What does CUSIP 153501101 represent in this 13F holders report?

CUSIP 153501101 is the security identifier for CEF - Sprott Physical Gold & Silver - COM used to aggregate holder disclosures.

How many institutions held CEF - Sprott Physical Gold & Silver - COM in Q1 2017?

187 institutional investors reported CEF - Sprott Physical Gold & Silver - COM for Q1 2017. Use the holders table for investor-level position and value details.

Sprott Physical Gold & Silver - COM (CEF)

CUSIP: 153501101

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class: Equity / COM
Total 13F shares: 45,961,983
Share change: -1,179,588
Total reported value: $591,008,713
Price per share: $12.86
Number of holders: 187
Value change: -$9,366,121
Number of buys: 79
Number of sells: 60

Quarterly Holders Quick Answers

What is CUSIP 153501101?
CUSIP 153501101 identifies CEF - Sprott Physical Gold & Silver - COM in SEC institutional holdings data.

Need full ownership history?
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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2017
Previous quarter: Q4 2016

Recent filing periods for CUSIP 153501101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of CEF - Sprott Physical Gold & Silver - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Parallax Volatility Advisers, L.P.	13F	Company	— class O/S missing	4,158,543	$46,950,000	—	31 Dec 2016	13F
Allianz Asset Management GmbH	13F	Company	— class O/S missing	2,608,081	$29,775,000	—	31 Dec 2016	13F
MORGAN STANLEY	13F	Company	— class O/S missing	2,621,048	$29,591,000	—	31 Dec 2016	13F
Polar Asset Management Partners Inc.	13F	Company	— class O/S missing	2,191,696	$24,744,000	—	31 Dec 2016	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,755,597	$19,820,000	—	31 Dec 2016	13F
SPROTT INC.	13F	Company	— class O/S missing	1,590,750	$17,960,000	—	31 Dec 2016	13F
CITIGROUP INC	13F	Company	— class O/S missing	1,399,246	$15,976,000	—	31 Dec 2016	13F
CENTRAL TRUST Co	13F	Company	— class O/S missing	1,118,717	$12,631,000	—	31 Dec 2016	13F
LPL Financial LLC	13F	Company	— class O/S missing	1,037,206	$12,042,000	—	31 Dec 2016	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	1,064,836	$12,026,000	—	31 Dec 2016	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	951,185	$10,739,000	—	31 Dec 2016	13F
Cheviot Value Management, LLC	13F	Company	— class O/S missing	884,519	$9,986,000	—	31 Dec 2016	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	— class O/S missing	884,006	$9,980,000	—	31 Dec 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	751,780	$8,488,000	—	31 Dec 2016	13F
Evanson Asset Management, LLC	13F	Company	— class O/S missing	739,398	$8,348,000	—	31 Dec 2016	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	737,465	$8,326,000	—	31 Dec 2016	13F
Neuberger Berman Group LLC	13F	Company	— class O/S missing	689,486	$7,784,000	—	31 Dec 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	627,285	$7,082,000	—	31 Dec 2016	13F
Peak Financial Management, Inc.	13F	Company	— class O/S missing	620,680	$7,007,000	—	31 Dec 2016	13F
PERISCOPE CAPITAL INC.	13F	Company	— class O/S missing	609,438	$6,947,000	—	31 Dec 2016	13F
Beaumont Financial Partners, LLC	13F	Company	— class O/S missing	597,932	$6,751,000	—	31 Dec 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	593,049	$6,695,000	—	31 Dec 2016	13F
Pekin Hardy Strauss, Inc.	13F	Company	— class O/S missing	560,260	$6,393,000	—	31 Dec 2016	13F
Jaffetilchin Investment Partners, LLC	13F	Company	— class O/S missing	531,016	$5,995,000	—	31 Dec 2016	13F
EVERGREEN CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	429,855	$4,853,000	—	31 Dec 2016	13F
UBS Group AG	13F	Company	— class O/S missing	400,757	$4,524,000	—	31 Dec 2016	13F
CIBC Asset Management Inc	13F	Company	— class O/S missing	386,860	$4,411,000	—	31 Dec 2016	13F
Alberta Investment Management Corp	13F	Company	— class O/S missing	243,650	$3,730,000	—	31 Dec 2016	13F
M Holdings Securities, Inc.	13F	Company	— class O/S missing	313,886	$3,581,000	—	31 Dec 2016	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	— class O/S missing	300,000	$3,387,000	—	31 Dec 2016	13F
AGF INVESTMENTS INC.	13F	Company	— class O/S missing	299,700	$3,385,000	—	31 Dec 2016	13F
Baird Financial Group, Inc.	13F	Company	— class O/S missing	290,032	$3,274,000	—	31 Dec 2016	13F
SCOTIA CAPITAL INC.	13F	Company	— class O/S missing	286,274	$3,245,000	—	31 Dec 2016	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	277,381	$3,132,000	—	31 Dec 2016	13F
HOLLENCREST CAPITAL MANAGEMENT	13F	Company	— class O/S missing	272,400	$3,075,000	—	31 Dec 2016	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	268,438	$3,060,000	—	31 Dec 2016	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	249,444	$2,816,000	—	31 Dec 2016	13F
Cannell & Co.	13F	Company	— class O/S missing	248,100	$2,801,000	—	31 Dec 2016	13F
BENNICAS & ASSOCIATES, INC.	13F	Company	— class O/S missing	233,364	$2,635,000	—	31 Dec 2016	13F
Greylin Investment Management, Inc	13F	Company	— class O/S missing	230,225	$2,599,000	—	31 Dec 2016	13F
Guild Investment Management, Inc.	13F	Company	— class O/S missing	222,242	$2,509,000	—	31 Dec 2016	13F
BB&T SECURITIES, LLC	13F	Company	— class O/S missing	186,580	$2,106,000	—	31 Dec 2016	13F
Fiera Capital Corp	13F	Company	— class O/S missing	179,730	$2,046,000	—	31 Dec 2016	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	166,149	$1,947,000	—	31 Dec 2016	13F
HARVARD MANAGEMENT CO INC	13F	Company	— class O/S missing	170,850	$1,929,000	—	31 Dec 2016	13F
Freedom Investment Management, Inc.	13F	Company	— class O/S missing	169,157	$1,910,000	—	31 Dec 2016	13F
Cetera Advisors LLC	13F	Company	— class O/S missing	163,002	$1,863,000	—	31 Dec 2016	13F
MARATHON CAPITAL MANAGEMENT	13F	Company	— class O/S missing	163,775	$1,849,000	—	31 Dec 2016	13F
Barry Investment Advisors, LLC	13F	Company	— class O/S missing	157,820	$1,782,000	—	31 Dec 2016	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	153,923	$1,738,000	—	31 Dec 2016	13F

Institutional Holders of Sprott Physical Gold & Silver - COM (CEF) as of Q1 2017

As of 31 Mar 2017, Sprott Physical Gold & Silver - COM (CEF) was held by 187 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 45,961,983 shares. The largest 10 holders included Smith Affiliated Capital Corp., Parallax Volatility Advisers, L.P., MORGAN STANLEY, Polar Asset Management Partners Inc., ROYAL BANK OF CANADA, CITIGROUP INC, Sprott Inc., CENTRAL TRUST Co, HighTower Advisors, LLC, and LANDSCAPE CAPITAL MANAGEMENT, L.L.C.. This page lists 187 institutional shareholders reporting positions in this security for the Q1 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2017 vs Q4 2016 Across Filers

Q4 2016 holders

181

Q1 2017 holders

187

Holder diff

Investor	Q4 2016 Shares	Q1 2017 Shares	Share Diff	Share Chg %	Q4 2016 Value $	Q1 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.