What does CUSIP 169373107 represent in this 13F holders report?

CUSIP 169373107 is the security identifier for CHN - China Fund Inc/The - Equity used to aggregate holder disclosures.

How many institutions held CHN - China Fund Inc/The - Equity in Q4 2016?

41 institutional investors reported CHN - China Fund Inc/The - Equity for Q4 2016. Use the holders table for investor-level position and value details.

China Fund Inc/The - Equity (CHN)

CUSIP: 169373107

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class: Equity / Equity
Shares outstanding: 9,640,234
Total 13F shares: 8,597,391
Share change: -193,527
Total reported value: $129,374,000
Price per share: $15.05
Number of holders: 41
Value change: -$3,710,174
Number of buys: 10
Number of sells: 18

Quarterly Holders Quick Answers

What is CUSIP 169373107?
CUSIP 169373107 identifies CHN - China Fund Inc/The - Equity in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2017
Previous quarter: Q3 2016

Recent filing periods for CUSIP 169373107:

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Top shareholders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	32%	3,040,625	$50,003,000	—	30 Sep 2016	13F
LAZARD ASSET MANAGEMENT LLC	13F	Company	26%	2,460,279	$40,446,000	—	30 Sep 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	11%	1,093,014	$17,970,000	—	30 Sep 2016	13F
ABERDEEN ASSET MANAGEMENT PLC/UK	13F	Company	5.8%	561,734	$9,235,000	—	30 Sep 2016	13F
1607 Capital Partners, LLC	13F	Company	3.9%	380,254	$6,251,000	—	30 Sep 2016	13F
Matisse Capital	13F	Company	2.3%	223,435	$3,673,000	—	30 Sep 2016	13F
Karpus Management, Inc.	13F	Company	2.1%	201,554	$3,314,000	—	30 Sep 2016	13F
IAT REINSURANCE CO LTD.	13F	Company	1.1%	101,426	$1,667,000	—	30 Sep 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.94%	90,690	$1,491,000	—	30 Sep 2016	13F
FIRST WILSHIRE SECURITIES MANAGEMENT INC	13F	Company	0.88%	84,382	$1,387,000	—	30 Sep 2016	13F
CITIGROUP INC	13F	Company	0.87%	84,014	$1,381,000	—	30 Sep 2016	13F
Gramercy Funds Management LLC	13F	Company	0.69%	66,194	$1,088,000	—	30 Sep 2016	13F
AMICA MUTUAL INSURANCE CO	13F	Company	0.58%	56,030	$921,000	—	30 Sep 2016	13F
DOLIVER ADVISORS, LP	13F	Company	0.45%	42,933	$706,000	—	30 Sep 2016	13F
AMICA PENSION FUND BOARD OF TRUSTEES	13F	Company	0.39%	37,894	$623,000	—	30 Sep 2016	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.36%	34,285	$564,000	—	30 Sep 2016	13F
CSS LLC/IL	13F	Company	0.34%	32,774	$539,000	—	30 Sep 2016	13F
CORNERSTONE ADVISORS INC	13F	Company	0.3%	29,233	$481,000	—	30 Sep 2016	13F
Commonwealth Equity Services, Inc	13F	Company	0.27%	25,783	$424,000	—	30 Sep 2016	13F
MORGAN STANLEY	13F	Company	0.25%	24,025	$395,000	—	30 Sep 2016	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.22%	21,258	$349,000	—	30 Sep 2016	13F
TFS CAPITAL LLC	13F	Company	0.16%	15,223	$250,000	—	30 Sep 2016	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.12%	11,434	$187,000	—	30 Sep 2016	13F
Ionic Capital Management LLC	13F	Company	0.12%	11,400	$187,000	—	30 Sep 2016	13F
STIFEL FINANCIAL CORP	13F	Company	0.11%	10,825	$179,000	—	30 Sep 2016	13F
UBS Group AG	13F	Company	0.08%	7,479	$123,000	—	30 Sep 2016	13F
Amica Retiree Medical Trust	13F	Company	0.06%	5,946	$98,000	—	30 Sep 2016	13F
EDMOND DE ROTHSCHILD HOLDING S.A.	13F	Company	0.06%	5,934	$98,000	—	30 Sep 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.05%	5,211	$86,000	—	30 Sep 2016	13F
EDMOND DE ROTHSCHILD (SUISSE) S.A.	13F	Company	0.05%	5,000	$82,000	—	30 Sep 2016	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.04%	4,156	$68,000	—	30 Sep 2016	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.04%	3,500	$58,000	—	30 Sep 2016	13F
Perigon Wealth Management, LLC	13F	Company	0.03%	3,306	$54,000	—	30 Sep 2016	13F
BARCLAYS PLC	13F	Company	0.03%	2,496	$41,000	—	30 Sep 2016	13F
WHITTIER TRUST CO	13F	Company	0.02%	2,336	$38,000	—	30 Sep 2016	13F
Advisor Group, Inc.	13F	Company	0.02%	2,000	$33,000	—	30 Sep 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.02%	1,642	$27,000	—	30 Sep 2016	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.02%	1,578	$26,000	—	30 Sep 2016	13F
Tower Research Capital LLC (TRC)	13F	Company	0.01%	1,289	$21,000	—	30 Sep 2016	13F
BLACKROCK ADVISORS LLC	13F	Company	0.01%	1,000	$16,000	—	30 Sep 2016	13F
Wealthspire Advisors, L.P.	13F	Company	0.01%	670	$11,000	—	30 Sep 2016	13F
IFP Advisors, Inc	13F	Company	0.01%	649	$11,000	—	30 Sep 2016	13F
Edge Wealth Management LLC	13F	Company	0.01%	580	$10,000	—	30 Sep 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0%	368	$6,000	—	30 Sep 2016	13F
Stevens First Principles Investment Advisors	13F	Company	0%	65	$1,000	—	30 Sep 2016	13F

Institutional Holders of China Fund Inc/The - Equity (CHN) as of Q4 2016

As of 31 Dec 2016, China Fund Inc/The - Equity (CHN) was held by 41 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 8,597,391 shares. The largest 10 holders included CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, Deschutes Portfolio Strategy, LLC, Karpus Management, Inc., IAT REINSURANCE CO LTD., RAYMOND JAMES & ASSOCIATES, FIRST WILSHIRE SECURITIES MANAGEMENT INC, and Gramercy Funds Management LLC. This page lists 41 institutional shareholders reporting positions in this security for the Q4 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders

Q4 2016 holders

Holder diff

-4

Investor	Q3 2016 Shares	Q4 2016 Shares	Share Diff	Share Chg %	Q3 2016 Value $	Q4 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.