- Type / Class
- Equity / COM
- Total 13F shares
- 56,233,521
- Share change
- +375,240
- Total reported value
- $2,293,636,625
- Price per share
- $40.78
- Number of holders
- 210
- Value change
- +$19,452,689
- Number of buys
- 90
- Number of sells
- 111
Quarterly Holders Quick Answers
What is CUSIP 149150104?
CUSIP 149150104 identifies CATY - CATHAY GENERAL BANCORP - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 149150104:
Top shareholders of CATY - CATHAY GENERAL BANCORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
9,149,377
|
$294,518,000 | — | 31 Dec 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
7,053,741
|
$227,060,000 | — | 31 Dec 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
3,267,374
|
$105,176,000 | — | 31 Dec 2020 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
2,906,029
|
$93,545,000 | — | 31 Dec 2020 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
—
class O/S missing
|
2,283,838
|
$73,516,000 | — | 31 Dec 2020 | |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ |
13F
|
Company |
—
class O/S missing
|
2,185,068
|
$70,337,000 | — | 31 Dec 2020 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,623,360
|
$52,255,000 | — | 31 Dec 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
1,593,320
|
$51,289,000 | — | 31 Dec 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,315,519
|
$42,346,000 | — | 31 Dec 2020 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
1,279,798
|
$41,197,000 | — | 31 Dec 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
1,180,832
|
$38,013,000 | — | 31 Dec 2020 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
1,155,747
|
$37,204,000 | — | 31 Dec 2020 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
1,126,500
|
$36,262,000 | — | 31 Dec 2020 | |
| GW&K Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,121,474
|
$36,100,000 | — | 31 Dec 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,057,094
|
$34,028,000 | — | 31 Dec 2020 | |
| VICTORY CAPITAL MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
952,364
|
$30,657,000 | — | 31 Dec 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
923,644
|
$29,727,000 | — | 31 Dec 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
894,517
|
$28,795,000 | — | 31 Dec 2020 | |
| EJF Capital LP |
13F
|
Company |
—
class O/S missing
|
641,781
|
$20,659,000 | — | 31 Dec 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
627,259
|
$20,191,000 | — | 31 Dec 2020 | |
| NORGES BANK |
13F
|
Company |
—
class O/S missing
|
582,826
|
$18,761,000 | — | 31 Dec 2020 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
575,351
|
$18,302,000 | — | 31 Dec 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
560,187
|
$18,033,000 | — | 31 Dec 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
496,817
|
$17,722,000 | — | 31 Dec 2020 | |
| Boston Trust Walden Corp |
13F
|
Company |
—
class O/S missing
|
506,593
|
$16,307,000 | — | 31 Dec 2020 | |
| AMUNDI ASSET MANAGEMENT US, INC. |
13F
|
Company |
—
class O/S missing
|
470,392
|
$15,144,000 | — | 31 Dec 2020 | |
| Ceredex Value Advisors LLC |
13F
|
Company |
—
class O/S missing
|
395,334
|
$12,725,000 | — | 31 Dec 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
366,084
|
$11,784,000 | — | 31 Dec 2020 | |
| Hillcrest Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
362,838
|
$11,680,000 | — | 31 Dec 2020 | |
| Sapience Investments, LLC |
13F
|
Company |
—
class O/S missing
|
345,900
|
$11,135,000 | — | 31 Dec 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
311,180
|
$10,017,000 | — | 31 Dec 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
308,540
|
$9,932,000 | — | 31 Dec 2020 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
—
class O/S missing
|
292,993
|
$9,431,000 | — | 31 Dec 2020 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
261,062
|
$8,404,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
254,375
|
$8,188,000 | — | 31 Dec 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
227,978
|
$7,339,000 | — | 31 Dec 2020 | |
| Philadelphia Financial Management of San Francisco, LLC |
13F
|
Company |
—
class O/S missing
|
227,955
|
$7,338,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
215,066
|
$6,923,000 | — | 31 Dec 2020 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
200,534
|
$6,457,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
192,535
|
$6,198,000 | — | 31 Dec 2020 | |
| WEDGE CAPITAL MANAGEMENT L L P/NC |
13F
|
Company |
—
class O/S missing
|
192,338
|
$6,191,000 | — | 31 Dec 2020 | |
| NORDEA INVESTMENT MANAGEMENT AB |
13F
|
Company |
—
class O/S missing
|
188,147
|
$6,056,000 | — | 31 Dec 2020 | |
| Brandywine Global Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
178,343
|
$5,741,000 | — | 31 Dec 2020 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
178,294
|
$5,739,000 | — | 31 Dec 2020 | |
| Swiss National Bank |
13F
|
Company |
—
class O/S missing
|
171,300
|
$5,514,000 | — | 31 Dec 2020 | |
| York State Teachers Retirement System New |
13F
|
Individual |
—
class O/S missing
|
168,702
|
$5,431,000 | — | 31 Dec 2020 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
166,723
|
$5,366,000 | — | 31 Dec 2020 | |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
165,975
|
$5,343,000 | — | 31 Dec 2020 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
133,197
|
$4,288,000 | — | 31 Dec 2020 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
—
class O/S missing
|
128,073
|
$4,123,000 | — | 31 Dec 2020 |
Institutional Holders of CATHAY GENERAL BANCORP - COM (CATY) as of Q1 2021
As of 31 Mar 2021,
CATHAY GENERAL BANCORP - COM (CATY) was held by
210 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
56,233,521 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, DIMENSIONAL FUND ADVISORS LP, MASSACHUSETTS FINANCIAL SERVICES CO /MA/, PRINCIPAL FINANCIAL GROUP INC, Nuveen Asset Management, LLC, GEODE CAPITAL MANAGEMENT, LLC, NORTHERN TRUST CORP, and FMR LLC.
This page lists
210
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
206
Q1 2021 holders
210
Holder diff
4
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.