FILANA THERAPEUTICS, INC. - Common Stock (FLNA)
CUSIP: 14817C107
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 48,331,225
- Total 13F shares
- 1,823,694
- Share change
- -1,527,317
- Total reported value
- $2,188,000
- Price per share
- $1.20
- Number of holders
- 16
- Value change
- -$1,850,994
- Number of buys
- 8
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 14817C107?
CUSIP 14817C107 identifies FLNA - FILANA THERAPEUTICS, INC. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 14817C107:
Top shareholders of FLNA - FILANA THERAPEUTICS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| First Eagle Investment Management, LLC |
13F
|
Company |
3.5%
|
1,695,395
|
$2,051,000 | — | 30 Jun 2019 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
1.4%
|
682,792
|
$826,000 | — | 30 Jun 2019 | |
| Worth Venture Partners, LLC |
13F
|
Company |
0.61%
|
296,623
|
$359,000 | — | 30 Jun 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.39%
|
187,263
|
$226,000 | — | 30 Jun 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.35%
|
167,062
|
$202,000 | — | 30 Jun 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
74,732
|
$90,000 | — | 30 Jun 2019 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.13%
|
62,892
|
$76,000 | — | 30 Jun 2019 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0.08%
|
37,697
|
$46,000 | — | 30 Jun 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.05%
|
22,516
|
$28,000 | — | 30 Jun 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.05%
|
22,105
|
$27,000 | — | 30 Jun 2019 | |
| Virtu Financial LLC |
13F
|
Company |
0.04%
|
20,707
|
$25,000 | — | 30 Jun 2019 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
19,220
|
$23,000 | — | 30 Jun 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.04%
|
18,684
|
$23,000 | — | 30 Jun 2019 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.03%
|
14,285
|
$17,000 | — | 30 Jun 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.03%
|
13,743
|
$17,000 | — | 30 Jun 2019 | |
| CWM, LLC |
13F
|
Company |
0%
|
200
|
$17,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
7,137
|
$9,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
3,756
|
$5,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
2,232
|
$3,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
2,200
|
$3,000 | — | 30 Jun 2019 | |
| FMR LLC |
13F
|
Company |
0%
|
1,000
|
$1,000 | — | 30 Jun 2019 |
Institutional Holders of FILANA THERAPEUTICS, INC. - Common Stock (FLNA) as of Q3 2019
As of 30 Sep 2019,
FILANA THERAPEUTICS, INC. - Common Stock (FLNA) was held by
16 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,823,694 shares.
The largest 10 holders included
RENAISSANCE TECHNOLOGIES LLC, Worth Venture Partners, LLC, BlackRock Inc., VANGUARD GROUP INC, GEODE CAPITAL MANAGEMENT, LLC, ENVESTNET ASSET MANAGEMENT INC, A.R.T. Advisors, LLC, Bank of New York Mellon Corp, NORTHERN TRUST CORP, and CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM.
This page lists
16
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
20
Q3 2019 holders
16
Holder diff
-4
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.