CASI PHARMACEUTICALS INC - COM NEW (CASI)

CUSIP: 14757U208

Q3 2022 13F Holders as of 30 Sep 2022

Share change
-205,799
SEC-reported price per share
$2.60
Number of holders
16
Value change
-$585,740
Number of buys
7
Number of sells
10

Security key

14757U208

Report period

Q3 2022

Institutions

16

Top holders

10

Ownership snapshot

Top reported holders of CASI - CASI PHARMACEUTICALS INC - COM NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
FEDERATED HERMES, INC.
Disclosed value leader
FEDERATED HERMES, INC.
Comparable rows
0/15
Latest evidence
30 Jun 2022
13F Highest disclosed value: $2,903,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

FEDERATED HERMES, INC. has the largest disclosed position value at $2.9M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens FEDERATED HERMES, INC.'s linked filing trail.
Disclosed position value Top 5
FEDERATED HERMES, INC. $2.9M
VANGUARD GROUP INC $875K
Wellington Shields Capital Manage... $610K
Wellington Shields & Co., LLC $416K
Ikarian Capital, LLC $378K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
FEDERATED HERMES, INC.
13F
Company
13F
—
denominator unverified
$2,903,000
1,015,000 shares
— 30 Jun 2022
VANGUARD GROUP INC
13F
Company
13F
—
denominator unverified
$875,000
306,132 shares
— 30 Jun 2022
Wellington Shields Capital Management, LLC
13F
Company
13F
—
denominator unverified
$610,000
213,250 shares
— 30 Jun 2022
Wellington Shields & Co., LLC
13F
Company
13F
—
denominator unverified
$416,000
145,317 shares
— 30 Jun 2022
Ikarian Capital, LLC
13F
Company
13F
—
denominator unverified
$378,000
132,014 shares
— 30 Jun 2022
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
—
denominator unverified
$329,000
115,194 shares
— 30 Jun 2022
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
16
Shares
1,623,229
Rows available
16
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2022 vs Q2 2022 Across Filers

Q2 2022 holders
16
Q3 2022 holders
16
Holder diff
0
Investor Q2 2022 Shares Q3 2022 Shares Share Diff Share Chg % Q2 2022 value Q3 2022 value Value change Value Chg %
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