CATALYST PHARMACEUTICALS, INC. - Common Stock (CPRX)
CUSIP: 14888U101
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 123,180,519
- Total 13F shares
- 23,812,013
- Share change
- +518,546
- Total reported value
- $25,000,000
- Price per share
- $1.05
- Number of holders
- 51
- Value change
- +$512,936
- Number of buys
- 17
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 14888U101?
CUSIP 14888U101 identifies CPRX - CATALYST PHARMACEUTICALS, INC. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 14888U101:
Top shareholders of CPRX - CATALYST PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Broadfin Capital, LLC |
13F
|
Company |
6.7%
|
8,200,000
|
$8,938,000 | — | 30 Sep 2016 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
4.1%
|
5,102,153
|
$5,561,000 | — | 30 Sep 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.4%
|
2,909,584
|
$3,172,000 | — | 30 Sep 2016 | |
| Point72 Asset Management, L.P. |
13F
|
Company |
1.9%
|
2,366,964
|
$2,580,000 | — | 30 Sep 2016 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.6%
|
745,077
|
$812,000 | — | 30 Sep 2016 | |
| TANAKA CAPITAL MANAGEMENT INC |
13F
|
Company |
0.53%
|
653,352
|
$712,000 | — | 30 Sep 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.39%
|
478,164
|
$521,000 | — | 30 Sep 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.38%
|
469,440
|
$512,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.37%
|
460,267
|
$501,000 | — | 30 Sep 2016 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.2%
|
243,236
|
$265,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.19%
|
236,061
|
$257,000 | — | 30 Sep 2016 | |
| CORRADO ADVISORS, LLC |
13F
|
Company |
0.15%
|
181,900
|
$198,000 | — | 30 Sep 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.15%
|
179,976
|
$196,000 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.14%
|
173,400
|
$189,000 | — | 30 Sep 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.12%
|
143,851
|
$157,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.1%
|
127,146
|
$139,000 | — | 30 Sep 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.07%
|
80,497
|
$88,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.06%
|
71,037
|
$77,000 | — | 30 Sep 2016 | |
| Weiss Multi-Strategy Advisers LLC |
13F
|
Company |
0.06%
|
68,000
|
$74,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.04%
|
45,385
|
$49,000 | — | 30 Sep 2016 | |
| STATE STREET CORP |
13F
|
Company |
0.04%
|
45,300
|
$49,000 | — | 30 Sep 2016 | |
| AGRAN LIBBIE |
13F
|
Company |
0.04%
|
44,000
|
$48,000 | — | 30 Sep 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.03%
|
41,332
|
$45,000 | — | 30 Sep 2016 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0.02%
|
24,920
|
$27,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.02%
|
24,000
|
$26,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.02%
|
21,335
|
$23,000 | — | 30 Sep 2016 | |
| HBK Sorce Advisory LLC |
13F
|
Company |
0.02%
|
21,109
|
$23,000 | — | 30 Sep 2016 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.02%
|
19,000
|
$21,000 | — | 30 Sep 2016 | |
| COMPTON CAPITAL MANAGEMENT INC /RI |
13F
|
Company |
0.02%
|
20,000
|
$18,000 | — | 30 Sep 2016 | |
| New England Private Wealth Advisors LLC |
13F
|
Company |
0.01%
|
15,554
|
$17,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.01%
|
15,500
|
$17,000 | — | 30 Sep 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
15,000
|
$16,000 | — | 30 Sep 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.01%
|
15,000
|
$16,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
10,681
|
$12,000 | — | 30 Sep 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
7,710
|
$8,000 | — | 30 Sep 2016 | |
| Cutler Group LLC / CA |
13F
|
Company |
0%
|
5,646
|
$6,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
4,088
|
$4,000 | — | 30 Sep 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
3,218
|
$4,000 | — | 30 Sep 2016 | |
| Vantage Investment Advisors, LLC |
13F
|
Company |
0%
|
3,000
|
$3,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
2,800
|
$3,000 | — | 30 Sep 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
2,500
|
$2,000 | — | 30 Sep 2016 | |
| Walleye Trading LLC |
13F
|
Company |
0%
|
2,200
|
$2,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
2,084
|
$2,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
2,000
|
$2,000 | — | 30 Sep 2016 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0%
|
1,500
|
$2,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
1,459
|
$2,000 | — | 30 Sep 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
1,000
|
$1,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
1,000
|
$1,000 | — | 30 Sep 2016 | |
| CWM, LLC |
13F
|
Company |
0%
|
500
|
$1,000 | — | 30 Sep 2016 |
Institutional Holders of CATALYST PHARMACEUTICALS, INC. - Common Stock (CPRX) as of Q4 2016
As of 31 Dec 2016,
CATALYST PHARMACEUTICALS, INC. - Common Stock (CPRX) was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
23,812,013 shares.
The largest 10 holders included
Broadfin Capital, LLC, BAKER BROS. ADVISORS LP, VANGUARD GROUP INC, Point72 Asset Management, L.P., venBio Select Advisor LLC, KINGDON CAPITAL MANAGEMENT, L.L.C., TANAKA CAPITAL MANAGEMENT INC, BlackRock Institutional Trust Company, N.A., GEODE CAPITAL MANAGEMENT, LLC, and MILLENNIUM MANAGEMENT LLC.
This page lists
51
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
46
Q4 2016 holders
51
Holder diff
5
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.