What does CUSIP 153501101 represent in this 13F holders report?

CUSIP 153501101 is the security identifier for CEF - Sprott Physical Gold & Silver - COM used to aggregate holder disclosures.

How many institutions held CEF - Sprott Physical Gold & Silver - COM in Q3 2016?

179 institutional investors reported CEF - Sprott Physical Gold & Silver - COM for Q3 2016. Use the holders table for investor-level position and value details.

Sprott Physical Gold & Silver - COM (CEF)

CUSIP: 153501101

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class: Equity / COM
Total 13F shares: 47,913,045
Share change: -2,619,760
Total reported value: $662,440,670
Price per share: $13.83
Number of holders: 179
Value change: -$36,247,435
Number of buys: 64
Number of sells: 60

Quarterly Holders Quick Answers

What is CUSIP 153501101?
CUSIP 153501101 identifies CEF - Sprott Physical Gold & Silver - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2016
Previous quarter: Q2 2016

Recent filing periods for CUSIP 153501101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of CEF - Sprott Physical Gold & Silver - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Parallax Volatility Advisers, L.P.	13F	Company	— class O/S missing	4,283,543	$59,541,000	—	30 Jun 2016	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	— class O/S missing	4,016,843	$55,834,000	—	30 Jun 2016	13F
MORGAN STANLEY	13F	Company	— class O/S missing	3,602,689	$50,078,000	—	30 Jun 2016	13F
Allianz Asset Management GmbH	13F	Company	— class O/S missing	3,473,300	$47,952,000	—	30 Jun 2016	13F
SPROTT INC.	13F	Company	— class O/S missing	1,589,115	$22,089,000	—	30 Jun 2016	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,516,732	$21,082,000	—	30 Jun 2016	13F
CIBC Asset Management Inc	13F	Company	— class O/S missing	1,130,880	$15,578,000	—	30 Jun 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	1,041,348	$14,474,000	—	30 Jun 2016	13F
LPL Financial LLC	13F	Company	— class O/S missing	940,533	$13,920,000	—	30 Jun 2016	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	961,057	$13,367,000	—	30 Jun 2016	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	945,631	$13,144,000	—	30 Jun 2016	13F
CITIGROUP INC	13F	Company	— class O/S missing	927,310	$12,799,000	—	30 Jun 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	882,141	$12,262,000	—	30 Jun 2016	13F
Cheviot Value Management, LLC	13F	Company	— class O/S missing	869,873	$12,091,000	—	30 Jun 2016	13F
Polar Asset Management Partners Inc.	13F	Company	— class O/S missing	787,219	$10,942,000	—	30 Jun 2016	13F
Alberta Investment Management Corp	13F	Company	— class O/S missing	609,940	$10,930,000	—	30 Jun 2016	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	— class O/S missing	758,015	$10,536,000	—	30 Jun 2016	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	737,465	$10,251,000	—	30 Jun 2016	13F
Evanson Asset Management, LLC	13F	Company	— class O/S missing	688,649	$9,572,000	—	30 Jun 2016	13F
New Harbor Financial Group, LLC	13F	Company	— class O/S missing	686,116	$9,537,000	—	30 Jun 2016	13F
Beaumont Financial Partners, LLC	13F	Company	— class O/S missing	619,455	$8,610,000	—	30 Jun 2016	13F
Pekin Hardy Strauss, Inc.	13F	Company	— class O/S missing	573,879	$7,965,000	—	30 Jun 2016	13F
Fore Research & Management, LP	13F	Company	— class O/S missing	564,040	$7,840,000	—	30 Jun 2016	13F
Jaffetilchin Investment Partners, LLC	13F	Company	— class O/S missing	533,470	$7,415,000	—	30 Jun 2016	13F
Neuberger Berman Group LLC	13F	Company	— class O/S missing	526,574	$7,319,000	—	30 Jun 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	462,262	$6,425,000	—	30 Jun 2016	13F
UBS Group AG	13F	Company	— class O/S missing	447,102	$6,215,000	—	30 Jun 2016	13F
Guild Investment Management, Inc.	13F	Company	— class O/S missing	423,830	$5,891,000	—	30 Jun 2016	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	— class O/S missing	415,876	$5,770,000	—	30 Jun 2016	13F
AGF INVESTMENTS INC.	13F	Company	— class O/S missing	371,200	$5,157,000	—	30 Jun 2016	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	336,612	$4,678,000	—	30 Jun 2016	13F
Baird Financial Group, Inc.	13F	Company	— class O/S missing	298,280	$4,152,000	—	30 Jun 2016	13F
CENTRAL TRUST Co	13F	Company	— class O/S missing	283,402	$3,939,000	—	30 Jun 2016	13F
HOLLENCREST CAPITAL MANAGEMENT	13F	Company	— class O/S missing	272,400	$3,786,000	—	30 Jun 2016	13F
EVERGREEN CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	269,990	$3,752,000	—	30 Jun 2016	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	267,972	$3,725,000	—	30 Jun 2016	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	261,149	$3,621,000	—	30 Jun 2016	13F
SCOTIA CAPITAL INC.	13F	Company	— class O/S missing	250,320	$3,468,000	—	30 Jun 2016	13F
Cannell & Co.	13F	Company	— class O/S missing	248,100	$3,449,000	—	30 Jun 2016	13F
BENNICAS & ASSOCIATES, INC.	13F	Company	— class O/S missing	239,064	$3,323,000	—	30 Jun 2016	13F
Greylin Investment Management, Inc	13F	Company	— class O/S missing	232,400	$3,230,000	—	30 Jun 2016	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	214,576	$2,981,000	—	30 Jun 2016	13F
Freedom Investment Management, Inc.	13F	Company	— class O/S missing	209,451	$2,911,000	—	30 Jun 2016	13F
BB&T SECURITIES, LLC	13F	Company	— class O/S missing	204,830	$2,847,000	—	30 Jun 2016	13F
Alpine Global Management, LLC	13F	Company	— class O/S missing	189,474	$2,634,000	—	30 Jun 2016	13F
St. James Investment Company, LLC	13F	Company	— class O/S missing	185,706	$2,581,000	—	30 Jun 2016	13F
Cetera Advisors LLC	13F	Company	— class O/S missing	184,952	$2,574,000	—	30 Jun 2016	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	110,216	$2,489,000	—	30 Jun 2016	13F
Merriman Wealth Management, LLC	13F	Company	— class O/S missing	155,986	$2,168,000	—	30 Jun 2016	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	155,269	$2,158,000	—	30 Jun 2016	13F

Institutional Holders of Sprott Physical Gold & Silver - COM (CEF) as of Q3 2016

As of 30 Sep 2016, Sprott Physical Gold & Silver - COM (CEF) was held by 179 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 47,913,045 shares. The largest 10 holders included Smith Affiliated Capital Corp., Parallax Volatility Advisers, L.P., MORGAN STANLEY, Allianz Asset Management GmbH, WELLINGTON MANAGEMENT GROUP LLP, ROYAL BANK OF CANADA, Sprott Inc., HighTower Advisors, LLC, WELLS FARGO & COMPANY/MN, and LPL Financial LLC. This page lists 179 institutional shareholders reporting positions in this security for the Q3 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

169

Q3 2016 holders

179

Holder diff

Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 Value $	Q3 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.