Security key
127537207
CADIZ INC - Common Stock, par value $0.01 per share (CDZI)
CUSIP: 127537207
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 75,000,000
- Total 13F shares
- 26,006,075
- Share change
- +716,864
- Total reported value
- $86,082,469
- Put/Call ratio
- 38%
- Price per share
- $3.31
- Number of holders
- 81
- Value change
- +$2,022,450
- Number of buys
- 38
- Number of sells
- 28
Report period
Q3 2023
Institutions
81
Top holders
10
CDZI full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
CADIZ INC SEC filings
CADIZ INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 127537207
Recent filing periods:
Top shareholders of CDZI - CADIZ INC - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Odey Asset Management LLP |
13F
|
Company |
7.8%
|
5,847,368
|
$23,740,314 | — | 30 Jun 2023 | |
| 272 Capital LP |
13F
|
Company |
4.4%
|
3,264,446
|
$13,253,651 | — | 30 Jun 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
3.5%
|
2,642,435
|
$10,728,286 | — | 30 Jun 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.8%
|
2,111,173
|
$8,571,362 | — | 30 Jun 2023 | |
| American Assets Capital Advisers, LLC |
13F
|
Company |
2.3%
|
1,736,359
|
$7,049,618 | — | 30 Jun 2023 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
2.3%
|
1,713,996
|
$6,958,824 | — | 30 Jun 2023 | |
| CAPSTONE INVESTMENT ADVISORS, LLC |
13F
|
Company |
2.2%
|
1,650,000
|
$6,699,000 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
851,537
|
$3,457,240 | — | 30 Jun 2023 | |
| STATE STREET CORP |
13F
|
Company |
1.1%
|
809,342
|
$3,285,929 | — | 30 Jun 2023 | |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
|
Company |
0.61%
|
455,165
|
$1,847,970 | — | 30 Jun 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.54%
|
405,744
|
$1,647,320 | — | 30 Jun 2023 | |
| ELKHORN PARTNERS LIMITED PARTNERSHIP |
13F
|
Company |
0.51%
|
386,000
|
$1,567,000 | — | 30 Jun 2023 | |
| BRC Group Holdings, Inc. |
13F
|
Company |
0.49%
|
364,926
|
$1,481,600 | — | 30 Jun 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.43%
|
319,845
|
$1,298,571 | — | 30 Jun 2023 | |
| Informed Momentum Co LLC |
13F
|
Company |
0.41%
|
310,301
|
$1,259,822 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.28%
|
209,475
|
$850,469 | — | 30 Jun 2023 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.28%
|
207,836
|
$843,814 | — | 30 Jun 2023 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.25%
|
186,100
|
$755,566 | — | 30 Jun 2023 | |
| INGALLS & SNYDER LLC |
13F
|
Company |
0.23%
|
171,500
|
$696,000 | — | 30 Jun 2023 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.2%
|
153,315
|
$622,459 | — | 30 Jun 2023 | |
| Delta Investment Management, LLC |
13F
|
Company |
0.18%
|
137,181
|
$556,955 | — | 30 Jun 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.16%
|
117,896
|
$478,658 | — | 30 Jun 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.15%
|
115,582
|
$469,263 | — | 30 Jun 2023 | |
| EVOKE WEALTH, LLC |
13F
|
Company |
0.09%
|
68,100
|
$276,486 | — | 30 Jun 2023 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.08%
|
61,025
|
$248,000 | — | 30 Jun 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.08%
|
60,796
|
$246,832 | — | 30 Jun 2023 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.08%
|
60,214
|
$244,469 | — | 30 Jun 2023 | |
| HCR Wealth Advisors |
13F
|
Company |
0.07%
|
55,337
|
$224,668 | — | 30 Jun 2023 | |
| American Assets Investment Management, LLC |
13F
|
Company |
0.07%
|
53,505
|
$217,230 | — | 30 Jun 2023 | |
| CANTOR FITZGERALD, L. P. |
13F
|
Individual |
0.07%
|
50,000
|
$203,000 | — | 30 Jun 2023 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.05%
|
40,150
|
$163,009 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.05%
|
39,863
|
$161,843 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
39,809
|
$161,624 | — | 30 Jun 2023 | |
| Boyce & Associates Wealth Consulting, Inc. |
13F
|
Company |
0.04%
|
32,498
|
$131,942 | — | 30 Jun 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.04%
|
32,321
|
$131,223 | — | 30 Jun 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.04%
|
28,146
|
$114,273 | — | 30 Jun 2023 | |
| Virtu Financial LLC |
13F
|
Company |
0.04%
|
27,763
|
$113,000 | — | 30 Jun 2023 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.03%
|
26,000
|
$105,560 | — | 30 Jun 2023 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.03%
|
24,900
|
$101,094 | — | 30 Jun 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.03%
|
24,631
|
$100,002 | — | 30 Jun 2023 | |
| FOUNDATIONS INVESTMENT ADVISORS, LLC |
13F
|
Company |
0.03%
|
24,000
|
$97,440 | — | 30 Jun 2023 | |
| Mirae Asset Global Investments Co., Ltd. |
13F
|
Company |
0.03%
|
23,468
|
$95,280 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
23,153
|
$94,001 | — | 30 Jun 2023 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.03%
|
22,100
|
$89,726 | — | 30 Jun 2023 | |
| MetLife Investment Management, LLC |
13F
|
Company |
0.03%
|
21,362
|
$86,730 | — | 30 Jun 2023 | |
| Invesco Ltd. |
13F
|
Company |
0.03%
|
20,708
|
$84,074 | — | 30 Jun 2023 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.03%
|
19,521
|
$79,255 | — | 30 Jun 2023 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.03%
|
19,334
|
$78,496 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.03%
|
18,896
|
$76,718 | — | 30 Jun 2023 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.02%
|
18,276
|
$74,201 | — | 30 Jun 2023 |
Institutional Holders of CADIZ INC - Common Stock, par value $0.01 per share (CDZI) as of Q3 2023
As of 30 Sep 2023,
CADIZ INC - Common Stock, par value $0.01 per share (CDZI) was held by
81 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
26,006,075 shares.
The largest 10 holders included
B. Riley Asset Management, LLC, BlackRock Inc., BOOTHBAY FUND MANAGEMENT, LLC, American Assets Capital Advisers, LLC, VANGUARD GROUP INC, CAPSTONE INVESTMENT ADVISORS, LLC, B. Riley Financial, Inc., Legal & General Group Plc, LEVIN CAPITAL STRATEGIES, L.P., and GEODE CAPITAL MANAGEMENT, LLC.
This page lists
81
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
80
Q3 2023 holders
81
Holder diff
1
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.