- Type / Class
- Equity / COM
- Total 13F shares
- 54,510,989
- Share change
- -1,623,208
- Total reported value
- $2,145,627,257
- Put/Call ratio
- 343%
- Price per share
- $39.36
- Number of holders
- 209
- Value change
- -$65,091,624
- Number of buys
- 90
- Number of sells
- 105
Quarterly Holders Quick Answers
What is CUSIP 149150104?
CUSIP 149150104 identifies CATY - CATHAY GENERAL BANCORP - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 149150104:
Top shareholders of CATY - CATHAY GENERAL BANCORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
9,438,671
|
$384,910,000 | — | 31 Mar 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
7,218,553
|
$294,373,000 | — | 31 Mar 2021 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
3,486,491
|
$142,179,000 | — | 31 Mar 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
3,110,358
|
$127,091,000 | — | 31 Mar 2021 | |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ |
13F
|
Company |
—
class O/S missing
|
2,027,292
|
$82,673,000 | — | 31 Mar 2021 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,670,191
|
$68,112,000 | — | 31 Mar 2021 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,479,618
|
$60,339,000 | — | 31 Mar 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,409,022
|
$57,459,000 | — | 31 Mar 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
1,322,227
|
$53,921,000 | — | 31 Mar 2021 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
1,295,347
|
$52,824,000 | — | 31 Mar 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,269,359
|
$51,765,000 | — | 31 Mar 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
1,223,122
|
$49,879,000 | — | 31 Mar 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
1,182,454
|
$48,222,000 | — | 31 Mar 2021 | |
| GW&K Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,121,635
|
$45,740,000 | — | 31 Mar 2021 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
1,059,400
|
$43,202,000 | — | 31 Mar 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
1,053,754
|
$42,972,000 | — | 31 Mar 2021 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
941,604
|
$38,399,000 | — | 31 Mar 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
881,519
|
$35,947,000 | — | 31 Mar 2021 | |
| NORGES BANK |
13F
|
Company |
—
class O/S missing
|
849,091
|
$34,626,000 | — | 31 Mar 2021 | |
| VICTORY CAPITAL MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
840,089
|
$34,259,000 | — | 31 Mar 2021 | |
| Boston Trust Walden Corp |
13F
|
Company |
—
class O/S missing
|
664,241
|
$27,088,000 | — | 31 Mar 2021 | |
| Holocene Advisors, LP |
13F
|
Company |
—
class O/S missing
|
631,684
|
$25,760,000 | — | 31 Mar 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
529,678
|
$21,600,000 | — | 31 Mar 2021 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
492,741
|
$20,094,000 | — | 31 Mar 2021 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
481,917
|
$19,695,000 | — | 31 Mar 2021 | |
| AMUNDI ASSET MANAGEMENT US, INC. |
13F
|
Company |
—
class O/S missing
|
452,708
|
$18,478,000 | — | 31 Mar 2021 | |
| EJF Capital LP |
13F
|
Company |
—
class O/S missing
|
397,686
|
$16,218,000 | — | 31 Mar 2021 | |
| Ceredex Value Advisors LLC |
13F
|
Company |
—
class O/S missing
|
374,234
|
$15,261,000 | — | 31 Mar 2021 | |
| Hillcrest Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
361,168
|
$14,728,000 | — | 31 Mar 2021 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
321,945
|
$13,129,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
303,293
|
$12,369,000 | — | 31 Mar 2021 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
293,639
|
$11,975,000 | — | 31 Mar 2021 | |
| Sapience Investments, LLC |
13F
|
Company |
—
class O/S missing
|
289,665
|
$11,813,000 | — | 31 Mar 2021 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
—
class O/S missing
|
274,919
|
$11,211,000 | — | 31 Mar 2021 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
260,290
|
$10,615,000 | — | 31 Mar 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
191,451
|
$7,807,000 | — | 31 Mar 2021 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
190,157
|
$7,755,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
186,357
|
$7,600,000 | — | 31 Mar 2021 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
185,358
|
$7,559,000 | — | 31 Mar 2021 | |
| NORDEA INVESTMENT MANAGEMENT AB |
13F
|
Company |
—
class O/S missing
|
182,150
|
$7,519,000 | — | 31 Mar 2021 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
—
class O/S missing
|
181,997
|
$7,422,000 | — | 31 Mar 2021 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
178,815
|
$7,292,000 | — | 31 Mar 2021 | |
| Swiss National Bank |
13F
|
Company |
—
class O/S missing
|
172,900
|
$7,051,000 | — | 31 Mar 2021 | |
| Brandywine Global Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
170,163
|
$6,939,000 | — | 31 Mar 2021 | |
| York State Teachers Retirement System New |
13F
|
Individual |
—
class O/S missing
|
164,972
|
$6,728,000 | — | 31 Mar 2021 | |
| WEDGE CAPITAL MANAGEMENT L L P/NC |
13F
|
Company |
—
class O/S missing
|
159,520
|
$6,505,000 | — | 31 Mar 2021 | |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
156,525
|
$6,383,000 | — | 31 Mar 2021 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
—
class O/S missing
|
143,594
|
$5,856,000 | — | 31 Mar 2021 | |
| Grantham, Mayo, Van Otterloo & Co. LLC |
13F
|
Company |
—
class O/S missing
|
135,200
|
$5,513,000 | — | 31 Mar 2021 | |
| Richard Bernstein Advisors LLC |
13F
|
Company |
—
class O/S missing
|
134,450
|
$5,482,000 | — | 31 Mar 2021 |
Institutional Holders of CATHAY GENERAL BANCORP - COM (CATY) as of Q2 2021
As of 30 Jun 2021,
CATHAY GENERAL BANCORP - COM (CATY) was held by
209 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
54,510,989 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, DIMENSIONAL FUND ADVISORS LP, MASSACHUSETTS FINANCIAL SERVICES CO /MA/, PRINCIPAL FINANCIAL GROUP INC, FMR LLC, GEODE CAPITAL MANAGEMENT, LLC, CHARLES SCHWAB INVESTMENT MANAGEMENT INC, and NORTHERN TRUST CORP.
This page lists
209
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
210
Q2 2021 holders
209
Holder diff
-1
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.