Security key
08178Q309
Beneficient - Class A Common Stock, par value $0.001 per share (BENF)
CUSIP: 08178Q309
Q3 2025 13F Holders as of 30 Sep 2025
- Type / Class
- Equity / Class A Common Stock, par value $0.001 per share
- Shares outstanding
- 14,424,477
- Total 13F shares
- 428,062
- Share change
- -313,914
- Total reported value
- $406,994
- Price per share
- $0.95
- Number of holders
- 19
- Value change
- -$84,380
- Number of buys
- 6
- Number of sells
- 11
Report period
Q3 2025
Institutions
19
Top holders
10
BENF full security history
Newer quarter: Q4 2025
Previous quarter: Q2 2025
Beneficient SEC filings
Beneficient company facts
Broader feeds
Reporting periods
Holder history for CUSIP 08178Q309
Recent filing periods:
Top shareholders of BENF - Beneficient - Class A Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GWG Wind Down Trust |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
348,183
|
$623,248 | — | 04 Oct 2024 | |
| Richard W. Fisher |
3/4/5
|
Director |
—
class O/S missing
|
1,080,916
|
$270,229 | — | 07 Jun 2023 | |
| Thomas O Hicks |
3/4/5
|
Director |
—
class O/S missing
|
101,979
|
$200,899 | — | 27 Aug 2024 | |
| Karen Wendel |
3/4/5
|
Director |
—
mixed-class rows
|
307,317
mixed-class rows
|
$196,951 | — | 21 Nov 2024 | |
| Hatteras Investment Partners, LP |
13F
|
Company |
3.9%
|
562,749
|
$168,881 | — | 30 Jun 2025 | |
| Patrick J. Donegan |
3/4/5
|
Director |
—
mixed-class rows
|
238,212
mixed-class rows
|
$153,415 | — | 30 Sep 2024 | |
| Brad K. Heppner |
3/4/5
13D/G
|
Chief Executive Officer, Chairman of the Board of Directors, Director |
2.8%
from 13D/G
|
17,092
|
$91,955 | — | 07 Jun 2024 | |
| Jeff Welday |
3/4/5
|
Global Head of Organizations and Distribution |
1.2%
|
172,394
|
$55,166 | — | 21 Jul 2025 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
1%
|
144,900
|
$43,481 | — | 30 Jun 2025 | |
| Ausdal Financial Partners, Inc. |
13F
|
Company |
—
mixed-class rows
|
132,879
mixed-class rows
|
$36,945 | — | 30 Jun 2025 | |
| Samuel Hikspoors |
3/4/5
|
Chief Risk Officer |
—
class O/S missing
|
92,500
|
$23,125 | — | 07 Jun 2023 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.53%
|
75,757
|
$22,000 | — | 30 Jun 2025 | |
| Derek L. Fletcher |
3/4/5
|
Chief Fiduciary Officer, Director |
—
class O/S missing
|
3,771
|
$20,288 | — | 07 Jun 2024 | |
| HighPoint Advisor Group LLC |
13F
|
Company |
0.42%
|
61,000
|
$18,306 | — | 30 Jun 2025 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.42%
|
60,548
|
$18,171 | — | 30 Jun 2025 | |
| STATE STREET CORP |
13F
|
Company |
0.41%
|
59,554
|
$17,872 | — | 30 Jun 2025 | |
| Virtu Financial LLC |
13F
|
Company |
0.39%
|
55,847
|
$17,000 | — | 30 Jun 2025 | |
| UBS Group AG |
13F
|
Company |
0.39%
|
56,113
|
$16,834 | — | 30 Jun 2025 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
mixed-class rows
|
641,206
mixed-class rows
|
$14,034 | — | 30 Jun 2025 | |
| Gregory W. Ezell |
3/4/5
|
Chief Financial Officer |
—
class O/S missing
|
2,518
|
$13,547 | — | 07 Jun 2024 | |
| Scott W. Wilson |
3/4/5
|
Chief Underwriting Officer |
—
class O/S missing
|
2,444
|
$13,149 | — | 07 Jun 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.17%
|
24,149
|
$7,000 | — | 30 Jun 2025 | |
| Dennis P. Lockhart |
3/4/5
|
Director |
—
class O/S missing
|
1,296
|
$6,972 | — | 07 Jun 2024 | |
| Emily B. Hill |
3/4/5
|
Director |
—
class O/S missing
|
1,143
|
$6,149 | — | 07 Jun 2024 | |
| MMCAP International Inc. SPC |
13F
|
Company |
—
class O/S missing
|
750,000
|
$5,175 | — | 30 Jun 2025 | |
| CLEAR STREET LLC |
13F
|
Company |
—
class O/S missing
|
749,399
|
$5,171 | — | 30 Jun 2025 | |
| XTX Topco Ltd |
13F
|
Company |
0.11%
|
15,819
|
$4,747 | — | 30 Jun 2025 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
562,494
|
$3,881 | — | 30 Jun 2025 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.09%
|
12,378
|
$3,713 | — | 30 Jun 2025 | |
| LMR Partners LLP |
13F
|
Company |
—
class O/S missing
|
487,500
|
$3,364 | — | 30 Jun 2025 | |
| Maria S. Rutledge |
3/4/5
|
Chief Technology Officer |
—
class O/S missing
|
2,540
|
$2,819 | — | 20 Sep 2024 | |
| BlackRock, Inc. |
13F
|
Company |
0.06%
|
9,135
|
$2,741 | — | 30 Jun 2025 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
379,725
|
$2,620 | — | 30 Jun 2025 | |
| TORONTO DOMINION BANK |
13F
|
Company |
—
class O/S missing
|
366,196
|
$2,527 | — | 30 Jun 2025 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
—
class O/S missing
|
300,000
|
$2,070 | — | 30 Jun 2025 | |
| TENOR CAPITAL MANAGEMENT Co., L.P. |
13F
|
Company |
—
class O/S missing
|
300,000
|
$2,070 | — | 30 Jun 2025 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.04%
|
5,334
|
$1,601 | — | 30 Jun 2025 | |
| Context Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
210,024
|
$1,449 | — | 30 Jun 2025 | |
| Calamos Advisors LLC |
13F
|
Company |
—
class O/S missing
|
187,500
|
$1,013 | — | 30 Jun 2025 | |
| PERISCOPE CAPITAL INC. |
13F
|
Company |
—
class O/S missing
|
125,000
|
$863 | — | 30 Jun 2025 | |
| James G. Silk |
3/4/5
|
Interim CEO |
0.02%
|
2,397
|
$767 | — | 20 Jul 2025 | |
| Legacy Investment Solutions, LLC |
13F
|
Company |
0.02%
|
2,400
|
$721 | — | 30 Jun 2025 | |
| Legacy Wealth Managment, LLC/ID |
13F
|
Company |
0.02%
|
2,400
|
$721 | — | 30 Jun 2025 | |
| Empyrean Capital Partners, LP |
13F
|
Company |
—
class O/S missing
|
100,000
|
$690 | — | 30 Jun 2025 | |
| Cruiser Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
48,750
|
$336 | — | 30 Jun 2025 | |
| Walleye Trading LLC |
13F
|
Company |
—
class O/S missing
|
37,980
|
$262 | — | 30 Jun 2025 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
22,235
|
$153 | — | 30 Jun 2025 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
25,634
|
$138 | — | 30 Jun 2025 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
19,500
|
$105 | — | 30 Jun 2025 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
15,273
|
$105 | — | 30 Jun 2025 |
Institutional Holders of Beneficient - Class A Common Stock, par value $0.001 per share (BENF) as of Q3 2025
As of 30 Sep 2025,
Beneficient - Class A Common Stock, par value $0.001 per share (BENF) was held by
19 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
428,062 shares.
The largest 10 holders included
Ausdal Financial Partners, Inc., HighPoint Advisor Group LLC, GEODE CAPITAL MANAGEMENT, LLC, STATE STREET CORP, Marex Group plc, Global Assets Advisory, LLC, TWO SIGMA INVESTMENTS, LP, COMMONWEALTH EQUITY SERVICES, LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, and Cubist Systematic Strategies, LLC.
This page lists
19
institutional shareholders reporting positions in this security
for the Q3 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2025 vs Q2 2025 Across Filers
Q2 2025 holders
20
Q3 2025 holders
19
Holder diff
-1
| Investor | Q2 2025 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q2 2025 Value $ | Q3 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.