CATALYST PHARMACEUTICALS, INC. - Common Stock (CPRX)
CUSIP: 14888U101
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 123,180,519
- Total 13F shares
- 23,812,013
- Share change
- +518,546
- Total reported value
- $25,000,000
- Price per share
- $1.05
- Number of holders
- 51
- Value change
- +$512,936
- Number of buys
- 17
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 14888U101?
CUSIP 14888U101 identifies CPRX - CATALYST PHARMACEUTICALS, INC. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 14888U101:
Top shareholders of CPRX - CATALYST PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Broadfin Capital, LLC |
13F
|
Company |
6.7%
|
8,200,000
|
$8,938,000 | — | 30 Sep 2016 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
4.1%
|
5,102,153
|
$5,561,000 | — | 30 Sep 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.4%
|
2,909,584
|
$3,172,000 | — | 30 Sep 2016 | |
| Point72 Asset Management, L.P. |
13F
|
Company |
1.9%
|
2,366,964
|
$2,580,000 | — | 30 Sep 2016 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.6%
|
745,077
|
$812,000 | — | 30 Sep 2016 | |
| TANAKA CAPITAL MANAGEMENT INC |
13F
|
Company |
0.53%
|
653,352
|
$712,000 | — | 30 Sep 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.39%
|
478,164
|
$521,000 | — | 30 Sep 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.38%
|
469,440
|
$512,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.37%
|
460,267
|
$501,000 | — | 30 Sep 2016 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.2%
|
243,236
|
$265,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.19%
|
236,061
|
$257,000 | — | 30 Sep 2016 | |
| CORRADO ADVISORS, LLC |
13F
|
Company |
0.15%
|
181,900
|
$198,000 | — | 30 Sep 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.15%
|
179,976
|
$196,000 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.14%
|
173,400
|
$189,000 | — | 30 Sep 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.12%
|
143,851
|
$157,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.1%
|
127,146
|
$139,000 | — | 30 Sep 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.07%
|
80,497
|
$88,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.06%
|
71,037
|
$77,000 | — | 30 Sep 2016 | |
| Weiss Multi-Strategy Advisers LLC |
13F
|
Company |
0.06%
|
68,000
|
$74,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.04%
|
45,385
|
$49,000 | — | 30 Sep 2016 | |
| STATE STREET CORP |
13F
|
Company |
0.04%
|
45,300
|
$49,000 | — | 30 Sep 2016 | |
| AGRAN LIBBIE |
13F
|
Company |
0.04%
|
44,000
|
$48,000 | — | 30 Sep 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.03%
|
41,332
|
$45,000 | — | 30 Sep 2016 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0.02%
|
24,920
|
$27,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.02%
|
24,000
|
$26,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.02%
|
21,335
|
$23,000 | — | 30 Sep 2016 | |
| HBK Sorce Advisory LLC |
13F
|
Company |
0.02%
|
21,109
|
$23,000 | — | 30 Sep 2016 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.02%
|
19,000
|
$21,000 | — | 30 Sep 2016 | |
| COMPTON CAPITAL MANAGEMENT INC /RI |
13F
|
Company |
0.02%
|
20,000
|
$18,000 | — | 30 Sep 2016 | |
| New England Private Wealth Advisors LLC |
13F
|
Company |
0.01%
|
15,554
|
$17,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.01%
|
15,500
|
$17,000 | — | 30 Sep 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
15,000
|
$16,000 | — | 30 Sep 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.01%
|
15,000
|
$16,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
10,681
|
$12,000 | — | 30 Sep 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
7,710
|
$8,000 | — | 30 Sep 2016 | |
| Cutler Group LLC / CA |
13F
|
Company |
0%
|
5,646
|
$6,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
4,088
|
$4,000 | — | 30 Sep 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
3,218
|
$4,000 | — | 30 Sep 2016 | |
| Vantage Investment Advisors, LLC |
13F
|
Company |
0%
|
3,000
|
$3,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
2,800
|
$3,000 | — | 30 Sep 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
2,500
|
$2,000 | — | 30 Sep 2016 | |
| Walleye Trading LLC |
13F
|
Company |
0%
|
2,200
|
$2,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
2,084
|
$2,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
2,000
|
$2,000 | — | 30 Sep 2016 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0%
|
1,500
|
$2,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
1,459
|
$2,000 | — | 30 Sep 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
1,000
|
$1,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
1,000
|
$1,000 | — | 30 Sep 2016 | |
| CWM, LLC |
13F
|
Company |
0%
|
500
|
$1,000 | — | 30 Sep 2016 |
Institutional Holders of CATALYST PHARMACEUTICALS, INC. - Common Stock (CPRX) as of Q4 2016
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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