Security key
127537207
CADIZ INC - Common Stock, par value $0.01 per share (CDZI)
CUSIP: 127537207
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 75,000,000
- Total 13F shares
- 24,741,467
- Share change
- -478,525
- Total reported value
- $69,275,064
- Put/Call ratio
- 111%
- Price per share
- $2.80
- Number of holders
- 80
- Value change
- -$1,407,259
- Number of buys
- 31
- Number of sells
- 33
Report period
Q4 2023
Institutions
80
Top holders
10
CDZI full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
CADIZ INC SEC filings
CADIZ INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 127537207
Recent filing periods:
Top shareholders of CDZI - CADIZ INC - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| 272 Capital LP |
13F
|
Company |
5.6%
|
4,227,142
|
$13,991,840 | — | 30 Sep 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
3.4%
|
2,583,481
|
$8,551,323 | — | 30 Sep 2023 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
3%
|
2,251,692
|
$7,453,101 | — | 30 Sep 2023 | |
| American Assets Capital Advisers, LLC |
13F
|
Company |
3%
|
2,248,442
|
$7,442,343 | — | 30 Sep 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.8%
|
2,133,026
|
$7,060,316 | — | 30 Sep 2023 | |
| CAPSTONE INVESTMENT ADVISORS, LLC |
13F
|
Company |
2.7%
|
2,048,676
|
$6,781,118 | — | 30 Sep 2023 | |
| BRC Group Holdings, Inc. |
13F
|
Company |
1.8%
|
1,345,824
|
$4,454,677 | — | 30 Sep 2023 | |
| Legal & General Group Plc |
13F
|
Company |
1.6%
|
1,164,517
|
$3,854,551 | — | 30 Sep 2023 | |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
|
Company |
1.4%
|
1,064,411
|
$3,523,200 | — | 30 Sep 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
834,801
|
$2,763,536 | — | 30 Sep 2023 | |
| Odey Asset Management LLP |
13F
|
Company |
1.1%
|
831,168
|
$2,751,166 | — | 30 Sep 2023 | |
| STATE STREET CORP |
13F
|
Company |
1.1%
|
817,197
|
$2,704,922 | — | 30 Sep 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.99%
|
739,558
|
$2,447,937 | — | 30 Sep 2023 | |
| ELKHORN PARTNERS LIMITED PARTNERSHIP |
13F
|
Company |
0.85%
|
640,076
|
$2,119,000 | — | 30 Sep 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.53%
|
397,623
|
$1,316,133 | — | 30 Sep 2023 | |
| EQUITEC PROPRIETARY MARKETS, LLC |
13F
|
Company |
0.33%
|
244,800
|
$810,288 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.32%
|
238,995
|
$791,073 | — | 30 Sep 2023 | |
| INGALLS & SNYDER LLC |
13F
|
Company |
0.23%
|
171,500
|
$568,000 | — | 30 Sep 2023 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.21%
|
154,256
|
$510,587 | — | 30 Sep 2023 | |
| Delta Investment Management, LLC |
13F
|
Company |
0.19%
|
142,181
|
$470,619 | — | 30 Sep 2023 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.18%
|
132,700
|
$439,237 | — | 30 Sep 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.16%
|
119,071
|
$394,125 | — | 30 Sep 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.15%
|
115,582
|
$382,576 | — | 30 Sep 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.15%
|
110,229
|
$364,858 | — | 30 Sep 2023 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.14%
|
106,100
|
$351,191 | — | 30 Sep 2023 | |
| American Assets Investment Management, LLC |
13F
|
Company |
0.1%
|
77,590
|
$256,823 | — | 30 Sep 2023 | |
| HCR Wealth Advisors |
13F
|
Company |
0.09%
|
71,159
|
$235,536 | — | 30 Sep 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.09%
|
65,832
|
$217,904 | — | 30 Sep 2023 | |
| Rathbones Group PLC |
13F
|
Company |
0.09%
|
65,689
|
$217,431 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.09%
|
64,466
|
$213,383 | — | 30 Sep 2023 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.08%
|
61,025
|
$202,000 | — | 30 Sep 2023 | |
| Invesco Ltd. |
13F
|
Company |
0.07%
|
50,997
|
$168,801 | — | 30 Sep 2023 | |
| CANTOR FITZGERALD, L. P. |
13F
|
Individual |
0.07%
|
50,000
|
$165,500 | — | 30 Sep 2023 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.06%
|
43,150
|
$142,817 | — | 30 Sep 2023 | |
| EVOKE WEALTH, LLC |
13F
|
Company |
0.06%
|
42,965
|
$142,214 | — | 30 Sep 2023 | |
| Boyce & Associates Wealth Consulting, Inc. |
13F
|
Company |
0.04%
|
32,498
|
$107,568 | — | 30 Sep 2023 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
0.04%
|
30,373
|
$101,000 | — | 30 Sep 2023 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.04%
|
28,400
|
$94,004 | — | 30 Sep 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.04%
|
26,289
|
$87,017 | — | 30 Sep 2023 | |
| FOUNDATIONS INVESTMENT ADVISORS, LLC |
13F
|
Company |
0.03%
|
24,000
|
$79,440 | — | 30 Sep 2023 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.03%
|
24,000
|
$79,440 | — | 30 Sep 2023 | |
| Mirae Asset Global Investments Co., Ltd. |
13F
|
Company |
0.03%
|
23,468
|
$77,679 | — | 30 Sep 2023 | |
| Nokomis Capital, L.L.C. |
13F
|
Company |
0.03%
|
22,980
|
$76,064 | — | 30 Sep 2023 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.03%
|
22,100
|
$73,151 | — | 30 Sep 2023 | |
| MetLife Investment Management, LLC |
13F
|
Company |
0.03%
|
21,362
|
$70,708 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
20,579
|
$68,117 | — | 30 Sep 2023 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.03%
|
20,242
|
$67,001 | — | 30 Sep 2023 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.03%
|
19,480
|
$64,479 | — | 30 Sep 2023 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.03%
|
19,334
|
$63,996 | — | 30 Sep 2023 | |
| Kepos Capital LP |
13F
|
Company |
0.02%
|
18,357
|
$61,000 | — | 30 Sep 2023 |
Institutional Holders of CADIZ INC - Common Stock, par value $0.01 per share (CDZI) as of Q4 2023
As of 31 Dec 2023,
CADIZ INC - Common Stock, par value $0.01 per share (CDZI) was held by
80 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
24,741,467 shares.
The largest 10 holders included
B. Riley Asset Management, LLC, BlackRock Inc., American Assets Capital Advisers, LLC, BOOTHBAY FUND MANAGEMENT, LLC, VANGUARD GROUP INC, CAPSTONE INVESTMENT ADVISORS, LLC, Legal & General Group Plc, B. Riley Financial, Inc., LEVIN CAPITAL STRATEGIES, L.P., and GEODE CAPITAL MANAGEMENT, LLC.
This page lists
80
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
81
Q4 2023 holders
80
Holder diff
-1
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.