CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI)
CUSIP: 128117108
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / SH BEN INT
- Total 13F shares
- 13,263,886
- Share change
- +1,213,880
- Total reported value
- $146,003,207
- Price per share
- $11.00
- Number of holders
- 87
- Value change
- +$15,057,668
- Number of buys
- 41
- Number of sells
- 39
Quarterly Holders Quick Answers
What is CUSIP 128117108?
CUSIP 128117108 identifies CHI - CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT in SEC institutional holdings data.
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- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 128117108:
Top shareholders of CHI - CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,450,771
|
$14,639,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,393,317
|
$14,365,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,127,564
|
$11,376,000 | — | 31 Dec 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,094,258
|
$11,041,000 | — | 31 Dec 2016 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
981,332
|
$9,902,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
549,100
|
$5,540,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
544,854
|
$5,498,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
526,843
|
$5,315,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
416,599
|
$4,203,000 | — | 31 Dec 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
340,704
|
$3,438,000 | — | 31 Dec 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
327,603
|
$3,306,000 | — | 31 Dec 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
275,353
|
$2,778,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
246,372
|
$2,486,000 | — | 31 Dec 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
230,590
|
$2,328,000 | — | 31 Dec 2016 | |
| CENTRAL TRUST Co |
13F
|
Company |
—
class O/S missing
|
222,796
|
$2,248,000 | — | 31 Dec 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
212,493
|
$2,144,000 | — | 31 Dec 2016 | |
| Camelot Portfolios, LLC |
13F
|
Company |
—
class O/S missing
|
162,645
|
$1,641,000 | — | 31 Dec 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
158,081
|
$1,595,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
148,665
|
$1,500,000 | — | 31 Dec 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
131,842
|
$1,330,000 | — | 31 Dec 2016 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
88,657
|
$895,000 | — | 31 Dec 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
69,170
|
$698,000 | — | 31 Dec 2016 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
63,475
|
$640,000 | — | 31 Dec 2016 | |
| PINNACLE ASSOCIATES LTD |
13F
|
Company |
—
class O/S missing
|
62,750
|
$633,000 | — | 31 Dec 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
61,930
|
$625,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
59,003
|
$596,000 | — | 31 Dec 2016 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
56,707
|
$572,000 | — | 31 Dec 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
54,010
|
$545,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
53,523
|
$540,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
50,962
|
$514,000 | — | 31 Dec 2016 | |
| Calamos Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
49,100
|
$495,000 | — | 31 Dec 2016 | |
| Alpine Global Management, LLC |
13F
|
Company |
—
class O/S missing
|
41,423
|
$418,000 | — | 31 Dec 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
39,032
|
$391,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
38,516
|
$389,000 | — | 31 Dec 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
29,263
|
$295,000 | — | 31 Dec 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
28,911
|
$291,000 | — | 31 Dec 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
27,007
|
$273,000 | — | 31 Dec 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
26,611
|
$269,000 | — | 31 Dec 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
26,549
|
$268,000 | — | 31 Dec 2016 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
—
class O/S missing
|
25,500
|
$257,000 | — | 31 Dec 2016 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
24,158
|
$244,000 | — | 31 Dec 2016 | |
| Kingfisher Capital LLC |
13F
|
Company |
—
class O/S missing
|
23,078
|
$233,000 | — | 31 Dec 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
21,966
|
$222,000 | — | 31 Dec 2016 | |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
21,500
|
$217,000 | — | 31 Dec 2016 | |
| PINNACLE FINANCIAL PARTNERS INC |
13F
|
Company |
—
class O/S missing
|
21,500
|
$217,000 | — | 31 Dec 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
21,400
|
$216,000 | — | 31 Dec 2016 | |
| INVESTMENT CENTERS OF AMERICA INC |
13F
|
Company |
—
class O/S missing
|
19,622
|
$198,000 | — | 31 Dec 2016 | |
| WILLIAM HARRIS INVESTORS INC |
13F
|
Company |
—
class O/S missing
|
19,500
|
$196,000 | — | 31 Dec 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
18,649
|
$196,000 | — | 31 Dec 2016 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
17,892
|
$194,000 | — | 31 Dec 2016 |
Institutional Holders of CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI) as of Q1 2017
As of 31 Mar 2017,
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI) was held by
87 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,263,886 shares.
The largest 10 holders included
UBS Group AG, LPL Financial LLC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Oxbow Advisors, LLC, AMERIPRISE FINANCIAL INC, GUGGENHEIM CAPITAL LLC, Vident Investment Advisory, LLC, BANK OF AMERICA CORP /DE/, and ROYAL BANK OF CANADA.
This page lists
87
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
91
Q1 2017 holders
87
Holder diff
-4
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.