- Type / Class
- Equity / Equity
- Shares outstanding
- 9,640,234
- Total 13F shares
- 9,420,290
- Share change
- +47,596
- Total reported value
- $176,035,234
- Price per share
- $18.68
- Number of holders
- 33
- Value change
- +$1,180,670
- Number of buys
- 8
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 169373107?
CUSIP 169373107 identifies CHN - China Fund Inc/The - Equity in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 169373107:
Top shareholders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
39%
|
3,788,511
|
$63,041,000 | — | 31 Mar 2017 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
25%
|
2,413,080
|
$40,057,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
11%
|
1,021,121
|
$16,968,000 | — | 31 Mar 2017 | |
| ABERDEEN ASSET MANAGEMENT PLC/UK |
13F
|
Company |
5.9%
|
568,834
|
$9,443,000 | — | 31 Mar 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
4.7%
|
450,220
|
$7,481,000 | — | 31 Mar 2017 | |
| Matisse Capital |
13F
|
Company |
2.6%
|
248,935
|
$4,136,000 | — | 31 Mar 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
2.3%
|
223,032
|
$3,706,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.94%
|
90,290
|
$1,500,000 | — | 31 Mar 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.85%
|
82,396
|
$1,368,000 | — | 31 Mar 2017 | |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC |
13F
|
Company |
0.84%
|
81,377
|
$1,352,000 | — | 31 Mar 2017 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.71%
|
68,821
|
$1,144,000 | — | 31 Mar 2017 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
0.71%
|
68,399
|
$1,137,000 | — | 31 Mar 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.52%
|
49,847
|
$827,000 | — | 31 Mar 2017 | |
| CSS LLC/IL |
13F
|
Company |
0.34%
|
32,774
|
$545,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.29%
|
28,032
|
$466,000 | — | 31 Mar 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.27%
|
25,962
|
$431,000 | — | 31 Mar 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.23%
|
22,554
|
$375,000 | — | 31 Mar 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.2%
|
18,800
|
$311,000 | — | 31 Mar 2017 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.16%
|
15,168
|
$252,000 | — | 31 Mar 2017 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.13%
|
12,223
|
$203,000 | — | 31 Mar 2017 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.12%
|
11,836
|
$197,000 | — | 31 Mar 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.11%
|
10,825
|
$180,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
8,676
|
$144,000 | — | 31 Mar 2017 | |
| EDMOND DE ROTHSCHILD HOLDING S.A. |
13F
|
Company |
0.06%
|
5,934
|
$99,000 | — | 31 Mar 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
3,759
|
$63,000 | — | 31 Mar 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.04%
|
3,500
|
$58,000 | — | 31 Mar 2017 | |
| BARCLAYS PLC |
13F
|
Company |
0.03%
|
2,496
|
$41,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
2,437
|
$41,000 | — | 31 Mar 2017 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.02%
|
2,336
|
$39,000 | — | 31 Mar 2017 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
2,230
|
$37,018 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
2,164
|
$36,000 | — | 31 Mar 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.02%
|
2,062
|
$34,000 | — | 31 Mar 2017 | |
| Wealthspire Advisors, L.P. |
13F
|
Company |
0.01%
|
706
|
$12,000 | — | 31 Mar 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
664
|
$11,000 | — | 31 Mar 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
648
|
$11,000 | — | 31 Mar 2017 | |
| Edge Wealth Management LLC |
13F
|
Company |
0.01%
|
580
|
$10,000 | — | 31 Mar 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
569
|
$9,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
368
|
$6,000 | — | 31 Mar 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
361
|
$6,000 | — | 31 Mar 2017 | |
| Perigon Wealth Management, LLC |
13F
|
Company |
0%
|
139
|
$2,000 | — | 31 Mar 2017 | |
| Stevens First Principles Investment Advisors |
13F
|
Company |
0%
|
65
|
$1,000 | — | 31 Mar 2017 |
Institutional Holders of China Fund Inc/The - Equity (CHN) as of Q2 2017
As of 30 Jun 2017,
China Fund Inc/The - Equity (CHN) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,420,290 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, ABERDEEN ASSET MANAGEMENT PLC/UK, 1607 Capital Partners, LLC, Deschutes Portfolio Strategy, LLC, Karpus Management, Inc., Gramercy Funds Management LLC, FIRST WILSHIRE SECURITIES MANAGEMENT INC, and IAT REINSURANCE CO LTD..
This page lists
33
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
41
Q2 2017 holders
33
Holder diff
-8
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.