Security key
11161T207
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN)
CUSIP: 11161T207
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / COMMON STOCK $0.001 PAR VALUE
- Shares outstanding
- 23,210,841
- Total 13F shares
- 5,833,597
- Share change
- -1,042,133
- Total reported value
- $16,159,276
- Put/Call ratio
- 1.8%
- Price per share
- $2.77
- Number of holders
- 51
- Value change
- -$3,520,340
- Number of buys
- 23
- Number of sells
- 28
Report period
Q4 2023
Institutions
51
Top holders
10
BWEN full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
BROADWIND, INC. SEC filings
BROADWIND, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 11161T207
Recent filing periods:
Top shareholders of BWEN - BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GRACE & WHITE INC /NY |
13F
|
Company |
5.5%
|
1,282,364
|
$4,103,565 | — | 30 Sep 2023 | |
| AIGH Capital Management LLC |
13F
|
Company |
4.3%
|
991,700
|
$3,173,440 | — | 30 Sep 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
4.2%
|
982,784
|
$3,144,909 | — | 30 Sep 2023 | |
| Quinn Opportunity Partners LLC |
13F
|
Company |
2.5%
|
583,212
|
$1,866,278 | — | 30 Sep 2023 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
1.6%
|
363,130
|
$1,162,014 | — | 30 Sep 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.6%
|
361,706
|
$1,157,459 | — | 30 Sep 2023 | |
| Worth Venture Partners, LLC |
13F
|
Company |
1.1%
|
247,700
|
$792,640 | — | 30 Sep 2023 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1%
|
241,761
|
$773,636 | — | 30 Sep 2023 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.88%
|
205,210
|
$656,672 | — | 30 Sep 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.85%
|
196,451
|
$628,800 | — | 30 Sep 2023 | |
| Boston Partners |
13F
|
Company |
0.57%
|
132,533
|
$424,110 | — | 30 Sep 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.53%
|
124,008
|
$396,826 | — | 30 Sep 2023 | |
| US BANCORP \DE\ |
13F
|
Company |
0.5%
|
117,130
|
$374,816 | — | 30 Sep 2023 | |
| PERRITT CAPITAL MANAGEMENT INC |
13F
|
Company |
0.47%
|
110,000
|
$352,000 | — | 30 Sep 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.46%
|
107,628
|
$344,000 | — | 30 Sep 2023 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.44%
|
103,023
|
$329,673 | — | 30 Sep 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.28%
|
64,665
|
$206,928 | — | 30 Sep 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.23%
|
54,020
|
$172,864 | — | 30 Sep 2023 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.23%
|
53,487
|
$171,000 | — | 30 Sep 2023 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.22%
|
49,972
|
$159,910 | — | 30 Sep 2023 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
0.21%
|
48,800
|
$156,160 | — | 30 Sep 2023 | |
| Quadrature Capital Ltd |
13F
|
Company |
0.21%
|
47,916
|
$153,331 | — | 30 Sep 2023 | |
| RBF Capital, LLC |
13F
|
Company |
0.19%
|
44,947
|
$143,830 | — | 30 Sep 2023 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.17%
|
39,400
|
$126,080 | — | 30 Sep 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.14%
|
31,730
|
$101,536 | — | 30 Sep 2023 | |
| Hillsdale Investment Management Inc. |
13F
|
Company |
0.12%
|
27,112
|
$86,758 | — | 30 Sep 2023 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
0.12%
|
27,074
|
$86,637 | — | 30 Sep 2023 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
0.11%
|
25,341
|
$81,091 | — | 30 Sep 2023 | |
| OCCUDO QUANTITATIVE STRATEGIES LP |
13F
|
Company |
0.09%
|
20,614
|
$65,965 | — | 30 Sep 2023 | |
| Mariner Managed Account Solutions, LLC |
13F
|
Company |
0.08%
|
19,687
|
$62,998 | — | 30 Sep 2023 | |
| Jump Financial, LLC |
13F
|
Company |
0.08%
|
17,900
|
$57,280 | — | 30 Sep 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.06%
|
14,658
|
$46,906 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.06%
|
13,456
|
$43,059 | — | 30 Sep 2023 | |
| ALERUS FINANCIAL NA |
13F
|
Company |
0.06%
|
13,239
|
$42,365 | — | 30 Sep 2023 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.06%
|
13,186
|
$42,195 | — | 30 Sep 2023 | |
| ALGERT GLOBAL LLC |
13F
|
Company |
0.05%
|
12,735
|
$41,000 | — | 30 Sep 2023 | |
| TUCKER ASSET MANAGEMENT LLC |
13F
|
Company |
0.05%
|
12,684
|
$40,589 | — | 30 Sep 2023 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.05%
|
12,404
|
$39,693 | — | 30 Sep 2023 | |
| Legato Capital Management LLC |
13F
|
Company |
0.05%
|
11,192
|
$35,814 | — | 30 Sep 2023 | |
| Laidlaw Wealth Management LLC |
13F
|
Company |
0.05%
|
10,800
|
$34,560 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.04%
|
8,636
|
$27,635 | — | 30 Sep 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.03%
|
7,918
|
$25,338 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
2,398
|
$7,674 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
2,003
|
$6,410 | — | 30 Sep 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
1,478
|
$4,730 | — | 30 Sep 2023 | |
| Cutler Group LLC / CA |
13F
|
Company |
0%
|
800
|
$2,000 | — | 30 Sep 2023 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0%
|
700
|
$2,240 | — | 30 Sep 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0%
|
103
|
$330 | — | 30 Sep 2023 | |
| Sutton Wealth Advisors Inc. |
13F
|
Company |
0%
|
100
|
$320 | — | 30 Sep 2023 | |
| Coppell Advisory Solutions LLC |
13F
|
Company |
0%
|
50
|
$90 | — | 30 Sep 2023 |
Institutional Holders of BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) as of Q4 2023
As of 31 Dec 2023,
BROADWIND, INC. - COMMON STOCK $0.001 PAR VALUE (BWEN) was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,833,597 shares.
The largest 10 holders included
GRACE & WHITE INC /NY, VANGUARD GROUP INC, Quinn Opportunity Partners LLC, BlackRock Inc., Russell Investments Group, Ltd., DIMENSIONAL FUND ADVISORS LP, GEODE CAPITAL MANAGEMENT, LLC, PERRITT CAPITAL MANAGEMENT INC, ESSEX INVESTMENT MANAGEMENT CO LLC, and US BANCORP \DE\.
This page lists
51
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
49
Q4 2023 holders
51
Holder diff
2
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.