CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS)

CUSIP: 192005106

Q1 2020 13F Holders as of 31 Mar 2020

Type / Class
Equity / Common Stock, par value $0.0001 per share
Shares outstanding
90,829,987
Total 13F shares
54,973,182
Share change
+3,427,024
Total reported value
$613,470,073
Price per share
$11.16
Number of holders
116
Value change
+$35,167,629
Number of buys
55
Number of sells
56

Security key

192005106

Report period

Q1 2020

Institutions

116

Top holders

10

Ownership snapshot

Top shareholders of CDXS - CODEXIS, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
Nantahala Capital Managem...
13D/G signal
Evidence rows
50
Latest as of
31 Dec 2019
13F Lead comparable stake: 5.9% Showing first 8 of 50 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
Nantahala Capital Management, LLC
13F
Company
13F
5.9%
$85,762,000
5,363,484 shares
31 Dec 2019
Casdin Capital, LLC
13F
Company
13F
5.6%
$81,130,000
5,073,780 shares
31 Dec 2019
BAILLIE GIFFORD & CO
13F
Company
13F
4.2%
$60,570,000
3,788,034 shares
31 Dec 2019
BlackRock Finance, Inc.
13F
Company
13F
4%
$58,004,000
3,627,529 shares
31 Dec 2019
Telemark Asset Management, LLC
13F
Company
13F
3.7%
$53,567,000
3,350,000 shares
31 Dec 2019
GILDER GAGNON HOWE & CO LLC
13F
Company
13F
3.1%
$44,598,000
2,789,143 shares
31 Dec 2019
VANGUARD GROUP INC
13F
Company
13F
3%
$44,164,000
2,761,980 shares
31 Dec 2019
WELLS FARGO & COMPANY/MN
13F
Company
13F
2.5%
$36,444,000
2,279,238 shares
31 Dec 2019
Show 42 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC
13F
Company
13F
1.9%
$27,732,000
1,734,342 shares
31 Dec 2019
JANUS HENDERSON GROUP PLC
13F
Company
13F
1.7%
$24,023,000
1,502,407 shares
31 Dec 2019
Opaleye Management Inc.
13F
Company
13F
1.5%
$22,286,000
1,400,000 shares
31 Dec 2019
Amova Asset Management Americas, Inc.
13F
Company
13F
1.5%
$21,955,000
1,373,076 shares
31 Dec 2019
Sumitomo Mitsui Trust Group, Inc.
13F
Company
13F
1.5%
$21,955,000
1,373,076 shares
31 Dec 2019
FMR LLC
13F
Company
13F
1.5%
$21,836,000
1,365,632 shares
31 Dec 2019
First Light Asset Management, LLC
13F
Company
13F
1.3%
$18,966,000
1,186,113 shares
31 Dec 2019
STATE STREET CORP
13F
Company
13F
1.2%
$17,708,000
1,107,453 shares
31 Dec 2019
GOLDMAN SACHS GROUP INC
13F
Company
13F
1.1%
$16,071,000
1,005,026 shares
31 Dec 2019
NORTHERN TRUST CORP
13F
Company
13F
0.82%
$11,923,000
745,617 shares
31 Dec 2019
AMERIPRISE FINANCIAL INC
13F
Company
13F
0.8%
$11,554,000
722,490 shares
31 Dec 2019
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.76%
$11,040,000
690,475 shares
31 Dec 2019
ARK Investment Management LLC
13F
Company
13F
0.75%
$10,935,000
683,855 shares
31 Dec 2019
STIFEL FINANCIAL CORP
13F
Company
13F
0.69%
$10,008,000
623,947 shares
31 Dec 2019
Granite Investment Partners, LLC
13F
Company
13F
0.62%
$8,977,000
561,418 shares
31 Dec 2019
Bleichroeder LP
13F
Company
13F
0.38%
$5,463,000
341,636 shares
31 Dec 2019
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
Company
13F
0.34%
$4,936,000
308,674 shares
31 Dec 2019
Assenagon Asset Management S.A.
13F
Company
13F
0.33%
$4,809,000
300,773 shares
31 Dec 2019
ESSEX INVESTMENT MANAGEMENT CO LLC
13F
Company
13F
0.3%
$4,323,000
270,343 shares
31 Dec 2019
Bank of New York Mellon Corp
13F
Company
13F
0.28%
$4,007,000
250,547 shares
31 Dec 2019
JPMORGAN CHASE & CO
13F
Company
13F
0.28%
$4,004,000
250,402 shares
31 Dec 2019
PUTNAM INVESTMENTS LLC
13F
Company
13F
0.24%
$3,427,000
214,262 shares
31 Dec 2019
Nuveen Asset Management, LLC
13F
Company
13F
0.22%
$3,231,000
202,086 shares
31 Dec 2019
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
0.22%
$3,210,000
200,752 shares
31 Dec 2019
OAK RIDGE INVESTMENTS LLC
13F
Company
13F
0.21%
$3,097,000
193,647 shares
31 Dec 2019
BLAIR WILLIAM & CO/IL
13F
Company
13F
0.2%
$2,927,000
183,073 shares
31 Dec 2019
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.
13F
Company
13F
0.18%
$2,669,000
166,918 shares
31 Dec 2019
EATON VANCE MANAGEMENT
13F
Company
13F
0.17%
$2,404,000
150,340 shares
31 Dec 2019
State of New Jersey Common Pension Fund D
13F
Company
13F
0.16%
$2,309,000
144,379 shares
31 Dec 2019
AVIVA PLC
13F
Company
13F
0.14%
$2,010,000
125,682 shares
31 Dec 2019
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
13F
0.13%
$1,927,000
120,491 shares
31 Dec 2019
Spark Investment Management LLC
13F
Company
13F
0.13%
$1,854,000
116,000 shares
31 Dec 2019
Roubaix Capital, LLC
13F
Company
13F
0.13%
$1,822,000
113,924 shares
31 Dec 2019
Swiss National Bank
13F
Company
13F
0.12%
$1,697,000
106,100 shares
31 Dec 2019
INGALLS & SNYDER LLC
13F
Company
13F
0.11%
$1,606,000
100,432 shares
31 Dec 2019
BARCLAYS PLC
13F
Company
13F
0.11%
$1,553,000
97,153 shares
31 Dec 2019
UBS Group AG
13F
Company
13F
0.11%
$1,546,000
96,686 shares
31 Dec 2019
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
0.1%
$1,457,000
91,129 shares
31 Dec 2019
S.c.a. Candriam
13F
Individual
13F
0.1%
$1,435,000
89,773 shares
31 Dec 2019
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
13F
0.09%
$1,349,000
84,376 shares
31 Dec 2019
MORGAN STANLEY
13F
Company
13F
0.09%
$1,302,000
81,378 shares
31 Dec 2019
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM
13F
Company
13F
0.09%
$1,291,000
80,750 shares
31 Dec 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
116
Shares
54,973,182
Rows loaded
116
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q1 2020 vs Q4 2019 Across Filers

Q4 2019 holders
120
Q1 2020 holders
116
Holder diff
-4
Investor Q4 2019 Shares Q1 2020 Shares Share Diff Share Chg % Q4 2019 value Q1 2020 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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