Security key
128117108
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI)
CUSIP: 128117108
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / SH BEN INT
- Total 13F shares
- 11,990,145
- Share change
- +1,080,700
- Total reported value
- $121,311,134
- Price per share
- $10.09
- Number of holders
- 91
- Value change
- +$10,853,449
- Number of buys
- 44
- Number of sells
- 41
Report period
Q4 2016
Institutions
91
Top holders
10
CHI full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 128117108
Recent filing periods:
Top shareholders of CHI - CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,575,330
|
$16,273,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,366,949
|
$14,175,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,161,218
|
$11,995,000 | — | 30 Sep 2016 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
1,027,194
|
$10,611,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
633,542
|
$6,545,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
545,495
|
$5,635,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
490,956
|
$5,071,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
481,817
|
$4,977,000 | — | 30 Sep 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
459,200
|
$4,744,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
298,220
|
$3,081,000 | — | 30 Sep 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
264,053
|
$2,728,000 | — | 30 Sep 2016 | |
| CENTRAL TRUST Co |
13F
|
Company |
—
class O/S missing
|
234,296
|
$2,420,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
189,494
|
$1,957,000 | — | 30 Sep 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
186,991
|
$1,931,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
178,510
|
$1,844,000 | — | 30 Sep 2016 | |
| Camelot Portfolios, LLC |
13F
|
Company |
—
class O/S missing
|
155,362
|
$1,605,000 | — | 30 Sep 2016 | |
| Merriman Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
104,217
|
$1,077,000 | — | 30 Sep 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
97,884
|
$1,011,000 | — | 30 Sep 2016 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
88,657
|
$916,000 | — | 30 Sep 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
77,417
|
$800,000 | — | 30 Sep 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
63,666
|
$658,000 | — | 30 Sep 2016 | |
| WealthPLAN Partners, LLC |
13F
|
Company |
—
class O/S missing
|
63,320
|
$656,632 | — | 30 Sep 2016 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
63,475
|
$656,000 | — | 30 Sep 2016 | |
| PINNACLE ASSOCIATES LTD |
13F
|
Company |
—
class O/S missing
|
62,850
|
$649,000 | — | 30 Sep 2016 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
60,260
|
$623,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
56,297
|
$581,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
51,785
|
$535,000 | — | 30 Sep 2016 | |
| Calamos Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
48,438
|
$500,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
46,831
|
$484,000 | — | 30 Sep 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
38,568
|
$397,000 | — | 30 Sep 2016 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
40,070
|
$390,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
37,517
|
$388,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
37,034
|
$381,000 | — | 30 Sep 2016 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
35,088
|
$362,000 | — | 30 Sep 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
28,626
|
$295,000 | — | 30 Sep 2016 | |
| Concert Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
28,214
|
$289,000 | — | 30 Sep 2016 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
—
class O/S missing
|
28,000
|
$289,000 | — | 30 Sep 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
27,848
|
$288,000 | — | 30 Sep 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
27,213
|
$281,000 | — | 30 Sep 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
26,611
|
$275,000 | — | 30 Sep 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
26,099
|
$270,000 | — | 30 Sep 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
25,900
|
$268,000 | — | 30 Sep 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
24,484
|
$253,000 | — | 30 Sep 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
24,269
|
$251,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
22,915
|
$237,000 | — | 30 Sep 2016 | |
| PINNACLE FINANCIAL PARTNERS INC |
13F
|
Company |
—
class O/S missing
|
21,500
|
$222,000 | — | 30 Sep 2016 | |
| Windsor Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
21,349
|
$220,000 | — | 30 Sep 2016 | |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
20,900
|
$216,000 | — | 30 Sep 2016 | |
| WILLIAM HARRIS INVESTORS INC |
13F
|
Company |
—
class O/S missing
|
19,500
|
$201,000 | — | 30 Sep 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
19,076
|
$197,000 | — | 30 Sep 2016 |
Institutional Holders of CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI) as of Q4 2016
As of 31 Dec 2016,
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI) was held by
91 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,990,145 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, WELLS FARGO & COMPANY/MN, RIVERNORTH CAPITAL MANAGEMENT, LLC, Oxbow Advisors, LLC, ROYAL BANK OF CANADA, GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, UBS Group AG, and MILLENNIUM MANAGEMENT LLC.
This page lists
91
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
87
Q4 2016 holders
91
Holder diff
4
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.