- Type / Class
- Equity / Equity
- Shares outstanding
- 9,640,234
- Total 13F shares
- 10,035,694
- Share change
- +240,363
- Total reported value
- $217,336,608
- Price per share
- $21.65
- Number of holders
- 36
- Value change
- +$5,206,826
- Number of buys
- 9
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 169373107?
CUSIP 169373107 identifies CHN - China Fund Inc/The - Equity in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 169373107:
Top shareholders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
41%
|
3,919,903
|
$80,044,000 | — | 30 Sep 2017 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
25%
|
2,427,651
|
$49,402,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
11%
|
1,052,033
|
$21,409,000 | — | 30 Sep 2017 | |
| Aberdeen Group plc |
13F
|
Company |
5.9%
|
568,834
|
$11,576,000 | — | 30 Sep 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
4.6%
|
445,120
|
$9,058,000 | — | 30 Sep 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
3.6%
|
351,363
|
$7,150,000 | — | 30 Sep 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
2.8%
|
270,174
|
$5,498,000 | — | 30 Sep 2017 | |
| Matisse Capital |
13F
|
Company |
2.6%
|
247,935
|
$5,045,000 | — | 30 Sep 2017 | |
| Gramercy Funds Management LLC |
13F
|
Company |
1.5%
|
143,586
|
$2,922,000 | — | 30 Sep 2017 | |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC |
13F
|
Company |
0.74%
|
71,790
|
$1,461,000 | — | 30 Sep 2017 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
0.71%
|
68,399
|
$1,392,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.54%
|
51,774
|
$1,054,000 | — | 30 Sep 2017 | |
| CSS LLC/IL |
13F
|
Company |
0.32%
|
30,574
|
$622,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.29%
|
27,767
|
$565,000 | — | 30 Sep 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.27%
|
25,970
|
$528,000 | — | 30 Sep 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.24%
|
22,781
|
$464,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.15%
|
14,800
|
$301,000 | — | 30 Sep 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.14%
|
13,537
|
$275,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0.12%
|
11,479
|
$233,000 | — | 30 Sep 2017 | |
| EDMOND DE ROTHSCHILD HOLDING S.A. |
13F
|
Company |
0.05%
|
5,000
|
$102,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
4,300
|
$88,000 | — | 30 Sep 2017 | |
| Stevens First Principles Investment Advisors |
13F
|
Company |
0.04%
|
3,840
|
$78,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
3,759
|
$76,000 | — | 30 Sep 2017 | |
| BARCLAYS PLC |
13F
|
Company |
0.03%
|
2,496
|
$51,000 | — | 30 Sep 2017 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.02%
|
2,336
|
$48,000 | — | 30 Sep 2017 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
2,230
|
$45,381 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.02%
|
1,967
|
$40,000 | — | 30 Sep 2017 | |
| RBC Europe Ltd |
13F
|
Company |
0.02%
|
1,447
|
$29,446 | — | 30 Sep 2017 | |
| Wealthspire Advisors, L.P. |
13F
|
Company |
0.01%
|
706
|
$14,000 | — | 30 Sep 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
698
|
$14,000 | — | 30 Sep 2017 | |
| Edge Wealth Management LLC |
13F
|
Company |
0.01%
|
580
|
$12,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
368
|
$7,000 | — | 30 Sep 2017 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
207
|
$4,000 | — | 30 Sep 2017 | |
| Perigon Wealth Management, LLC |
13F
|
Company |
0%
|
139
|
$3,000 | — | 30 Sep 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
108
|
$2,000 | — | 30 Sep 2017 |
Institutional Holders of China Fund Inc/The - Equity (CHN) as of Q4 2017
As of 31 Dec 2017,
China Fund Inc/The - Equity (CHN) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,035,694 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, Bulldog Investors, LLC, Standard Life Aberdeen plc, 1607 Capital Partners, LLC, Karpus Management, Inc., Matisse Capital, Gramercy Funds Management LLC, and FIRST WILSHIRE SECURITIES MANAGEMENT INC.
This page lists
36
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
35
Q4 2017 holders
36
Holder diff
1
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.