CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS)
CUSIP: 192005106
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common Stock, par value $0.0001 per share
- Shares outstanding
- 91,050,519
- Total 13F shares
- 10,329,923
- Share change
- +659,097
- Total reported value
- $21,081,175
- Price per share
- $2.04
- Number of holders
- 34
- Value change
- +$2,030,404
- Number of buys
- 18
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 192005106?
CUSIP 192005106 identifies CDXS - CODEXIS, INC. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 192005106:
Top shareholders of CDXS - CODEXIS, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Nantahala Capital Management, LLC |
13F
|
Company |
3.2%
|
2,914,833
|
$4,154,000 | — | 31 Dec 2013 | |
| Third Security, LLC |
13F
|
Company |
2%
|
1,805,000
|
$2,527,000 | — | 31 Dec 2013 | |
| 683 Capital Management, LLC |
13F
|
Company |
1.2%
|
1,062,500
|
$1,488,000 | — | 31 Dec 2013 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
1.1%
|
1,007,184
|
$1,410,000 | — | 31 Dec 2013 | |
| FMR LLC |
13F
|
Company |
0.59%
|
536,075
|
$751,000 | — | 31 Dec 2013 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.57%
|
522,056
|
$731,000 | — | 31 Dec 2013 | |
| FULLER & THALER ASSET MANAGEMENT, INC. |
13F
|
Company |
0.43%
|
395,400
|
$554,000 | — | 31 Dec 2013 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.29%
|
265,505
|
$372,000 | — | 31 Dec 2013 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.27%
|
246,943
|
$346,000 | — | 31 Dec 2013 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.17%
|
150,500
|
$211,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.11%
|
97,887
|
$137,000 | — | 31 Dec 2013 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.11%
|
97,676
|
$136,000 | — | 31 Dec 2013 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.09%
|
79,081
|
$111,000 | — | 31 Dec 2013 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
0.08%
|
74,767
|
$105,000 | — | 31 Dec 2013 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.06%
|
53,345
|
$75,000 | — | 31 Dec 2013 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.06%
|
53,076
|
$74,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
49,681
|
$70,000 | — | 31 Dec 2013 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.05%
|
49,413
|
$70,000 | — | 31 Dec 2013 | |
| CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD |
13F
|
Company |
0.04%
|
38,400
|
$57,000 | — | 31 Dec 2013 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.03%
|
26,979
|
$38,000 | — | 31 Dec 2013 | |
| Invesco Ltd. |
13F
|
Company |
0.02%
|
22,600
|
$32,000 | — | 31 Dec 2013 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.02%
|
20,807
|
$29,000 | — | 31 Dec 2013 | |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. |
13F
|
Company |
0.02%
|
20,700
|
$28,000 | — | 31 Dec 2013 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.02%
|
19,007
|
$27,000 | — | 31 Dec 2013 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.02%
|
15,750
|
$22,000 | — | 31 Dec 2013 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.02%
|
15,198
|
$21,000 | — | 31 Dec 2013 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.01%
|
5,736
|
$8,000 | — | 31 Dec 2013 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0%
|
4,500
|
$6,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
4,110
|
$6,000 | — | 31 Dec 2013 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,600
|
$2,000 | — | 31 Dec 2013 | |
| Nationwide Fund Advisors |
13F
|
Company |
0%
|
1,324
|
$2,000 | — | 31 Dec 2013 | |
| GLOBEFLEX CAPITAL L P |
13F
|
Company |
0%
|
1,411
|
$1,000 | — | 31 Dec 2013 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
1,026
|
$1,000 | — | 31 Dec 2013 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
691
|
$967 | — | 31 Dec 2013 |
Institutional Holders of CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS) as of Q1 2014
As of 31 Mar 2014,
CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,329,923 shares.
The largest 10 holders included
Nantahala Capital Management, LLC, Third Security, LLC, BlackRock Institutional Trust Company, N.A., 683 Capital Management, LLC, Opaleye Management Inc., VANGUARD GROUP INC, DEUTSCHE BANK AG\, DIMENSIONAL FUND ADVISORS LP, WELLS FARGO & COMPANY/MN, and RENAISSANCE TECHNOLOGIES LLC.
This page lists
34
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
33
Q1 2014 holders
34
Holder diff
1
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.