CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI)
CUSIP: 128117108
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / SH BEN INT
- Total 13F shares
- 10,961,692
- Share change
- -2,241,209
- Total reported value
- $113,254,694
- Price per share
- $10.33
- Number of holders
- 87
- Value change
- -$23,063,442
- Number of buys
- 48
- Number of sells
- 30
Quarterly Holders Quick Answers
What is CUSIP 128117108?
CUSIP 128117108 identifies CHI - CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT in SEC institutional holdings data.
Need full ownership history?
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- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 128117108:
Top shareholders of CHI - CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
2,108,502
|
$20,727,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,554,190
|
$15,277,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,321,457
|
$13,413,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,219,490
|
$11,987,000 | — | 30 Jun 2016 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
1,123,367
|
$11,043,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
657,633
|
$6,464,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
518,561
|
$5,097,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
473,505
|
$4,655,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
411,989
|
$4,050,000 | — | 30 Jun 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
321,527
|
$3,164,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
294,644
|
$2,896,000 | — | 30 Jun 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
237,141
|
$2,331,000 | — | 30 Jun 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
236,522
|
$2,329,000 | — | 30 Jun 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
209,959
|
$2,064,000 | — | 30 Jun 2016 | |
| CENTRAL TRUST Co |
13F
|
Company |
—
class O/S missing
|
204,581
|
$2,011,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
186,011
|
$1,828,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
182,353
|
$1,793,000 | — | 30 Jun 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
172,435
|
$1,695,000 | — | 30 Jun 2016 | |
| Camelot Portfolios, LLC |
13F
|
Company |
—
class O/S missing
|
151,709
|
$1,491,000 | — | 30 Jun 2016 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
109,600
|
$1,077,000 | — | 30 Jun 2016 | |
| Merriman Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
109,541
|
$1,077,000 | — | 30 Jun 2016 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
99,707
|
$980,000 | — | 30 Jun 2016 | |
| WealthPLAN Partners, LLC |
13F
|
Company |
—
class O/S missing
|
91,168
|
$895,872 | — | 30 Jun 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
64,181
|
$631,000 | — | 30 Jun 2016 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
63,475
|
$624,000 | — | 30 Jun 2016 | |
| PINNACLE ASSOCIATES LTD |
13F
|
Company |
—
class O/S missing
|
62,350
|
$613,000 | — | 30 Jun 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
49,126
|
$482,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
48,543
|
$477,000 | — | 30 Jun 2016 | |
| Calamos Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
47,603
|
$468,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
45,477
|
$448,000 | — | 30 Jun 2016 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
44,210
|
$435,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
43,563
|
$427,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
41,738
|
$411,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
36,914
|
$363,000 | — | 30 Jun 2016 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
34,800
|
$342,000 | — | 30 Jun 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
30,550
|
$306,000 | — | 30 Jun 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
30,441
|
$299,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
30,080
|
$296,000 | — | 30 Jun 2016 | |
| Kingfisher Capital LLC |
13F
|
Company |
—
class O/S missing
|
28,556
|
$281,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
28,296
|
$278,000 | — | 30 Jun 2016 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
—
class O/S missing
|
28,000
|
$275,000 | — | 30 Jun 2016 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
27,848
|
$274,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
26,026
|
$256,000 | — | 30 Jun 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
24,815
|
$244,000 | — | 30 Jun 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
23,530
|
$231,000 | — | 30 Jun 2016 | |
| Concert Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
23,411
|
$231,000 | — | 30 Jun 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
22,129
|
$218,000 | — | 30 Jun 2016 | |
| Maryland Capital Management |
13F
|
Company |
—
class O/S missing
|
21,700
|
$213,000 | — | 30 Jun 2016 | |
| PINNACLE FINANCIAL PARTNERS INC |
13F
|
Company |
—
class O/S missing
|
21,500
|
$211,000 | — | 30 Jun 2016 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
21,135
|
$208,000 | — | 30 Jun 2016 |
Institutional Holders of CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI) as of Q3 2016
As of 30 Sep 2016,
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI) was held by
87 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,961,692 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, WELLS FARGO & COMPANY/MN, Oxbow Advisors, LLC, ROYAL BANK OF CANADA, GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, UBS Group AG, Cetera Advisor Networks LLC, and Commonwealth Equity Services, Inc.
This page lists
87
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
81
Q3 2016 holders
87
Holder diff
6
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.