Security key
192005106
CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS)
CUSIP: 192005106
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common Stock, par value $0.0001 per share
- Shares outstanding
- 90,829,987
- Total 13F shares
- 55,230,099
- Share change
- +542,052
- Total reported value
- $168,449,151
- Put/Call ratio
- 32%
- Price per share
- $3.05
- Number of holders
- 117
- Value change
- +$3,188,960
- Number of buys
- 60
- Number of sells
- 53
Report period
Q4 2023
Institutions
117
Top holders
10
CDXS full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
CODEXIS, INC. SEC filings
CODEXIS, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 192005106
Recent filing periods:
Top shareholders of CDXS - CODEXIS, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
8.1%
|
7,392,885
|
$13,972,551 | — | 30 Sep 2023 | |
| Nantahala Capital Management, LLC |
13F
|
Company |
5.6%
|
5,069,443
|
$9,581,247 | — | 30 Sep 2023 | |
| FMR LLC |
13F
|
Company |
4.8%
|
4,335,580
|
$8,194,246 | — | 30 Sep 2023 | |
| BAILLIE GIFFORD & CO |
13F
|
Company |
4.5%
|
4,049,567
|
$7,653,682 | — | 30 Sep 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
4.4%
|
4,038,745
|
$7,633,229 | — | 30 Sep 2023 | |
| Telemark Asset Management, LLC |
13F
|
Company |
2.8%
|
2,524,500
|
$4,771,305 | — | 30 Sep 2023 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
2.2%
|
2,035,182
|
$3,846,495 | — | 30 Sep 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
2%
|
1,787,642
|
$3,378,644 | — | 30 Sep 2023 | |
| Assenagon Asset Management S.A. |
13F
|
Company |
1.9%
|
1,753,443
|
$3,314,007 | — | 30 Sep 2023 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
1.8%
|
1,631,864
|
$3,084,223 | — | 30 Sep 2023 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
1.8%
|
1,600,884
|
$3,025,671 | — | 30 Sep 2023 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
1.5%
|
1,398,031
|
$2,642,279 | — | 30 Sep 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.5%
|
1,393,142
|
$2,633,383 | — | 30 Sep 2023 | |
| STATE STREET CORP |
13F
|
Company |
1.4%
|
1,275,926
|
$2,411,500 | — | 30 Sep 2023 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
1.3%
|
1,171,000
|
$2,213,190 | — | 30 Sep 2023 | |
| Opaleye Management Inc. |
13F
|
Company |
1.2%
|
1,118,900
|
$2,114,721 | — | 30 Sep 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
1.1%
|
971,371
|
$1,835,891 | — | 30 Sep 2023 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
1%
|
949,916
|
$1,793,000 | — | 30 Sep 2023 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.79%
|
713,868
|
$1,349,211 | — | 30 Sep 2023 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.76%
|
687,820
|
$1,299,980 | — | 30 Sep 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.62%
|
566,243
|
$1,070,200 | — | 30 Sep 2023 | |
| Kent Lake Capital LLC |
13F
|
Company |
0.6%
|
542,934
|
$1,026,145 | — | 30 Sep 2023 | |
| PARADIGM CAPITAL MANAGEMENT INC/NY |
13F
|
Company |
0.55%
|
500,000
|
$945,000 | — | 30 Sep 2023 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.46%
|
416,059
|
$786,000 | — | 30 Sep 2023 | |
| Vivo Capital, LLC |
13F
|
Company |
0.43%
|
388,144
|
$733,592 | — | 30 Sep 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.43%
|
386,921
|
$731,281 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.36%
|
328,686
|
$621,217 | — | 30 Sep 2023 | |
| Casdin Capital, LLC |
13F
|
Company |
0.33%
|
300,000
|
$567,000 | — | 30 Sep 2023 | |
| STRS OHIO |
13F
|
Company |
0.33%
|
295,400
|
$558,000 | — | 30 Sep 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.31%
|
282,893
|
$534,668 | — | 30 Sep 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.29%
|
260,286
|
$492,000 | — | 30 Sep 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.26%
|
238,570
|
$450,896 | — | 30 Sep 2023 | |
| AMH Equity Ltd |
13F
|
Company |
0.26%
|
236,447
|
$446,885 | — | 30 Sep 2023 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.25%
|
230,000
|
$434,700 | — | 30 Sep 2023 | |
| Trellus Management Company, LLC |
13F
|
Company |
0.24%
|
220,000
|
$415,800 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.23%
|
205,616
|
$388,614 | — | 30 Sep 2023 | |
| Engineers Gate Manager LP |
13F
|
Company |
0.22%
|
201,170
|
$380,211 | — | 30 Sep 2023 | |
| WHITE PINE CAPITAL LLC |
13F
|
Company |
0.22%
|
196,269
|
$370,948 | — | 30 Sep 2023 | |
| XTX Topco Ltd |
13F
|
Company |
0.21%
|
191,462
|
$361,863 | — | 30 Sep 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.2%
|
182,421
|
$344,776 | — | 30 Sep 2023 | |
| Empire Financial Management Company, LLC |
13F
|
Company |
0.19%
|
174,000
|
$328,860 | — | 30 Sep 2023 | |
| BARCLAYS PLC |
13F
|
Company |
0.17%
|
155,055
|
$293,053 | — | 30 Sep 2023 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.17%
|
154,985
|
$291,878 | — | 30 Sep 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.17%
|
152,407
|
$288,049 | — | 30 Sep 2023 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.17%
|
150,467
|
$284,380 | — | 30 Sep 2023 | |
| JACOB ASSET MANAGEMENT OF NEW YORK LLC |
13F
|
Company |
0.14%
|
131,021
|
$247,630 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.14%
|
123,281
|
$233,000 | — | 30 Sep 2023 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.12%
|
110,110
|
$208,108 | — | 30 Sep 2023 | |
| ALGERT GLOBAL LLC |
13F
|
Company |
0.12%
|
107,080
|
$202,000 | — | 30 Sep 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.12%
|
106,737
|
$201,733 | — | 30 Sep 2023 |
Institutional Holders of CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS) as of Q4 2023
As of 31 Dec 2023,
CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS) was held by
117 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
55,230,099 shares.
The largest 10 holders included
BlackRock Inc., Nantahala Capital Management, LLC, FMR LLC, VANGUARD GROUP INC, BAILLIE GIFFORD & CO, Opaleye Management Inc., Telemark Asset Management, LLC, Nuveen Asset Management, LLC, Casdin Capital, LLC, and GEODE CAPITAL MANAGEMENT, LLC.
This page lists
117
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
119
Q4 2023 holders
117
Holder diff
-2
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.