Security key
169373107
- Security type / class
- Equity / Equity
- Shares outstanding
- 9,640,234
- Total 13F shares
- 7,007,584
- Share change
- +54,663
- Total reported value
- $200,135,550
- Reported price per share
- $28.56
- Number of holders
- 31
- Value change
- +$1,643,705
- Number of buys
- 9
- Number of sells
- 14
Security identity
Holder snapshot
Report period
Q4 2020
Institutions
31
Top holders
10
CHN full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2021
Previous quarter: Q3 2020
China Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 169373107
Recent filing periods:
Ownership snapshot
Top reported holders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
CITY OF LONDON INVESTMENT...
13D/G signal
—
Evidence rows
15
Latest as of
30 Sep 2020
13F
Lead comparable stake: 36%
Showing 1-6 of 15 holder rows.
Rank 1 holder
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
- Ownership
- 36%
- Position
- $87.79M
Rank 2 holder
LAZARD ASSET MANAGEMENT LLC
13F
- Ownership
- 13%
- Position
- $30.41M
Rank 3 holder
WELLS FARGO & COMPANY/MN
13F
- Ownership
- 12%
- Position
- $28.76M
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
36%
|
$87,789,000
3,478,181 shares
|
— | 30 Sep 2020 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
13%
|
$30,406,000
1,207,569 shares
|
— | 30 Sep 2020 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
12%
|
$28,756,000
1,141,995 shares
|
— | 30 Sep 2020 |
| 1607 Capital Partners, LLC |
13F
Company
|
3.9%
|
$9,401,000
373,354 shares
|
— | 30 Sep 2020 |
| Karpus Management, Inc. |
13F
Company
|
1.6%
|
$3,793,000
150,622 shares
|
— | 30 Sep 2020 |
| Matisse Capital |
13F
Company
|
1.3%
|
$3,185,000
126,504 shares
|
— | 30 Sep 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
31
Shares
7,007,584
Rows available
31
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
35
Q4 2020 holders
31
Holder diff
-4
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 value | Q4 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend