What does CUSIP 153501101 represent in this 13F holders report?

CUSIP 153501101 is the security identifier for CEF - Sprott Physical Gold & Silver - COM used to aggregate holder disclosures.

How many institutions held CEF - Sprott Physical Gold & Silver - COM in Q3 2017?

197 institutional investors reported CEF - Sprott Physical Gold & Silver - COM for Q3 2017. Use the holders table for investor-level position and value details.

Sprott Physical Gold & Silver - COM (CEF)

CUSIP: 153501101

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class: Equity / COM
Total 13F shares: 47,932,490
Share change: +1,150,370
Total reported value: $607,509,822
Price per share: $12.67
Number of holders: 197
Value change: +$14,753,409
Number of buys: 72
Number of sells: 59

Quarterly Holders Quick Answers

What is CUSIP 153501101?
CUSIP 153501101 identifies CEF - Sprott Physical Gold & Silver - COM in SEC institutional holdings data.

Need full ownership history?
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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2017
Previous quarter: Q2 2017

Recent filing periods for CUSIP 153501101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of CEF - Sprott Physical Gold & Silver - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Parallax Volatility Advisers, L.P.	13F	Company	— class O/S missing	4,158,543	$51,275,000	—	30 Jun 2017	13F
MORGAN STANLEY	13F	Company	— class O/S missing	3,158,407	$38,943,000	—	30 Jun 2017	13F
Polar Asset Management Partners Inc.	13F	Company	— class O/S missing	2,761,751	$34,052,000	—	30 Jun 2017	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,907,434	$23,519,000	—	30 Jun 2017	13F
CENTRAL TRUST Co	13F	Company	— class O/S missing	1,733,262	$21,371,000	—	30 Jun 2017	13F
CITIGROUP INC	13F	Company	— class O/S missing	1,653,669	$20,361,000	—	30 Jun 2017	13F
SPROTT INC.	13F	Company	— class O/S missing	1,589,907	$19,604,000	—	30 Jun 2017	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	1,216,880	$15,003,000	—	30 Jun 2017	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	917,647	$11,315,000	—	30 Jun 2017	13F
Cheviot Value Management, LLC	13F	Company	— class O/S missing	907,477	$11,189,000	—	30 Jun 2017	13F
Neuberger Berman Group LLC	13F	Company	— class O/S missing	863,101	$10,642,000	—	30 Jun 2017	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	840,921	$10,368,000	—	30 Jun 2017	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	— class O/S missing	803,299	$9,905,000	—	30 Jun 2017	13F
Federation Des Caisses Desjardins du Quebec	13F	Individual	— class O/S missing	791,391	$9,734,822	—	30 Jun 2017	13F
COHEN & STEERS, INC.	13F	Company	— class O/S missing	764,255	$9,423,000	—	30 Jun 2017	13F
Beaumont Financial Partners, LLC	13F	Company	— class O/S missing	716,736	$8,837,000	—	30 Jun 2017	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	713,165	$8,793,000	—	30 Jun 2017	13F
Evanson Asset Management, LLC	13F	Company	— class O/S missing	691,503	$8,527,000	—	30 Jun 2017	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	658,307	$8,117,000	—	30 Jun 2017	13F
PERISCOPE CAPITAL INC.	13F	Company	— class O/S missing	619,838	$7,643,000	—	30 Jun 2017	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	602,943	$7,434,000	—	30 Jun 2017	13F
Pekin Hardy Strauss, Inc.	13F	Company	— class O/S missing	592,809	$7,303,000	—	30 Jun 2017	13F
Jaffetilchin Investment Partners, LLC	13F	Company	— class O/S missing	516,373	$6,367,000	—	30 Jun 2017	13F
Fiduciary Trust Co International of Pennsylvania	13F	Company	— class O/S missing	515,300	$6,354,000	—	30 Jun 2017	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	— class O/S missing	498,404	$6,145,000	—	30 Jun 2017	13F
Cannell & Co.	13F	Company	— class O/S missing	348,100	$4,292,000	—	30 Jun 2017	13F
Baird Financial Group, Inc.	13F	Company	— class O/S missing	346,993	$4,278,000	—	30 Jun 2017	13F
EVERGREEN CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	321,050	$3,958,000	—	30 Jun 2017	13F
SCOTIA CAPITAL INC.	13F	Company	— class O/S missing	318,410	$3,922,000	—	30 Jun 2017	13F
Paloma Partners Management Co	13F	Company	— class O/S missing	315,000	$3,884,000	—	30 Jun 2017	13F
UBS Group AG	13F	Company	— class O/S missing	294,063	$3,626,000	—	30 Jun 2017	13F
AGF INVESTMENTS INC.	13F	Company	— class O/S missing	286,400	$3,532,000	—	30 Jun 2017	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	283,644	$3,493,000	—	30 Jun 2017	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	278,424	$3,433,000	—	30 Jun 2017	13F
M Holdings Securities, Inc.	13F	Company	— class O/S missing	278,172	$3,427,000	—	30 Jun 2017	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	— class O/S missing	274,865	$3,388,000	—	30 Jun 2017	13F
HOLLENCREST CAPITAL MANAGEMENT	13F	Company	— class O/S missing	272,400	$3,359,000	—	30 Jun 2017	13F
BB&T SECURITIES, LLC	13F	Company	— class O/S missing	246,096	$3,034,000	—	30 Jun 2017	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	240,410	$2,963,000	—	30 Jun 2017	13F
BENNICAS & ASSOCIATES, INC.	13F	Company	— class O/S missing	234,504	$2,891,000	—	30 Jun 2017	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	232,347	$2,864,000	—	30 Jun 2017	13F
Greylin Investment Management, Inc	13F	Company	— class O/S missing	222,800	$2,747,000	—	30 Jun 2017	13F
HOWLAND CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	205,513	$2,534,000	—	30 Jun 2017	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	195,337	$2,408,000	—	30 Jun 2017	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	192,030	$2,334,000	—	30 Jun 2017	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	183,584	$2,262,000	—	30 Jun 2017	13F
MARATHON CAPITAL MANAGEMENT	13F	Company	— class O/S missing	178,300	$2,198,000	—	30 Jun 2017	13F
Fiera Capital Corp	13F	Company	— class O/S missing	167,880	$2,064,000	—	30 Jun 2017	13F
Opera Trading Capital	13F	Company	— class O/S missing	166,884	$2,058,000	—	30 Jun 2017	13F
LPL Financial LLC	13F	Company	— class O/S missing	155,955	$1,923,000	—	30 Jun 2017	13F

Institutional Holders of Sprott Physical Gold & Silver - COM (CEF) as of Q3 2017

As of 30 Sep 2017, Sprott Physical Gold & Silver - COM (CEF) was held by 197 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 47,932,490 shares. The largest 10 holders included Smith Affiliated Capital Corp., Parallax Volatility Advisers, L.P., Polar Asset Management Partners Inc., MORGAN STANLEY, CENTRAL TRUST Co, ROYAL BANK OF CANADA, CITIGROUP INC, Sprott Inc., HighTower Advisors, LLC, and BANK OF AMERICA CORP /DE/. This page lists 197 institutional shareholders reporting positions in this security for the Q3 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders

187

Q3 2017 holders

197

Holder diff

Investor	Q2 2017 Shares	Q3 2017 Shares	Share Diff	Share Chg %	Q2 2017 Value $	Q3 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.