What does CUSIP 153501101 represent in this 13F holders report?

CUSIP 153501101 is the security identifier for CEF - Sprott Physical Gold & Silver - COM used to aggregate holder disclosures.

How many institutions held CEF - Sprott Physical Gold & Silver - COM in Q4 2016?

181 institutional investors reported CEF - Sprott Physical Gold & Silver - COM for Q4 2016. Use the holders table for investor-level position and value details.

Sprott Physical Gold & Silver - COM (CEF)

CUSIP: 153501101

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class: Equity / COM
Total 13F shares: 46,488,022
Share change: -1,435,510
Total reported value: $526,332,862
Price per share: $11.29
Number of holders: 181
Value change: -$19,311,471
Number of buys: 65
Number of sells: 85

Quarterly Holders Quick Answers

What is CUSIP 153501101?
CUSIP 153501101 identifies CEF - Sprott Physical Gold & Silver - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2017
Previous quarter: Q3 2016

Recent filing periods for CUSIP 153501101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of CEF - Sprott Physical Gold & Silver - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Parallax Volatility Advisers, L.P.	13F	Company	— class O/S missing	4,158,543	$57,513,000	—	30 Sep 2016	13F
MORGAN STANLEY	13F	Company	— class O/S missing	3,614,754	$49,992,000	—	30 Sep 2016	13F
Allianz Asset Management GmbH	13F	Company	— class O/S missing	2,672,803	$36,931,000	—	30 Sep 2016	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	— class O/S missing	2,068,343	$28,605,000	—	30 Sep 2016	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,958,178	$27,415,000	—	30 Sep 2016	13F
SPROTT INC.	13F	Company	— class O/S missing	1,591,315	$22,008,000	—	30 Sep 2016	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	1,074,543	$14,873,000	—	30 Sep 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	1,034,139	$14,302,000	—	30 Sep 2016	13F
LPL Financial LLC	13F	Company	— class O/S missing	989,074	$13,194,000	—	30 Sep 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	934,255	$12,921,000	—	30 Sep 2016	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	927,760	$12,831,000	—	30 Sep 2016	13F
CITIGROUP INC	13F	Company	— class O/S missing	927,190	$12,812,000	—	30 Sep 2016	13F
Cheviot Value Management, LLC	13F	Company	— class O/S missing	857,511	$11,859,000	—	30 Sep 2016	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	737,465	$10,199,000	—	30 Sep 2016	13F
Evanson Asset Management, LLC	13F	Company	— class O/S missing	723,556	$10,007,000	—	30 Sep 2016	13F
New Harbor Financial Group, LLC	13F	Company	— class O/S missing	676,475	$9,355,000	—	30 Sep 2016	13F
CIBC Asset Management Inc	13F	Company	— class O/S missing	652,830	$9,038,000	—	30 Sep 2016	13F
CENTRAL TRUST Co	13F	Company	— class O/S missing	619,103	$8,562,000	—	30 Sep 2016	13F
Beaumont Financial Partners, LLC	13F	Company	— class O/S missing	613,327	$8,482,000	—	30 Sep 2016	13F
Neuberger Berman Group LLC	13F	Company	— class O/S missing	602,529	$8,333,000	—	30 Sep 2016	13F
Pekin Hardy Strauss, Inc.	13F	Company	— class O/S missing	590,659	$8,187,000	—	30 Sep 2016	13F
Fore Research & Management, LP	13F	Company	— class O/S missing	564,040	$7,800,000	—	30 Sep 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	531,897	$7,356,000	—	30 Sep 2016	13F
Jaffetilchin Investment Partners, LLC	13F	Company	— class O/S missing	530,938	$7,343,000	—	30 Sep 2016	13F
UBS Group AG	13F	Company	— class O/S missing	491,834	$6,802,000	—	30 Sep 2016	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	490,622	$6,800,000	—	30 Sep 2016	13F
Polar Asset Management Partners Inc.	13F	Company	— class O/S missing	482,484	$6,673,000	—	30 Sep 2016	13F
EVERGREEN CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	479,647	$6,633,000	—	30 Sep 2016	13F
Alberta Investment Management Corp	13F	Company	— class O/S missing	364,150	$6,613,000	—	30 Sep 2016	13F
Guild Investment Management, Inc.	13F	Company	— class O/S missing	420,382	$5,814,000	—	30 Sep 2016	13F
Baird Financial Group, Inc.	13F	Company	— class O/S missing	326,076	$4,510,000	—	30 Sep 2016	13F
AGF INVESTMENTS INC.	13F	Company	— class O/S missing	299,700	$4,145,000	—	30 Sep 2016	13F
Freedom Investment Management, Inc.	13F	Company	— class O/S missing	283,658	$3,923,000	—	30 Sep 2016	13F
HOLLENCREST CAPITAL MANAGEMENT	13F	Company	— class O/S missing	272,400	$3,767,000	—	30 Sep 2016	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	265,462	$3,672,000	—	30 Sep 2016	13F
SCOTIA CAPITAL INC.	13F	Company	— class O/S missing	259,552	$3,591,000	—	30 Sep 2016	13F
Cannell & Co.	13F	Company	— class O/S missing	248,100	$3,431,000	—	30 Sep 2016	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	242,629	$3,358,000	—	30 Sep 2016	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	238,640	$3,300,000	—	30 Sep 2016	13F
BENNICAS & ASSOCIATES, INC.	13F	Company	— class O/S missing	233,364	$3,227,000	—	30 Sep 2016	13F
Greylin Investment Management, Inc	13F	Company	— class O/S missing	229,125	$3,169,000	—	30 Sep 2016	13F
Merriman Wealth Management, LLC	13F	Company	— class O/S missing	210,412	$2,910,000	—	30 Sep 2016	13F
BB&T SECURITIES, LLC	13F	Company	— class O/S missing	197,230	$2,728,000	—	30 Sep 2016	13F
Cetera Advisors LLC	13F	Company	— class O/S missing	171,511	$2,386,000	—	30 Sep 2016	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	169,476	$2,344,000	—	30 Sep 2016	13F
Barry Investment Advisors, LLC	13F	Company	— class O/S missing	166,867	$2,308,000	—	30 Sep 2016	13F
Alpine Global Management, LLC	13F	Company	— class O/S missing	161,074	$2,228,000	—	30 Sep 2016	13F
Oppenheimer & Close, LLC	13F	Company	— class O/S missing	151,950	$2,106,000	—	30 Sep 2016	13F
WFG Advisors, LP	13F	Company	— class O/S missing	149,555	$2,068,000	—	30 Sep 2016	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	148,567	$2,055,000	—	30 Sep 2016	13F

Institutional Holders of Sprott Physical Gold & Silver - COM (CEF) as of Q4 2016

As of 31 Dec 2016, Sprott Physical Gold & Silver - COM (CEF) was held by 181 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 46,488,022 shares. The largest 10 holders included Smith Affiliated Capital Corp., Parallax Volatility Advisers, L.P., MORGAN STANLEY, Allianz Asset Management GmbH, Polar Asset Management Partners Inc., ROYAL BANK OF CANADA, Sprott Inc., CITIGROUP INC, CENTRAL TRUST Co, and HighTower Advisors, LLC. This page lists 181 institutional shareholders reporting positions in this security for the Q4 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders

179

Q4 2016 holders

181

Holder diff

Investor	Q3 2016 Shares	Q4 2016 Shares	Share Diff	Share Chg %	Q3 2016 Value $	Q4 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.