- Type / Class
- Equity / Equity
- Shares outstanding
- 9,640,234
- Total 13F shares
- 8,795,903
- Share change
- +439,324
- Total reported value
- $144,619,000
- Price per share
- $16.44
- Number of holders
- 45
- Value change
- +$7,222,996
- Number of buys
- 15
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 169373107?
CUSIP 169373107 identifies CHN - China Fund Inc/The - Equity in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 169373107:
Top shareholders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
29%
|
2,800,117
|
$40,462,000 | — | 30 Jun 2016 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
26%
|
2,549,399
|
$36,864,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
11%
|
1,084,729
|
$15,686,000 | — | 30 Jun 2016 | |
| ABERDEEN ASSET MANAGEMENT PLC/UK |
13F
|
Company |
5.8%
|
561,734
|
$8,123,000 | — | 30 Jun 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
3.5%
|
340,790
|
$4,928,000 | — | 30 Jun 2016 | |
| Karpus Management, Inc. |
13F
|
Company |
2.1%
|
204,339
|
$2,955,000 | — | 30 Jun 2016 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
1.1%
|
101,426
|
$1,467,000 | — | 30 Jun 2016 | |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC |
13F
|
Company |
0.89%
|
85,945
|
$1,243,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.73%
|
70,470
|
$1,019,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.72%
|
69,530
|
$1,005,000 | — | 30 Jun 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.71%
|
68,794
|
$995,000 | — | 30 Jun 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.69%
|
66,194
|
$957,000 | — | 30 Jun 2016 | |
| AMICA MUTUAL INSURANCE CO |
13F
|
Company |
0.58%
|
56,030
|
$810,000 | — | 30 Jun 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.4%
|
38,198
|
$556,000 | — | 30 Jun 2016 | |
| AMICA PENSION FUND BOARD OF TRUSTEES |
13F
|
Company |
0.39%
|
37,894
|
$548,000 | — | 30 Jun 2016 | |
| CSS LLC/IL |
13F
|
Company |
0.34%
|
32,774
|
$474,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.27%
|
25,656
|
$371,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.22%
|
21,296
|
$308,000 | — | 30 Jun 2016 | |
| EDMOND DE ROTHSCHILD HOLDING S.A. |
13F
|
Company |
0.22%
|
20,934
|
$303,000 | — | 30 Jun 2016 | |
| EDMOND DE ROTHSCHILD (SUISSE) S.A. |
13F
|
Company |
0.21%
|
20,000
|
$289,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.2%
|
19,466
|
$281,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.16%
|
15,406
|
$222,000 | — | 30 Jun 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.15%
|
14,224
|
$206,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.11%
|
10,825
|
$157,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.09%
|
8,198
|
$119,000 | — | 30 Jun 2016 | |
| Amica Retiree Medical Trust |
13F
|
Company |
0.06%
|
5,946
|
$86,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
4,156
|
$60,000 | — | 30 Jun 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.04%
|
3,500
|
$51,000 | — | 30 Jun 2016 | |
| Perigon Wealth Management, LLC |
13F
|
Company |
0.03%
|
3,306
|
$48,000 | — | 30 Jun 2016 | |
| BARCLAYS PLC |
13F
|
Company |
0.03%
|
2,496
|
$36,000 | — | 30 Jun 2016 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.02%
|
2,336
|
$34,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.02%
|
2,123
|
$31,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.02%
|
2,000
|
$28,000 | — | 30 Jun 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
1,728
|
$25,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
1,469
|
$21,000 | — | 30 Jun 2016 | |
| Wealthspire Advisors, L.P. |
13F
|
Company |
0.01%
|
670
|
$10,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
649
|
$9,000 | — | 30 Jun 2016 | |
| Edge Wealth Management LLC |
13F
|
Company |
0.01%
|
580
|
$8,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
368
|
$5,000 | — | 30 Jun 2016 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0%
|
315
|
$5,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0%
|
341
|
$4,000 | — | 30 Jun 2016 | |
| Integrated Wealth Management |
13F
|
Company |
0%
|
163
|
$2,000 | — | 30 Jun 2016 | |
| Stevens First Principles Investment Advisors |
13F
|
Company |
0%
|
65
|
$1,000 | — | 30 Jun 2016 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
0%
|
15
|
$217 | — | 30 Jun 2016 |
Institutional Holders of China Fund Inc/The - Equity (CHN) as of Q3 2016
As of 30 Sep 2016,
China Fund Inc/The - Equity (CHN) was held by
45 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,795,903 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, ABERDEEN ASSET MANAGEMENT PLC/UK, 1607 Capital Partners, LLC, Deschutes Portfolio Strategy, LLC, Karpus Management, Inc., IAT REINSURANCE CO LTD., RAYMOND JAMES & ASSOCIATES, and FIRST WILSHIRE SECURITIES MANAGEMENT INC.
This page lists
45
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
44
Q3 2016 holders
45
Holder diff
1
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.