CATALYST PHARMACEUTICALS, INC. - Common Stock (CPRX)
CUSIP: 14888U101
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 123,180,519
- Total 13F shares
- 23,293,467
- Share change
- -2,036,205
- Total reported value
- $25,386,000
- Price per share
- $1.09
- Number of holders
- 46
- Value change
- -$1,705,125
- Number of buys
- 9
- Number of sells
- 32
Quarterly Holders Quick Answers
What is CUSIP 14888U101?
CUSIP 14888U101 identifies CPRX - CATALYST PHARMACEUTICALS, INC. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 14888U101:
Top shareholders of CPRX - CATALYST PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Broadfin Capital, LLC |
13F
|
Company |
6.7%
|
8,200,000
|
$5,822,000 | — | 30 Jun 2016 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
4.2%
|
5,122,153
|
$3,637,000 | — | 30 Jun 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.4%
|
2,909,584
|
$2,066,000 | — | 30 Jun 2016 | |
| Point72 Asset Management, L.P. |
13F
|
Company |
1.9%
|
2,366,964
|
$1,681,000 | — | 30 Jun 2016 | |
| TANAKA CAPITAL MANAGEMENT INC |
13F
|
Company |
0.53%
|
653,352
|
$464,000 | — | 30 Jun 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.53%
|
647,745
|
$460,000 | — | 30 Jun 2016 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.5%
|
619,777
|
$440,000 | — | 30 Jun 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.38%
|
469,440
|
$333,000 | — | 30 Jun 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.37%
|
460,026
|
$326,000 | — | 30 Jun 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.35%
|
425,076
|
$302,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.28%
|
345,445
|
$245,000 | — | 30 Jun 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.24%
|
301,727
|
$214,000 | — | 30 Jun 2016 | |
| Paloma Partners Management Co |
13F
|
Company |
0.23%
|
282,261
|
$200,000 | — | 30 Jun 2016 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.2%
|
247,711
|
$176,000 | — | 30 Jun 2016 | |
| DRW Securities, LLC |
13F
|
Company |
0.19%
|
237,200
|
$168,000 | — | 30 Jun 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.15%
|
189,607
|
$135,000 | — | 30 Jun 2016 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
0.15%
|
180,721
|
$128,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.13%
|
165,000
|
$117,000 | — | 30 Jun 2016 | |
| A.R.T. Advisors, LLC |
13F
|
Company |
0.1%
|
126,289
|
$89,000 | — | 30 Jun 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.09%
|
112,310
|
$80,000 | — | 30 Jun 2016 | |
| LMR Partners LLP |
13F
|
Company |
0.09%
|
112,476
|
$79,000 | — | 30 Jun 2016 | |
| CORRADO ADVISORS, LLC |
13F
|
Company |
0.08%
|
103,300
|
$73,000 | — | 30 Jun 2016 | |
| Alpine Global Management, LLC |
13F
|
Company |
0.08%
|
102,782
|
$73,000 | — | 30 Jun 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.07%
|
89,786
|
$64,000 | — | 30 Jun 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.07%
|
83,266
|
$59,000 | — | 30 Jun 2016 | |
| Weiss Multi-Strategy Advisers LLC |
13F
|
Company |
0.06%
|
69,255
|
$49,000 | — | 30 Jun 2016 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.05%
|
65,594
|
$47,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.05%
|
55,783
|
$40,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.04%
|
53,536
|
$38,000 | — | 30 Jun 2016 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0.04%
|
51,770
|
$37,000 | — | 30 Jun 2016 | |
| STATE STREET CORP |
13F
|
Company |
0.04%
|
45,300
|
$33,000 | — | 30 Jun 2016 | |
| AGRAN LIBBIE |
13F
|
Company |
0.04%
|
44,000
|
$31,000 | — | 30 Jun 2016 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.03%
|
41,400
|
$29,000 | — | 30 Jun 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.03%
|
41,332
|
$29,000 | — | 30 Jun 2016 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.03%
|
33,094
|
$23,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
25,643
|
$18,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.02%
|
25,500
|
$18,000 | — | 30 Jun 2016 | |
| ALBION FINANCIAL GROUP /UT |
13F
|
Company |
0.02%
|
24,800
|
$18,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.02%
|
21,595
|
$15,000 | — | 30 Jun 2016 | |
| HBK Sorce Advisory LLC |
13F
|
Company |
0.02%
|
21,109
|
$15,000 | — | 30 Jun 2016 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.02%
|
20,600
|
$15,000 | — | 30 Jun 2016 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.02%
|
19,000
|
$13,000 | — | 30 Jun 2016 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.01%
|
17,000
|
$12,000 | — | 30 Jun 2016 | |
| New England Private Wealth Advisors LLC |
13F
|
Company |
0.01%
|
15,554
|
$11,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.01%
|
15,500
|
$11,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
14,781
|
$10,000 | — | 30 Jun 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.01%
|
12,865
|
$9,000 | — | 30 Jun 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.01%
|
12,184
|
$9,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
11,438
|
$8,000 | — | 30 Jun 2016 | |
| COMPTON CAPITAL MANAGEMENT INC /RI |
13F
|
Company |
0.01%
|
10,000
|
$7,000 | — | 30 Jun 2016 |
Institutional Holders of CATALYST PHARMACEUTICALS, INC. - Common Stock (CPRX) as of Q3 2016
As of 30 Sep 2016,
CATALYST PHARMACEUTICALS, INC. - Common Stock (CPRX) was held by
46 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
23,293,467 shares.
The largest 10 holders included
Broadfin Capital, LLC, BAKER BROS. ADVISORS LP, VANGUARD GROUP INC, Point72 Asset Management, L.P., GSA CAPITAL PARTNERS LLP, TANAKA CAPITAL MANAGEMENT INC, MILLENNIUM MANAGEMENT LLC, BlackRock Institutional Trust Company, N.A., GEODE CAPITAL MANAGEMENT, LLC, and KENNEDY CAPITAL MANAGEMENT, INC..
This page lists
46
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
57
Q3 2016 holders
46
Holder diff
-11
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.