Security key
11161T207
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN)
CUSIP: 11161T207
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / COMMON STOCK $0.001 PAR VALUE
- Shares outstanding
- 23,210,841
- Total 13F shares
- 6,860,720
- Share change
- +10,851
- Total reported value
- $21,954,144
- Put/Call ratio
- 4%
- Price per share
- $3.20
- Number of holders
- 49
- Value change
- -$168,042
- Number of buys
- 20
- Number of sells
- 23
Report period
Q3 2023
Institutions
49
Top holders
10
BWEN full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
BROADWIND, INC. SEC filings
BROADWIND, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 11161T207
Recent filing periods:
Top shareholders of BWEN - BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GRACE & WHITE INC /NY |
13F
|
Company |
5.5%
|
1,282,364
|
$4,898,630 | — | 30 Jun 2023 | |
| AIGH Capital Management LLC |
13F
|
Company |
4.3%
|
991,700
|
$3,788,294 | — | 30 Jun 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
4.2%
|
982,784
|
$3,754,235 | — | 30 Jun 2023 | |
| Quinn Opportunity Partners LLC |
13F
|
Company |
2.2%
|
518,220
|
$1,979,600 | — | 30 Jun 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.6%
|
365,218
|
$1,395,133 | — | 30 Jun 2023 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
1.1%
|
256,427
|
$979,548 | — | 30 Jun 2023 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.1%
|
248,478
|
$949,186 | — | 30 Jun 2023 | |
| Worth Venture Partners, LLC |
13F
|
Company |
1.1%
|
247,700
|
$946,214 | — | 30 Jun 2023 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.91%
|
211,456
|
$807,762 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.84%
|
195,339
|
$746,194 | — | 30 Jun 2023 | |
| ARDSLEY ADVISORY PARTNERS LP |
13F
|
Company |
0.75%
|
175,000
|
$668,500 | — | 30 Jun 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.55%
|
126,700
|
$484,000 | — | 30 Jun 2023 | |
| US BANCORP \DE\ |
13F
|
Company |
0.5%
|
117,130
|
$447,437 | — | 30 Jun 2023 | |
| Boston Partners |
13F
|
Company |
0.49%
|
112,717
|
$430,580 | — | 30 Jun 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.48%
|
112,340
|
$429,139 | — | 30 Jun 2023 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.44%
|
102,495
|
$391,531 | — | 30 Jun 2023 | |
| Must Asset Management Inc. |
13F
|
Company |
0.36%
|
82,800
|
$306,360 | — | 30 Jun 2023 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.32%
|
73,600
|
$281,152 | — | 30 Jun 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.28%
|
64,665
|
$247,020 | — | 30 Jun 2023 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
0.23%
|
54,100
|
$206,662 | — | 30 Jun 2023 | |
| Manatuck Hill Partners, LLC |
13F
|
Company |
0.22%
|
50,000
|
$191,000 | — | 30 Jun 2023 | |
| RBF Capital, LLC |
13F
|
Company |
0.19%
|
44,947
|
$171,698 | — | 30 Jun 2023 | |
| PERRITT CAPITAL MANAGEMENT INC |
13F
|
Company |
0.17%
|
40,000
|
$152,800 | — | 30 Jun 2023 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.16%
|
37,654
|
$143,839 | — | 30 Jun 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.14%
|
32,017
|
$122,305 | — | 30 Jun 2023 | |
| Quadrature Capital Ltd |
13F
|
Company |
0.12%
|
28,366
|
$108,358 | — | 30 Jun 2023 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
0.11%
|
26,639
|
$101,761 | — | 30 Jun 2023 | |
| TUCKER ASSET MANAGEMENT LLC |
13F
|
Company |
0.11%
|
25,160
|
$96,111 | — | 30 Jun 2023 | |
| OCCUDO QUANTITATIVE STRATEGIES LP |
13F
|
Company |
0.1%
|
23,560
|
$89,999 | — | 30 Jun 2023 | |
| Jump Financial, LLC |
13F
|
Company |
0.1%
|
22,900
|
$87,478 | — | 30 Jun 2023 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
0.09%
|
21,585
|
$82,455 | — | 30 Jun 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.09%
|
21,387
|
$81,698 | — | 30 Jun 2023 | |
| Mariner Managed Account Solutions, LLC |
13F
|
Company |
0.08%
|
19,687
|
$75,204 | — | 30 Jun 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.08%
|
19,598
|
$74,864 | — | 30 Jun 2023 | |
| Legato Capital Management LLC |
13F
|
Company |
0.08%
|
17,438
|
$66,613 | — | 30 Jun 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.07%
|
15,450
|
$59,019 | — | 30 Jun 2023 | |
| ALERUS FINANCIAL NA |
13F
|
Company |
0.06%
|
13,239
|
$50,573 | — | 30 Jun 2023 | |
| ALGERT GLOBAL LLC |
13F
|
Company |
0.05%
|
12,735
|
$49,000 | — | 30 Jun 2023 | |
| Belvedere Trading LLC |
13F
|
Company |
0.05%
|
11,528
|
$44,037 | — | 30 Jun 2023 | |
| Laidlaw Wealth Management LLC |
13F
|
Company |
0.05%
|
10,800
|
$41,256 | — | 30 Jun 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.04%
|
9,626
|
$36,771 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
8,180
|
$31,248 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.03%
|
7,136
|
$27,259 | — | 30 Jun 2023 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.01%
|
3,011
|
$11,000 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
2,944
|
$11,246 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
2,002
|
$7,647 | — | 30 Jun 2023 | |
| Cutler Group LLC / CA |
13F
|
Company |
0%
|
1,083
|
$4,000 | — | 30 Jun 2023 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0%
|
700
|
$2,674 | — | 30 Jun 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
206
|
$787 | — | 30 Jun 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0%
|
100
|
$382 | — | 30 Jun 2023 |
Institutional Holders of BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) as of Q3 2023
As of 30 Sep 2023,
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) was held by
49 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,860,720 shares.
The largest 10 holders included
GRACE & WHITE INC /NY, AIGH Capital Management LLC, VANGUARD GROUP INC, Quinn Opportunity Partners LLC, Russell Investments Group, Ltd., BlackRock Inc., Worth Venture Partners, LLC, DIMENSIONAL FUND ADVISORS LP, ESSEX INVESTMENT MANAGEMENT CO LLC, and GEODE CAPITAL MANAGEMENT, LLC.
This page lists
49
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
53
Q3 2023 holders
49
Holder diff
-4
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.