CADIZ INC - Common Stock, par value $0.01 per share (CDZI)
CUSIP: 127537207
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 75,000,000
- Total 13F shares
- 8,670,799
- Share change
- -1,793,283
- Total reported value
- $45,613,000
- Price per share
- $5.26
- Number of holders
- 42
- Value change
- -$10,795,776
- Number of buys
- 16
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 127537207?
CUSIP 127537207 identifies CDZI - CADIZ INC - Common Stock, par value $0.01 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 127537207:
Top shareholders of CDZI - CADIZ INC - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Water Asset Management LLC |
13F
|
Company |
3.2%
|
2,424,860
|
$17,604,000 | — | 30 Sep 2015 | |
| Odey Asset Management Group Ltd |
13F
|
Company |
2.8%
|
2,097,633
|
$15,229,000 | — | 30 Sep 2015 | |
| Boston Partners |
13F
|
Company |
1.6%
|
1,182,816
|
$8,587,000 | — | 30 Sep 2015 | |
| American Assets Capital Advisers, LLC |
13F
|
Company |
1.3%
|
980,066
|
$7,115,000 | — | 30 Sep 2015 | |
| ELKHORN PARTNERS LIMITED PARTNERSHIP |
13F
|
Company |
0.76%
|
569,728
|
$4,136,000 | — | 30 Sep 2015 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.64%
|
481,239
|
$3,494,000 | — | 30 Sep 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.62%
|
463,724
|
$3,367,000 | — | 30 Sep 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.41%
|
306,729
|
$2,227,000 | — | 30 Sep 2015 | |
| Waverton Investment Management Ltd |
13F
|
Company |
0.4%
|
299,600
|
$2,175,000 | — | 30 Sep 2015 | |
| RUSSELL FRANK CO/ |
13F
|
Company |
0.33%
|
250,106
|
$1,816,000 | — | 30 Sep 2015 | |
| COMMERZBANK AKTIENGESELLSCHAFT /FI |
13F
|
Company |
0.24%
|
181,285
|
$1,316,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.21%
|
153,988
|
$1,118,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.16%
|
123,484
|
$897,000 | — | 30 Sep 2015 | |
| KINGS POINT CAPITAL MANAGEMENT |
13F
|
Company |
0.12%
|
88,800
|
$645,000 | — | 30 Sep 2015 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.11%
|
78,849
|
$572,000 | — | 30 Sep 2015 | |
| KBC Group NV |
13F
|
Company |
0.1%
|
76,936
|
$559,000 | — | 30 Sep 2015 | |
| Forward Management, LLC |
13F
|
Company |
0.08%
|
58,596
|
$425,000 | — | 30 Sep 2015 | |
| Asset Management One Co., Ltd. |
13F
|
Company |
0.07%
|
51,500
|
$374,000 | — | 30 Sep 2015 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
51,100
|
$371,000 | — | 30 Sep 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.06%
|
48,029
|
$349,000 | — | 30 Sep 2015 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.06%
|
46,552
|
$338,000 | — | 30 Sep 2015 | |
| Teton Advisors, Inc. |
13F
|
Company |
0.06%
|
44,174
|
$321,000 | — | 30 Sep 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.06%
|
42,098
|
$306,000 | — | 30 Sep 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.06%
|
41,420
|
$301,000 | — | 30 Sep 2015 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.05%
|
35,911
|
$261,000 | — | 30 Sep 2015 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
0.04%
|
31,900
|
$232,000 | — | 30 Sep 2015 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.04%
|
31,500
|
$228,000 | — | 30 Sep 2015 | |
| SOPHROSYNE CAPITAL LLC |
13F
|
Company |
0.04%
|
29,500
|
$214,000 | — | 30 Sep 2015 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.04%
|
28,208
|
$205,000 | — | 30 Sep 2015 | |
| PEAK6 Group LLC |
13F
|
Company |
0.03%
|
21,469
|
$156,000 | — | 30 Sep 2015 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.02%
|
17,045
|
$124,000 | — | 30 Sep 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.02%
|
16,094
|
$117,000 | — | 30 Sep 2015 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.02%
|
15,320
|
$111,000 | — | 30 Sep 2015 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.02%
|
15,000
|
$109,000 | — | 30 Sep 2015 | |
| Rathbones Group PLC |
13F
|
Company |
0.02%
|
14,312
|
$104,000 | — | 30 Sep 2015 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.02%
|
13,909
|
$101,000 | — | 30 Sep 2015 | |
| Leisure Capital Management |
13F
|
Company |
0.02%
|
13,330
|
$97,000 | — | 30 Sep 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
13,287
|
$96,000 | — | 30 Sep 2015 | |
| American Assets Investment Management, LLC |
13F
|
Company |
0.01%
|
10,000
|
$73,000 | — | 30 Sep 2015 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.01%
|
10,000
|
$73,000 | — | 30 Sep 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.01%
|
9,976
|
$72,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
7,611
|
$55,000 | — | 30 Sep 2015 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.01%
|
4,485
|
$33,000 | — | 30 Sep 2015 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
3,300
|
$23,000 | — | 30 Sep 2015 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0%
|
2,950
|
$21,000 | — | 30 Sep 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
2,847
|
$21,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
2,300
|
$17,000 | — | 30 Sep 2015 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0%
|
1,695
|
$12,000 | — | 30 Sep 2015 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
1,267
|
$9,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
1,100
|
$8,000 | — | 30 Sep 2015 |
Institutional Holders of CADIZ INC - Common Stock, par value $0.01 per share (CDZI) as of Q4 2015
As of 31 Dec 2015,
CADIZ INC - Common Stock, par value $0.01 per share (CDZI) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,670,799 shares.
The largest 10 holders included
Water Asset Management LLC, American Assets Capital Advisers, Odey Asset Management Group Ltd, ELKHORN PARTNERS LIMITED PARTNERSHIP, Invesco Ltd., Boston Partners, VANGUARD GROUP INC, KBC Group NV, Waverton Investment Management Ltd, and Russell Frank Co/.
This page lists
42
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
51
Q4 2015 holders
42
Holder diff
-9
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.