CADIZ INC - Common Stock, par value $0.01 per share (CDZI)
CUSIP: 127537207
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 75,000,000
- Total 13F shares
- 8,051,155
- Share change
- -401,358
- Total reported value
- $59,655,000
- Put/Call ratio
- 64%
- Price per share
- $7.41
- Number of holders
- 40
- Value change
- -$2,592,943
- Number of buys
- 9
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 127537207?
CUSIP 127537207 identifies CDZI - CADIZ INC - Common Stock, par value $0.01 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 127537207:
Top shareholders of CDZI - CADIZ INC - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Water Asset Management LLC |
13F
|
Company |
3.3%
|
2,461,990
|
$14,452,000 | — | 30 Jun 2016 | |
| Odey Asset Management Group Ltd |
13F
|
Company |
1.4%
|
1,032,000
|
$6,058,000 | — | 30 Jun 2016 | |
| American Assets Capital Advisers, LLC |
13F
|
Company |
1.2%
|
904,504
|
$5,310,000 | — | 30 Jun 2016 | |
| ELKHORN PARTNERS LIMITED PARTNERSHIP |
13F
|
Company |
0.96%
|
721,300
|
$4,234,000 | — | 30 Jun 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.81%
|
604,131
|
$3,546,000 | — | 30 Jun 2016 | |
| Boston Partners |
13F
|
Company |
0.72%
|
539,403
|
$3,166,000 | — | 30 Jun 2016 | |
| KBC Group NV |
13F
|
Company |
0.37%
|
279,153
|
$1,639,000 | — | 30 Jun 2016 | |
| Waverton Investment Management Ltd |
13F
|
Company |
0.34%
|
253,400
|
$1,487,000 | — | 30 Jun 2016 | |
| INGALLS & SNYDER LLC |
13F
|
Company |
0.32%
|
240,650
|
$1,413,000 | — | 30 Jun 2016 | |
| Emerald Acquisition Ltd. |
13F
|
Company |
0.21%
|
160,082
|
$940,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.17%
|
128,634
|
$755,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.16%
|
123,484
|
$725,000 | — | 30 Jun 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.13%
|
96,700
|
$568,000 | — | 30 Jun 2016 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.12%
|
90,400
|
$531,000 | — | 30 Jun 2016 | |
| COMMERZBANK AKTIENGESELLSCHAFT /FI |
13F
|
Company |
0.12%
|
87,000
|
$511,000 | — | 30 Jun 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.11%
|
78,899
|
$463,000 | — | 30 Jun 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.09%
|
64,974
|
$381,000 | — | 30 Jun 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.07%
|
51,126
|
$300,000 | — | 30 Jun 2016 | |
| Forward Management, LLC |
13F
|
Company |
0.07%
|
49,000
|
$288,000 | — | 30 Jun 2016 | |
| Paloma Partners Management Co |
13F
|
Company |
0.06%
|
47,271
|
$277,000 | — | 30 Jun 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.06%
|
45,598
|
$268,000 | — | 30 Jun 2016 | |
| Teton Advisors, Inc. |
13F
|
Company |
0.06%
|
45,174
|
$265,000 | — | 30 Jun 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.06%
|
44,127
|
$259,000 | — | 30 Jun 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.04%
|
33,293
|
$195,000 | — | 30 Jun 2016 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.04%
|
31,500
|
$184,000 | — | 30 Jun 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.04%
|
28,208
|
$166,000 | — | 30 Jun 2016 | |
| Asset Management One Co., Ltd. |
13F
|
Company |
0.04%
|
27,700
|
$163,000 | — | 30 Jun 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
21,218
|
$125,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
20,461
|
$120,000 | — | 30 Jun 2016 | |
| ING GROEP NV |
13F
|
Company |
0.03%
|
20,000
|
$118,000 | — | 30 Jun 2016 | |
| BRC Group Holdings, Inc. |
13F
|
Company |
0.02%
|
18,491
|
$109,000 | — | 30 Jun 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.02%
|
16,388
|
$96,000 | — | 30 Jun 2016 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.02%
|
15,000
|
$88,000 | — | 30 Jun 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.02%
|
14,270
|
$84,000 | — | 30 Jun 2016 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.02%
|
12,700
|
$75,000 | — | 30 Jun 2016 | |
| A.R.T. Advisors, LLC |
13F
|
Company |
0.02%
|
11,291
|
$66,000 | — | 30 Jun 2016 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.01%
|
10,000
|
$59,000 | — | 30 Jun 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.01%
|
4,485
|
$26,000 | — | 30 Jun 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0%
|
2,921
|
$17,000 | — | 30 Jun 2016 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0%
|
2,353
|
$13,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
1,410
|
$8,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,339
|
$8,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
1,100
|
$6,000 | — | 30 Jun 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
997
|
$6,000 | — | 30 Jun 2016 | |
| Cutler Group LLC / CA |
13F
|
Company |
0%
|
798
|
$4,000 | — | 30 Jun 2016 | |
| MCF Advisors LLC |
13F
|
Company |
0%
|
500
|
$3,000 | — | 30 Jun 2016 |
Institutional Holders of CADIZ INC - Common Stock, par value $0.01 per share (CDZI) as of Q3 2016
As of 30 Sep 2016,
CADIZ INC - Common Stock, par value $0.01 per share (CDZI) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,051,155 shares.
The largest 10 holders included
Water Asset Management LLC, Odey Asset Management Group Ltd, American Assets Capital Advisers, ELKHORN PARTNERS LIMITED PARTNERSHIP, VANGUARD GROUP INC, Boston Partners, KBC Group NV, INGALLS & SNYDER LLC, Waverton Investment Management Ltd, and Emerald Acquisition Ltd..
This page lists
40
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
46
Q3 2016 holders
40
Holder diff
-6
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.