Security key
169373107
- Type / Class
- Equity / Equity
- Shares outstanding
- 9,640,234
- Total 13F shares
- 9,372,694
- Share change
- +774,073
- Total reported value
- $155,779,018
- Price per share
- $16.61
- Number of holders
- 41
- Value change
- +$13,034,003
- Number of buys
- 16
- Number of sells
- 16
Report period
Q1 2017
Institutions
41
Top holders
10
CHN full security history
Newer quarter: Q2 2017
Previous quarter: Q4 2016
China Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 169373107
Recent filing periods:
Top shareholders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
36%
|
3,441,987
|
$51,785,000 | — | 31 Dec 2016 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
25%
|
2,407,711
|
$36,236,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
12%
|
1,130,095
|
$17,008,000 | — | 31 Dec 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
3.9%
|
377,422
|
$5,680,000 | — | 31 Dec 2016 | |
| Matisse Capital |
13F
|
Company |
2.5%
|
239,059
|
$3,598,000 | — | 31 Dec 2016 | |
| Karpus Management, Inc. |
13F
|
Company |
2.3%
|
224,097
|
$3,373,000 | — | 31 Dec 2016 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
1.1%
|
101,426
|
$1,526,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.94%
|
90,518
|
$1,362,000 | — | 31 Dec 2016 | |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC |
13F
|
Company |
0.85%
|
82,387
|
$1,240,000 | — | 31 Dec 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.71%
|
68,821
|
$1,036,000 | — | 31 Dec 2016 | |
| AMICA MUTUAL INSURANCE CO |
13F
|
Company |
0.58%
|
56,030
|
$843,000 | — | 31 Dec 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.45%
|
43,162
|
$650,000 | — | 31 Dec 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.41%
|
39,955
|
$601,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.41%
|
39,643
|
$597,000 | — | 31 Dec 2016 | |
| AMICA PENSION FUND BOARD OF TRUSTEES |
13F
|
Company |
0.39%
|
37,894
|
$570,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.38%
|
36,947
|
$556,000 | — | 31 Dec 2016 | |
| CSS LLC/IL |
13F
|
Company |
0.34%
|
32,774
|
$493,000 | — | 31 Dec 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.29%
|
27,479
|
$414,000 | — | 31 Dec 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.24%
|
23,326
|
$351,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.23%
|
22,315
|
$336,000 | — | 31 Dec 2016 | |
| Ionic Capital Management LLC |
13F
|
Company |
0.12%
|
11,400
|
$172,000 | — | 31 Dec 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.11%
|
10,825
|
$163,000 | — | 31 Dec 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.11%
|
10,423
|
$157,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
7,113
|
$107,000 | — | 31 Dec 2016 | |
| Amica Retiree Medical Trust |
13F
|
Company |
0.06%
|
5,946
|
$89,000 | — | 31 Dec 2016 | |
| EDMOND DE ROTHSCHILD HOLDING S.A. |
13F
|
Company |
0.06%
|
5,934
|
$89,000 | — | 31 Dec 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
3,759
|
$56,000 | — | 31 Dec 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.04%
|
3,500
|
$53,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
2,858
|
$43,000 | — | 31 Dec 2016 | |
| BARCLAYS PLC |
13F
|
Company |
0.03%
|
2,496
|
$38,000 | — | 31 Dec 2016 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.02%
|
2,336
|
$35,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.02%
|
2,000
|
$30,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
1,469
|
$22,000 | — | 31 Dec 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.01%
|
1,000
|
$15,000 | — | 31 Dec 2016 | |
| Wealthspire Advisors, L.P. |
13F
|
Company |
0.01%
|
670
|
$10,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
649
|
$10,000 | — | 31 Dec 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
648
|
$10,000 | — | 31 Dec 2016 | |
| Edge Wealth Management LLC |
13F
|
Company |
0.01%
|
580
|
$9,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
533
|
$8,000 | — | 31 Dec 2016 | |
| Perigon Wealth Management, LLC |
13F
|
Company |
0%
|
139
|
$2,000 | — | 31 Dec 2016 | |
| Stevens First Principles Investment Advisors |
13F
|
Company |
0%
|
65
|
$1,000 | — | 31 Dec 2016 |
Institutional Holders of China Fund Inc/The - Equity (CHN) as of Q1 2017
As of 31 Mar 2017,
China Fund Inc/The - Equity (CHN) was held by
41 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,372,694 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, ABERDEEN ASSET MANAGEMENT PLC/UK, 1607 Capital Partners, LLC, Deschutes Portfolio Strategy, LLC, Karpus Management, Inc., RAYMOND JAMES & ASSOCIATES, CORNERSTONE ADVISORS INC, and FIRST WILSHIRE SECURITIES MANAGEMENT INC.
This page lists
41
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
41
Q1 2017 holders
41
Holder diff
0
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.