- Type / Class
- Equity / Equity
- Shares outstanding
- 9,640,234
- Total 13F shares
- 9,795,651
- Share change
- +22,551
- Total reported value
- $199,612,827
- Price per share
- $20.35
- Number of holders
- 35
- Value change
- +$459,507
- Number of buys
- 15
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP 169373107?
CUSIP 169373107 identifies CHN - China Fund Inc/The - Equity in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 169373107:
Top shareholders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
41%
|
3,909,903
|
$73,076,000 | — | 30 Jun 2017 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
26%
|
2,535,451
|
$47,387,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
10%
|
1,008,864
|
$18,846,000 | — | 30 Jun 2017 | |
| ABERDEEN ASSET MANAGEMENT PLC/UK |
13F
|
Company |
5.9%
|
568,834
|
$10,626,000 | — | 30 Jun 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
4.6%
|
448,020
|
$8,369,000 | — | 30 Jun 2017 | |
| Matisse Capital |
13F
|
Company |
2.6%
|
248,935
|
$4,650,000 | — | 30 Jun 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
2.6%
|
248,753
|
$4,647,000 | — | 30 Jun 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
2%
|
197,158
|
$2,327,000 | — | 30 Jun 2017 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.98%
|
94,532
|
$1,766,000 | — | 30 Jun 2017 | |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC |
13F
|
Company |
0.81%
|
78,031
|
$1,458,000 | — | 30 Jun 2017 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
0.71%
|
68,399
|
$1,278,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.62%
|
59,474
|
$1,111,000 | — | 30 Jun 2017 | |
| CSS LLC/IL |
13F
|
Company |
0.34%
|
32,774
|
$612,000 | — | 30 Jun 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.27%
|
25,662
|
$479,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.24%
|
22,757
|
$425,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.23%
|
21,905
|
$409,000 | — | 30 Jun 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.1%
|
9,618
|
$180,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
9,300
|
$174,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.08%
|
8,139
|
$152,000 | — | 30 Jun 2017 | |
| EDMOND DE ROTHSCHILD HOLDING S.A. |
13F
|
Company |
0.05%
|
5,000
|
$93,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
3,759
|
$69,000 | — | 30 Jun 2017 | |
| BARCLAYS PLC |
13F
|
Company |
0.03%
|
2,496
|
$47,000 | — | 30 Jun 2017 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.02%
|
2,336
|
$44,000 | — | 30 Jun 2017 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
2,230
|
$41,679 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
1,892
|
$35,000 | — | 30 Jun 2017 | |
| Wealthspire Advisors, L.P. |
13F
|
Company |
0.01%
|
706
|
$13,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
664
|
$12,000 | — | 30 Jun 2017 | |
| Edge Wealth Management LLC |
13F
|
Company |
0.01%
|
580
|
$11,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
368
|
$7,000 | — | 30 Jun 2017 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0%
|
299
|
$5,555 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
207
|
$4,000 | — | 30 Jun 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
198
|
$4,000 | — | 30 Jun 2017 | |
| Perigon Wealth Management, LLC |
13F
|
Company |
0%
|
139
|
$3,000 | — | 30 Jun 2017 | |
| Stevens First Principles Investment Advisors |
13F
|
Company |
0%
|
65
|
$1,000 | — | 30 Jun 2017 |
Institutional Holders of China Fund Inc/The - Equity (CHN) as of Q3 2017
As of 30 Sep 2017,
China Fund Inc/The - Equity (CHN) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,795,651 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, Standard Life Aberdeen plc, 1607 Capital Partners, LLC, Bulldog Investors, LLC, Karpus Management, Inc., Deschutes Portfolio Strategy, LLC, Gramercy Funds Management LLC, and FIRST WILSHIRE SECURITIES MANAGEMENT INC.
This page lists
35
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
33
Q3 2017 holders
35
Holder diff
2
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.