — | 31 Dec 2018 |
Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q1 2019
As of 31 Mar 2019,
Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by
44 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
15,506,578 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, Karpus Management, Inc., Yakira Capital Management, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, Thomas J. Herzfeld Advisors, Inc., Clough Capital Partners L P, LADENBURG THALMANN FINANCIAL SERVICES INC., Mariner Investment Group LLC, Ford Financial Group, Inc., and Advisor Group, Inc..
This page lists
44
institutional shareholders reporting positions in this security
for the Q1 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2019 vs Q4 2018 Across Filers
Q4 2018 holders
42
Q1 2019 holders
44
Holder diff
2
| Investor | Q4 2018 Shares | Q1 2019 Shares | Share Diff | Share Chg % | Q4 2018 Value $ | Q1 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.