What does CUSIP 169373107 represent in this 13F holders report?

CUSIP 169373107 is the security identifier for CHN - China Fund Inc/The - Equity used to aggregate holder disclosures.

How many institutions held CHN - China Fund Inc/The - Equity in Q2 2020?

33 institutional investors reported CHN - China Fund Inc/The - Equity for Q2 2020. Use the holders table for investor-level position and value details.

China Fund Inc/The - Equity (CHN)

CUSIP: 169373107

Q2 2020 13F Holders as of 30 Jun 2020

Type / Class: Equity / Equity
Shares outstanding: 9,640,234
Total 13F shares: 7,033,331
Share change: +99,077
Total reported value: $156,882,088
Price per share: $22.33
Number of holders: 33
Value change: +$2,504,224
Number of buys: 11
Number of sells: 15

Quarterly Holders Quick Answers

What is CUSIP 169373107?
CUSIP 169373107 identifies CHN - China Fund Inc/The - Equity in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2020
Previous quarter: Q1 2020

Recent filing periods for CUSIP 169373107:

Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024

Top shareholders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	36%	3,509,119	$64,831,000	—	31 Mar 2020	13F
LAZARD ASSET MANAGEMENT LLC	13F	Company	12%	1,140,400	$21,051,000	—	31 Mar 2020	13F
WELLS FARGO & COMPANY/MN	13F	Company	10%	987,404	$18,227,000	—	31 Mar 2020	13F
1607 Capital Partners, LLC	13F	Company	2.9%	282,052	$5,207,000	—	31 Mar 2020	13F
Karpus Management, Inc.	13F	Company	2.1%	198,198	$3,659,000	—	31 Mar 2020	13F
CSS LLC/IL	13F	Company	1.6%	158,945	$2,934,000	—	31 Mar 2020	13F
IAT REINSURANCE CO LTD.	13F	Company	0.71%	68,399	$1,263,000	—	31 Mar 2020	13F
FIRST WILSHIRE SECURITIES MANAGEMENT INC	13F	Company	0.5%	47,999	$886,000	—	31 Mar 2020	13F
Matisse Capital	13F	Company	0.43%	41,851	$773,000	—	31 Mar 2020	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.37%	36,021	$665,000	—	31 Mar 2020	13F
MORGAN STANLEY	13F	Company	0.37%	35,966	$664,000	—	31 Mar 2020	13F
Shaker Financial Services, LLC	13F	Company	0.35%	34,134	$630,000	—	31 Mar 2020	13F
UBS Group AG	13F	Company	0.29%	28,321	$523,000	—	31 Mar 2020	13F
BOOTHBAY FUND MANAGEMENT, LLC	13F	Company	0.21%	20,265	$374,000	—	31 Mar 2020	13F
Ovata Capital Management Ltd	13F	Company	0.21%	20,254	$374,000	—	31 Mar 2020	13F
6 Meridian	13F	Company	0.19%	18,652	$344,000	—	31 Mar 2020	13F
LPL Financial LLC	13F	Company	0.17%	16,155	$298,000	—	31 Mar 2020	13F
Aberdeen Group plc	13F	Company	0.15%	14,500	$268,000	—	31 Mar 2020	13F
STRS OHIO	13F	Company	0.15%	14,230	$262,000	—	31 Mar 2020	13F
ROYAL BANK OF CANADA	13F	Company	0.13%	12,775	$236,000	—	31 Mar 2020	13F
STIFEL FINANCIAL CORP	13F	Company	0.11%	10,794	$199,000	—	31 Mar 2020	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.11%	10,783	$199,000	—	31 Mar 2020	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.11%	10,434	$193,000	—	31 Mar 2020	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.06%	5,875	$108,000	—	31 Mar 2020	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.03%	2,989	$55,000	—	31 Mar 2020	13F
WHITTIER TRUST CO	13F	Company	0.02%	2,336	$43,000	—	31 Mar 2020	13F
Sargent Bickham Lagudis LLC	13F	Company	0.02%	2,031	$37,000	—	31 Mar 2020	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.02%	1,620	$30,000	—	31 Mar 2020	13F
RBC Europe Ltd	13F	Company	0.02%	1,447	$26,712	—	31 Mar 2020	13F
George John Iwanicki Jr.	3/4/5	Director	— class O/S missing	1,100	$18,761	—	27 Dec 2019	3/4/5
OSAIC HOLDINGS, INC.	13F	Company	0.01%	555	$10,000	—	31 Mar 2020	13F
Ameritas Investment Company, LLC	13F	Company	0.01%	496	$9,000	—	31 Mar 2020	13F
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC	13F	Company	0%	323	$6,000	—	31 Mar 2020	13F
American Portfolios Advisors	13F	Company	0%	260	$4,800	—	31 Mar 2020	13F
CITIGROUP INC	13F	Company	0%	207	$4,000	—	31 Mar 2020	13F
Financial Perspectives, Inc	13F	Company	0%	133	$2,455	—	31 Mar 2020	13F
Ranch Capital Advisors Inc.	13F	Company	0%	133	$2,000	—	31 Mar 2020	13F

Institutional Holders of China Fund Inc/The - Equity (CHN) as of Q2 2020

As of 30 Jun 2020, China Fund Inc/The - Equity (CHN) was held by 33 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,033,331 shares. The largest 10 holders included CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, Karpus Management, Inc., Karpus Management, Inc., CSS LLC/IL, IAT REINSURANCE CO LTD., Cornerstone Advisors, LLC, and Shaker Financial Services, LLC. This page lists 33 institutional shareholders reporting positions in this security for the Q2 2020 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2020 vs Q1 2020 Across Filers

Q1 2020 holders

Q2 2020 holders

Holder diff

-3

Investor	Q1 2020 Shares	Q2 2020 Shares	Share Diff	Share Chg %	Q1 2020 Value $	Q2 2020 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.