Security key
169373107
- Security type / class
- Equity / Equity
- Shares outstanding
- 9,640,234
- Total 13F shares
- 6,953,054
- Share change
- +78,024
- Total reported value
- $175,285,331
- Reported price per share
- $25.18
- Number of holders
- 35
- Value change
- +$2,166,727
- Number of buys
- 13
- Number of sells
- 10
Security identity
Holder snapshot
Report period
Q3 2020
Institutions
35
Top holders
10
CHN full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2020
Previous quarter: Q2 2020
China Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 169373107
Recent filing periods:
Ownership snapshot
Top reported holders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
CITY OF LONDON INVESTMENT...
13D/G signal
—
Evidence rows
15
Latest as of
30 Jun 2020
13F
Lead comparable stake: 36%
Showing 1-6 of 15 holder rows.
Rank 1 holder
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
- Ownership
- 36%
- Position
- $77M
Rank 2 holder
LAZARD ASSET MANAGEMENT LLC
13F
- Ownership
- 13%
- Position
- $27.17M
Rank 3 holder
WELLS FARGO & COMPANY/MN
13F
- Ownership
- 12%
- Position
- $25.3M
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
36%
|
$77,003,000
3,456,162 shares
|
— | 30 Jun 2020 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
13%
|
$27,167,000
1,216,619 shares
|
— | 30 Jun 2020 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
12%
|
$25,296,000
1,132,839 shares
|
— | 30 Jun 2020 |
| 1607 Capital Partners, LLC |
13F
Company
|
3.4%
|
$7,425,000
332,503 shares
|
— | 30 Jun 2020 |
| Karpus Management, Inc. |
13F
Company
|
1.6%
|
$3,535,000
158,301 shares
|
— | 30 Jun 2020 |
| CSS LLC/IL |
13F
Company
|
1.2%
|
$2,670,000
119,558 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
35
Shares
6,953,054
Rows available
35
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
33
Q3 2020 holders
35
Holder diff
2
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend