- Type / Class
- Equity / COM
- Total 13F shares
- 53,634,812
- Share change
- -861,456
- Total reported value
- $2,220,546,567
- Put/Call ratio
- 321%
- Price per share
- $41.39
- Number of holders
- 219
- Value change
- -$35,144,957
- Number of buys
- 101
- Number of sells
- 93
Quarterly Holders Quick Answers
What is CUSIP 149150104?
CUSIP 149150104 identifies CATY - CATHAY GENERAL BANCORP - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 149150104:
Top shareholders of CATY - CATHAY GENERAL BANCORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
9,103,945
|
$358,332,000 | — | 30 Jun 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
7,396,002
|
$291,107,000 | — | 30 Jun 2021 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
3,727,585
|
$146,718,000 | — | 30 Jun 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
2,890,419
|
$113,767,000 | — | 30 Jun 2021 | |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ |
13F
|
Company |
—
class O/S missing
|
2,020,443
|
$79,525,000 | — | 30 Jun 2021 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,708,887
|
$67,261,000 | — | 30 Jun 2021 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
1,549,085
|
$60,972,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,449,429
|
$57,049,000 | — | 30 Jun 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
1,331,372
|
$52,403,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
1,316,798
|
$51,829,000 | — | 30 Jun 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
1,187,088
|
$46,724,000 | — | 30 Jun 2021 | |
| GW&K Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,148,240
|
$45,195,000 | — | 30 Jun 2021 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,098,863
|
$43,252,000 | — | 30 Jun 2021 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
1,026,000
|
$40,383,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
994,467
|
$39,142,000 | — | 30 Jun 2021 | |
| VICTORY CAPITAL MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
979,138
|
$38,539,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
890,637
|
$35,055,000 | — | 30 Jun 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
834,988
|
$32,866,000 | — | 30 Jun 2021 | |
| NORGES BANK |
13F
|
Company |
—
class O/S missing
|
787,538
|
$30,997,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
766,996
|
$30,189,000 | — | 30 Jun 2021 | |
| Holocene Advisors, LP |
13F
|
Company |
—
class O/S missing
|
712,773
|
$28,055,000 | — | 30 Jun 2021 | |
| Boston Trust Walden Corp |
13F
|
Company |
—
class O/S missing
|
640,241
|
$25,200,000 | — | 30 Jun 2021 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
630,048
|
$25,013,000 | — | 30 Jun 2021 | |
| Ceredex Value Advisors LLC |
13F
|
Company |
—
class O/S missing
|
491,434
|
$19,342,000 | — | 30 Jun 2021 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
399,462
|
$15,723,000 | — | 30 Jun 2021 | |
| Amundi |
13F
|
Individual |
—
class O/S missing
|
390,016
|
$15,353,000 | — | 30 Jun 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
375,358
|
$14,773,000 | — | 30 Jun 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
322,756
|
$12,704,000 | — | 30 Jun 2021 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
320,195
|
$12,603,000 | — | 30 Jun 2021 | |
| Hillcrest Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
304,148
|
$11,971,000 | — | 30 Jun 2021 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
291,665
|
$11,480,000 | — | 30 Jun 2021 | |
| Sapience Investments, LLC |
13F
|
Company |
—
class O/S missing
|
280,395
|
$11,036,000 | — | 30 Jun 2021 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
—
class O/S missing
|
264,564
|
$10,413,000 | — | 30 Jun 2021 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
259,020
|
$10,195,000 | — | 30 Jun 2021 | |
| NORDEA INVESTMENT MANAGEMENT AB |
13F
|
Company |
—
class O/S missing
|
199,224
|
$7,841,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
189,545
|
$7,460,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
178,257
|
$7,017,000 | — | 30 Jun 2021 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
174,966
|
$6,887,000 | — | 30 Jun 2021 | |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
171,775
|
$6,761,000 | — | 30 Jun 2021 | |
| Swiss National Bank |
13F
|
Company |
—
class O/S missing
|
166,500
|
$6,553,000 | — | 30 Jun 2021 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
—
class O/S missing
|
166,340
|
$6,547,000 | — | 30 Jun 2021 | |
| Interval Partners, LP |
13F
|
Company |
—
class O/S missing
|
165,730
|
$6,523,000 | — | 30 Jun 2021 | |
| Brandywine Global Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
163,991
|
$6,455,000 | — | 30 Jun 2021 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
—
class O/S missing
|
159,557
|
$6,280,000 | — | 30 Jun 2021 | |
| York State Teachers Retirement System New |
13F
|
Individual |
—
class O/S missing
|
156,872
|
$6,174,000 | — | 30 Jun 2021 | |
| CONGRESS ASSET MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
142,179
|
$5,596,000 | — | 30 Jun 2021 | |
| Grantham, Mayo, Van Otterloo & Co. LLC |
13F
|
Company |
—
class O/S missing
|
135,900
|
$5,349,000 | — | 30 Jun 2021 | |
| Richard Bernstein Advisors LLC |
13F
|
Company |
—
class O/S missing
|
134,450
|
$5,290,000 | — | 30 Jun 2021 | |
| WEDGE CAPITAL MANAGEMENT L L P/NC |
13F
|
Company |
—
class O/S missing
|
133,074
|
$5,238,000 | — | 30 Jun 2021 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
131,585
|
$5,179,000 | — | 30 Jun 2021 |
Institutional Holders of CATHAY GENERAL BANCORP - COM (CATY) as of Q3 2021
As of 30 Sep 2021,
CATHAY GENERAL BANCORP - COM (CATY) was held by
219 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
53,634,812 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, DIMENSIONAL FUND ADVISORS LP, MASSACHUSETTS FINANCIAL SERVICES CO /MA/, FMR LLC, CHARLES SCHWAB INVESTMENT MANAGEMENT INC, PRINCIPAL FINANCIAL GROUP INC, GEODE CAPITAL MANAGEMENT, LLC, and NORTHERN TRUST CORP.
This page lists
219
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
209
Q3 2021 holders
219
Holder diff
10
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.