FILANA THERAPEUTICS, INC. - Common Stock (FLNA)
CUSIP: 14817C107
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 48,331,225
- Total 13F shares
- 4,360,623
- Share change
- +1,157,010
- Total reported value
- $22,674,000
- Price per share
- $5.20
- Number of holders
- 27
- Value change
- +$6,170,969
- Number of buys
- 20
- Number of sells
- 6
Quarterly Holders Quick Answers
What is CUSIP 14817C107?
CUSIP 14817C107 identifies FLNA - FILANA THERAPEUTICS, INC. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 14817C107:
Top shareholders of FLNA - FILANA THERAPEUTICS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
1.8%
|
851,958
|
$1,022,000 | — | 30 Sep 2019 | |
| Worth Venture Partners, LLC |
13F
|
Company |
0.74%
|
359,621
|
$431,000 | — | 30 Sep 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.39%
|
187,676
|
$226,000 | — | 30 Sep 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.36%
|
174,675
|
$210,000 | — | 30 Sep 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
74,732
|
$89,000 | — | 30 Sep 2019 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.11%
|
53,289
|
$64,000 | — | 30 Sep 2019 | |
| A.R.T. Advisors, LLC |
13F
|
Company |
0.05%
|
24,043
|
$29,000 | — | 30 Sep 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.05%
|
22,105
|
$26,000 | — | 30 Sep 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.04%
|
17,684
|
$21,000 | — | 30 Sep 2019 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.03%
|
14,285
|
$17,000 | — | 30 Sep 2019 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.03%
|
13,990
|
$17,000 | — | 30 Sep 2019 | |
| CWM, LLC |
13F
|
Company |
0%
|
200
|
$17,000 | — | 30 Sep 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.03%
|
12,198
|
$15,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
6,715
|
$8,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
5,858
|
$7,000 | — | 30 Sep 2019 | |
| VICTORY CAPITAL MANAGEMENT INC |
13F
|
Company |
0.01%
|
2,665
|
$3,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
2,200
|
$3,000 | — | 30 Sep 2019 |
Institutional Holders of FILANA THERAPEUTICS, INC. - Common Stock (FLNA) as of Q4 2019
As of 31 Dec 2019,
FILANA THERAPEUTICS, INC. - Common Stock (FLNA) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,360,623 shares.
The largest 10 holders included
Bleichroeder LP, RENAISSANCE TECHNOLOGIES LLC, CVI Holdings, LLC, BlackRock Inc., VANGUARD GROUP INC, GEODE CAPITAL MANAGEMENT, LLC, ExodusPoint Capital Management, LP, TWO SIGMA INVESTMENTS, LP, Jefferies Group LLC, and MARSHALL WACE, LLP.
This page lists
27
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
16
Q4 2019 holders
27
Holder diff
11
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.