CADIZ INC - Common Stock, par value $0.01 per share (CDZI)
CUSIP: 127537207
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 75,000,000
- Total 13F shares
- 10,498,128
- Share change
- +242,195
- Total reported value
- $76,218,000
- Price per share
- $7.26
- Number of holders
- 51
- Value change
- +$1,511,911
- Number of buys
- 28
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 127537207?
CUSIP 127537207 identifies CDZI - CADIZ INC - Common Stock, par value $0.01 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 127537207:
Top shareholders of CDZI - CADIZ INC - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Water Asset Management LLC |
13F
|
Company |
3.1%
|
2,362,060
|
$20,526,000 | — | 30 Jun 2015 | |
| Odey Asset Management Group Ltd |
13F
|
Company |
2.6%
|
1,939,776
|
$16,857,000 | — | 30 Jun 2015 | |
| Boston Partners |
13F
|
Company |
1.4%
|
1,058,536
|
$9,199,000 | — | 30 Jun 2015 | |
| American Assets Capital Advisers, LLC |
13F
|
Company |
1.3%
|
978,518
|
$8,503,000 | — | 30 Jun 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.99%
|
742,166
|
$6,449,000 | — | 30 Jun 2015 | |
| ELKHORN PARTNERS LIMITED PARTNERSHIP |
13F
|
Company |
0.72%
|
539,000
|
$4,684,000 | — | 30 Jun 2015 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.61%
|
458,300
|
$3,983,000 | — | 30 Jun 2015 | |
| Waverton Investment Management Ltd |
13F
|
Company |
0.4%
|
299,600
|
$2,604,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.34%
|
253,976
|
$2,207,000 | — | 30 Jun 2015 | |
| RUSSELL FRANK CO/ |
13F
|
Company |
0.3%
|
222,368
|
$1,932,000 | — | 30 Jun 2015 | |
| COMMERZBANK AKTIENGESELLSCHAFT /FI |
13F
|
Company |
0.23%
|
172,050
|
$1,495,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.2%
|
152,853
|
$1,328,000 | — | 30 Jun 2015 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
0.16%
|
122,000
|
$1,060,000 | — | 30 Jun 2015 | |
| SOPHROSYNE CAPITAL LLC |
13F
|
Company |
0.13%
|
101,189
|
$878,000 | — | 30 Jun 2015 | |
| KINGS POINT CAPITAL MANAGEMENT |
13F
|
Company |
0.12%
|
88,800
|
$772,000 | — | 30 Jun 2015 | |
| KBC Group NV |
13F
|
Company |
0.1%
|
76,936
|
$669,000 | — | 30 Jun 2015 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.1%
|
76,258
|
$662,000 | — | 30 Jun 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.08%
|
56,867
|
$494,000 | — | 30 Jun 2015 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
51,100
|
$444,000 | — | 30 Jun 2015 | |
| Asset Management One Co., Ltd. |
13F
|
Company |
0.07%
|
49,100
|
$427,000 | — | 30 Jun 2015 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.06%
|
47,782
|
$415,000 | — | 30 Jun 2015 | |
| Teton Advisors, Inc. |
13F
|
Company |
0.06%
|
44,174
|
$384,000 | — | 30 Jun 2015 | |
| Telemetry Investments, L.L.C. |
13F
|
Company |
0.05%
|
38,656
|
$336,000 | — | 30 Jun 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.05%
|
36,172
|
$314,000 | — | 30 Jun 2015 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
0.04%
|
31,900
|
$277,000 | — | 30 Jun 2015 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.04%
|
28,994
|
$252,000 | — | 30 Jun 2015 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.04%
|
28,208
|
$245,000 | — | 30 Jun 2015 | |
| PEAK6 Group LLC |
13F
|
Company |
0.04%
|
26,346
|
$229,000 | — | 30 Jun 2015 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.03%
|
22,595
|
$197,000 | — | 30 Jun 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.02%
|
16,092
|
$140,000 | — | 30 Jun 2015 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.02%
|
15,000
|
$130,000 | — | 30 Jun 2015 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.02%
|
15,000
|
$130,000 | — | 30 Jun 2015 | |
| Rathbones Group PLC |
13F
|
Company |
0.02%
|
14,312
|
$124,000 | — | 30 Jun 2015 | |
| Leisure Capital Management |
13F
|
Company |
0.02%
|
12,895
|
$112,000 | — | 30 Jun 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.02%
|
11,970
|
$104,019 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
10,807
|
$94,000 | — | 30 Jun 2015 | |
| American Assets Investment Management, LLC |
13F
|
Company |
0.01%
|
10,000
|
$87,000 | — | 30 Jun 2015 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.01%
|
10,000
|
$87,000 | — | 30 Jun 2015 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0%
|
3,708
|
$32,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
2,987
|
$26,000 | — | 30 Jun 2015 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0%
|
2,950
|
$26,000 | — | 30 Jun 2015 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0%
|
2,938
|
$25,000 | — | 30 Jun 2015 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
2,900
|
$23,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0%
|
1,484
|
$13,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,123
|
$10,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
1,100
|
$10,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
1,100
|
$10,000 | — | 30 Jun 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0%
|
900
|
$7,000 | — | 30 Jun 2015 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
148
|
$1,000 | — | 30 Jun 2015 |
Institutional Holders of CADIZ INC - Common Stock, par value $0.01 per share (CDZI) as of Q3 2015
As of 30 Sep 2015,
CADIZ INC - Common Stock, par value $0.01 per share (CDZI) was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,498,128 shares.
The largest 10 holders included
Water Asset Management LLC, Odey Asset Management Group Ltd, Boston Partners, American Assets Capital Advisers, ELKHORN PARTNERS LIMITED PARTNERSHIP, VANGUARD GROUP INC, FIRST TRUST ADVISORS LP, Invesco Ltd., Waverton Investment Management Ltd, and RUSSELL FRANK CO/.
This page lists
51
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
48
Q3 2015 holders
51
Holder diff
3
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.