What does CUSIP 153501101 represent in this 13F holders report?

CUSIP 153501101 is the security identifier for CEF - Sprott Physical Gold & Silver - COM used to aggregate holder disclosures.

How many institutions held CEF - Sprott Physical Gold & Silver - COM in Q4 2017?

166 institutional investors reported CEF - Sprott Physical Gold & Silver - COM for Q4 2017. Use the holders table for investor-level position and value details.

Sprott Physical Gold & Silver - COM (CEF)

CUSIP: 153501101

Q4 2017 13F Holders as of 31 Dec 2017

Type / Class: Equity / COM
Total 13F shares: 53,345,416
Share change: +9,678,964
Total reported value: $714,840,991
Price per share: $13.40
Number of holders: 166
Value change: +$134,211,399
Number of buys: 51
Number of sells: 104

Quarterly Holders Quick Answers

What is CUSIP 153501101?
CUSIP 153501101 identifies CEF - Sprott Physical Gold & Silver - COM in SEC institutional holdings data.

Need full ownership history?
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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2018
Previous quarter: Q3 2017

Recent filing periods for CUSIP 153501101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of CEF - Sprott Physical Gold & Silver - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Parallax Volatility Advisers, L.P.	13F	Company	— class O/S missing	4,158,543	$52,689,000	—	30 Sep 2017	13F
Polar Asset Management Partners Inc.	13F	Company	— class O/S missing	2,761,751	$34,991,000	—	30 Sep 2017	13F
MORGAN STANLEY	13F	Company	— class O/S missing	2,439,783	$30,913,000	—	30 Sep 2017	13F
CENTRAL TRUST Co	13F	Company	— class O/S missing	2,033,719	$25,767,000	—	30 Sep 2017	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,931,294	$24,470,000	—	30 Sep 2017	13F
CITIGROUP INC	13F	Company	— class O/S missing	1,658,669	$20,976,000	—	30 Sep 2017	13F
SPROTT INC.	13F	Company	— class O/S missing	1,606,640	$20,356,000	—	30 Sep 2017	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	1,243,322	$15,750,000	—	30 Sep 2017	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	928,062	$11,759,000	—	30 Sep 2017	13F
Cheviot Value Management, LLC	13F	Company	— class O/S missing	926,427	$11,738,000	—	30 Sep 2017	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	898,748	$11,387,000	—	30 Sep 2017	13F
Neuberger Berman Group LLC	13F	Company	— class O/S missing	880,805	$11,160,000	—	30 Sep 2017	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	843,204	$10,684,000	—	30 Sep 2017	13F
Federation Des Caisses Desjardins du Quebec	13F	Individual	— class O/S missing	804,350	$10,126,337	—	30 Sep 2017	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	787,758	$9,981,000	—	30 Sep 2017	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	713,165	$9,321,000	—	30 Sep 2017	13F
COHEN & STEERS, INC.	13F	Company	— class O/S missing	727,732	$9,220,000	—	30 Sep 2017	13F
Beaumont Financial Partners, LLC	13F	Company	— class O/S missing	710,463	$9,002,000	—	30 Sep 2017	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	— class O/S missing	697,060	$8,832,000	—	30 Sep 2017	13F
Evanson Asset Management, LLC	13F	Company	— class O/S missing	690,701	$8,751,000	—	30 Sep 2017	13F
PERISCOPE CAPITAL INC.	13F	Company	— class O/S missing	619,838	$7,854,000	—	30 Sep 2017	13F
Pekin Hardy Strauss, Inc.	13F	Company	— class O/S missing	598,837	$7,581,000	—	30 Sep 2017	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	— class O/S missing	579,604	$7,344,000	—	30 Sep 2017	13F
Jaffetilchin Investment Partners, LLC	13F	Company	— class O/S missing	529,471	$6,708,000	—	30 Sep 2017	13F
Stevens First Principles Investment Advisors	13F	Company	— class O/S missing	528,723	$6,699,000	—	30 Sep 2017	13F
Fiduciary Trust Co International of Pennsylvania	13F	Company	— class O/S missing	515,300	$6,529,000	—	30 Sep 2017	13F
Baird Financial Group, Inc.	13F	Company	— class O/S missing	508,291	$6,440,000	—	30 Sep 2017	13F
Knowledge Leaders Capital, LLC	13F	Company	— class O/S missing	368,073	$4,663,000	—	30 Sep 2017	13F
Cannell & Co.	13F	Company	— class O/S missing	348,100	$4,410,000	—	30 Sep 2017	13F
UBS Group AG	13F	Company	— class O/S missing	336,191	$4,260,000	—	30 Sep 2017	13F
Paloma Partners Management Co	13F	Company	— class O/S missing	312,425	$3,958,000	—	30 Sep 2017	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	— class O/S missing	289,565	$3,664,000	—	30 Sep 2017	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	287,372	$3,648,000	—	30 Sep 2017	13F
AGF INVESTMENTS INC.	13F	Company	— class O/S missing	286,400	$3,629,000	—	30 Sep 2017	13F
M Holdings Securities, Inc.	13F	Company	— class O/S missing	281,762	$3,567,000	—	30 Sep 2017	13F
SCOTIA CAPITAL INC.	13F	Company	— class O/S missing	278,734	$3,519,000	—	30 Sep 2017	13F
HOLLENCREST CAPITAL MANAGEMENT	13F	Company	— class O/S missing	272,400	$3,451,000	—	30 Sep 2017	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	258,779	$3,279,000	—	30 Sep 2017	13F
BB&T SECURITIES, LLC	13F	Company	— class O/S missing	243,796	$3,089,000	—	30 Sep 2017	13F
BENNICAS & ASSOCIATES, INC.	13F	Company	— class O/S missing	237,371	$3,007,000	—	30 Sep 2017	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	230,440	$2,919,000	—	30 Sep 2017	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	224,901	$2,848,000	—	30 Sep 2017	13F
HOWLAND CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	223,293	$2,829,000	—	30 Sep 2017	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	222,675	$2,821,000	—	30 Sep 2017	13F
Opera Trading Capital	13F	Company	— class O/S missing	221,084	$2,801,000	—	30 Sep 2017	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	214,650	$2,720,000	—	30 Sep 2017	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	209,541	$2,653,000	—	30 Sep 2017	13F
Greylin Investment Management, Inc	13F	Company	— class O/S missing	204,475	$2,591,000	—	30 Sep 2017	13F
MARATHON CAPITAL MANAGEMENT	13F	Company	— class O/S missing	191,250	$2,423,000	—	30 Sep 2017	13F
Fiera Capital Corp	13F	Company	— class O/S missing	164,030	$2,075,000	—	30 Sep 2017	13F

Institutional Holders of Sprott Physical Gold & Silver - COM (CEF) as of Q4 2017

As of 31 Dec 2017, Sprott Physical Gold & Silver - COM (CEF) was held by 166 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 53,345,416 shares. The largest 10 holders included Weiss Asset Management LP, Polar Asset Management Partners Inc., Parallax Volatility Advisers, L.P., MORGAN STANLEY, CENTRAL TRUST Co, Opera Trading Capital, ROYAL BANK OF CANADA, SPROTT INC., HighTower Advisors, LLC, and Alpine Global Management, LLC. This page lists 166 institutional shareholders reporting positions in this security for the Q4 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2017 vs Q3 2017 Across Filers

Q3 2017 holders

197

Q4 2017 holders

166

Holder diff

-31

Investor	Q3 2017 Shares	Q4 2017 Shares	Share Diff	Share Chg %	Q3 2017 Value $	Q4 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.