CADIZ INC - Common Stock, par value $0.01 per share (CDZI)
CUSIP: 127537207
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 75,000,000
- Total 13F shares
- 10,239,926
- Share change
- +2,208,215
- Total reported value
- $127,962,000
- Put/Call ratio
- 87%
- Price per share
- $12.50
- Number of holders
- 51
- Value change
- +$27,757,680
- Number of buys
- 26
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 127537207?
CUSIP 127537207 identifies CDZI - CADIZ INC - Common Stock, par value $0.01 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 127537207:
Top shareholders of CDZI - CADIZ INC - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Water Asset Management LLC |
13F
|
Company |
3.3%
|
2,460,990
|
$18,236,000 | — | 30 Sep 2016 | |
| Odey Asset Management Group Ltd |
13F
|
Company |
1.4%
|
1,047,300
|
$7,760,000 | — | 30 Sep 2016 | |
| American Assets Capital Advisers, LLC |
13F
|
Company |
1.2%
|
894,504
|
$6,628,000 | — | 30 Sep 2016 | |
| ELKHORN PARTNERS LIMITED PARTNERSHIP |
13F
|
Company |
0.93%
|
695,343
|
$5,152,000 | — | 30 Sep 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.81%
|
604,131
|
$4,476,000 | — | 30 Sep 2016 | |
| Boston Partners |
13F
|
Company |
0.71%
|
534,063
|
$3,957,000 | — | 30 Sep 2016 | |
| KBC Group NV |
13F
|
Company |
0.37%
|
279,153
|
$2,069,000 | — | 30 Sep 2016 | |
| INGALLS & SNYDER LLC |
13F
|
Company |
0.32%
|
240,650
|
$1,783,000 | — | 30 Sep 2016 | |
| Waverton Investment Management Ltd |
13F
|
Company |
0.23%
|
170,900
|
$1,266,000 | — | 30 Sep 2016 | |
| Emerald Acquisition Ltd. |
13F
|
Company |
0.18%
|
135,903
|
$1,007,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.17%
|
125,876
|
$933,000 | — | 30 Sep 2016 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
115,400
|
$855,000 | — | 30 Sep 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.13%
|
96,700
|
$717,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.11%
|
78,949
|
$585,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.09%
|
67,559
|
$501,000 | — | 30 Sep 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.09%
|
64,974
|
$481,000 | — | 30 Sep 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.08%
|
59,021
|
$437,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.06%
|
45,598
|
$338,000 | — | 30 Sep 2016 | |
| Teton Advisors, Inc. |
13F
|
Company |
0.06%
|
45,174
|
$335,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.06%
|
44,119
|
$327,000 | — | 30 Sep 2016 | |
| COMMERZBANK AKTIENGESELLSCHAFT /FI |
13F
|
Company |
0.05%
|
38,000
|
$282,000 | — | 30 Sep 2016 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.04%
|
31,500
|
$233,000 | — | 30 Sep 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.04%
|
28,208
|
$209,000 | — | 30 Sep 2016 | |
| Asset Management One Co., Ltd. |
13F
|
Company |
0.04%
|
27,700
|
$205,000 | — | 30 Sep 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
21,218
|
$156,000 | — | 30 Sep 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.02%
|
15,548
|
$115,000 | — | 30 Sep 2016 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.02%
|
15,000
|
$111,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.02%
|
13,814
|
$102,000 | — | 30 Sep 2016 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.02%
|
12,700
|
$95,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
10,044
|
$74,000 | — | 30 Sep 2016 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.01%
|
10,000
|
$74,000 | — | 30 Sep 2016 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.01%
|
8,184
|
$60,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
3,062
|
$23,000 | — | 30 Sep 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0%
|
2,921
|
$22,000 | — | 30 Sep 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0%
|
2,708
|
$20,000 | — | 30 Sep 2016 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0%
|
2,000
|
$14,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
1,100
|
$8,000 | — | 30 Sep 2016 | |
| MCF Advisors LLC |
13F
|
Company |
0%
|
500
|
$4,000 | — | 30 Sep 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
400
|
$3,000 | — | 30 Sep 2016 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
241
|
$2,000 | — | 30 Sep 2016 |
Institutional Holders of CADIZ INC - Common Stock, par value $0.01 per share (CDZI) as of Q4 2016
As of 31 Dec 2016,
CADIZ INC - Common Stock, par value $0.01 per share (CDZI) was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,239,926 shares.
The largest 10 holders included
Water Asset Management LLC, Odey Asset Management Group Ltd, American Assets Capital Advisers, VANGUARD GROUP INC, ELKHORN PARTNERS LIMITED PARTNERSHIP, Boston Partners, CREDIT SUISSE AG/, FIRST TRUST ADVISORS LP, KBC Group NV, and RENAISSANCE TECHNOLOGIES LLC.
This page lists
51
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
40
Q4 2016 holders
51
Holder diff
11
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.