Quick Takeaways
- BENF - Beneficient has 21 insiders with reported activity on this page.
- No net insider buy/sell flow is currently reported for the last year.
- Recent transaction rows are available for direct filing-level review.
Insider Transactions Reported by 21 Insiders of Beneficient
- Symbol
- BENF, BENFW on Nasdaq
- Location
- Dallas, TX
What Changed
- No meaningful buy/sell imbalance is currently visible in the one-year window.
- Activity will update as new Forms 3/4/5 are filed.
Why This Matters
- This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
- Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.
Source Evidence
Filed on Form 4
See Original Filing
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
Insider trading overview
Last 12 monthsInsider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 05 May 2025.
Buys
$0
Shares: 0
Insiders: 0
Sells
$0
Shares: 0
Insiders: 0
Net
$0
Shares: 0
Insiders: 0
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Beneficient executives and other stock owners filed with the SEC include:
Top shareholders of Beneficient (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Mack H. Hicks |
13D/G
3/4/5
|
Mack Hicks · Director, 10%+ Owner |
81%
|
11,712,675
|
$10,072,900 | $0 | 10 Mar 2026 | |
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
237,129
|
$1,667,017 | — | 31 Dec 2025 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
154,257
|
$1,084,426 | — | 31 Dec 2025 | |
| GWG Wind Down Trust |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
348,183
|
$623,248 | — | 04 Oct 2024 | |
| Peter T. Cangany Jr. |
3/4/5
|
Director |
7.4%
|
1,061,896
|
$541,566 | — | 05 Dec 2025 | |
| Hicks Holdings Operating LLC |
3/4/5
|
Sole Member |
—
class O/S missing
|
149,904
|
$490,186 | — | 10 Mar 2026 | |
| Bruce W. Schnitzer |
3/4/5
|
Director |
6.5%
|
933,767
|
$476,221 | — | 05 Dec 2025 | |
| BlackRock, Inc. |
13F
|
Company |
—
class O/S missing
|
44,621
|
$313,686 | — | 31 Dec 2025 | |
| Richard W. Fisher |
3/4/5
|
Director |
—
class O/S missing
|
1,080,916
|
$270,229 | — | 07 Jun 2023 | |
| Thomas O Hicks |
3/4/5
|
Director |
—
class O/S missing
|
101,979
|
$200,899 | — | 27 Aug 2024 | |
| Karen Wendel |
3/4/5
|
Director |
—
mixed-class rows
|
307,317
mixed-class rows
|
$196,951 | — | 21 Nov 2024 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
23,043
|
$161,992 | — | 31 Dec 2025 | |
| Patrick J. Donegan |
3/4/5
|
Director |
—
mixed-class rows
|
238,212
mixed-class rows
|
$153,415 | — | 30 Sep 2024 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
18,922
|
$133,022 | — | 31 Dec 2025 | |
| Global Assets Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
17,887
|
$125,746 | — | 31 Dec 2025 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
17,255
|
$121,303 | — | 31 Dec 2025 | |
| Brad K. Heppner |
3/4/5
13D/G
|
Chief Executive Officer, Chairman of the Board of Directors, Director |
2.8%
from 13D/G
|
17,092
|
$91,955 | — | 07 Jun 2024 | |
| Ausdal Financial Partners, Inc. |
13F
|
Company |
—
mixed-class rows
|
20,361
mixed-class rows
|
$72,944 | — | 31 Dec 2025 | |
| Jeff Welday |
3/4/5
|
Global Head of Organizations and Distribution |
1.2%
|
172,394
|
$55,166 | — | 21 Jul 2025 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
3,938
|
$27,684 | — | 31 Dec 2025 | |
| Samuel Hikspoors |
3/4/5
|
Chief Risk Officer |
—
class O/S missing
|
92,500
|
$23,125 | — | 07 Jun 2023 | |
| Derek L. Fletcher |
3/4/5
|
Chief Fiduciary Officer, Director |
—
class O/S missing
|
3,771
|
$20,288 | — | 07 Jun 2024 | |
| Gregory W. Ezell |
3/4/5
|
Chief Financial Officer |
—
class O/S missing
|
2,518
|
$13,547 | — | 07 Jun 2024 | |
| Scott W. Wilson |
3/4/5
|
Chief Underwriting Officer |
—
class O/S missing
|
2,444
|
$13,149 | — | 07 Jun 2024 | |
| MMCAP International Inc. SPC |
13F
|
Company |
—
class O/S missing
|
750,000
|
$7,950 | — | 31 Dec 2025 | |
| Clear Street Group Inc. |
13F
|
Company |
—
class O/S missing
|
747,999
|
$7,929 | — | 31 Dec 2025 | |
| Dennis P. Lockhart |
3/4/5
|
Director |
—
class O/S missing
|
1,296
|
$6,972 | — | 07 Jun 2024 | |
| Emily B. Hill |
3/4/5
|
Director |
—
class O/S missing
|
1,143
|
$6,149 | — | 07 Jun 2024 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
562,494
|
$5,962 | — | 31 Dec 2025 | |
| LMR Partners LLP |
13F
|
Company |
—
class O/S missing
|
487,500
|
$5,168 | — | 31 Dec 2025 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
379,725
|
$4,025 | — | 31 Dec 2025 | |
| TORONTO DOMINION BANK |
13F
|
Company |
—
class O/S missing
|
365,296
|
$4,018 | — | 31 Dec 2025 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
—
class O/S missing
|
300,000
|
$3,180 | — | 31 Dec 2025 | |
| TENOR CAPITAL MANAGEMENT Co., L.P. |
13F
|
Company |
—
class O/S missing
|
300,000
|
$3,180 | — | 31 Dec 2025 | |
| Maria S. Rutledge |
3/4/5
|
Chief Technology Officer |
—
class O/S missing
|
2,540
|
$2,819 | — | 20 Sep 2024 | |
| Context Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
210,024
|
$2,226 | — | 31 Dec 2025 | |
| Legacy Wealth Managment, LLC/ID |
13F
|
Company |
—
class O/S missing
|
300
|
$2,109 | — | 31 Dec 2025 | |
| Calamos Advisors LLC |
13F
|
Company |
—
class O/S missing
|
187,500
|
$1,988 | — | 31 Dec 2025 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
130,281
|
$1,381 | — | 31 Dec 2025 | |
| Empyrean Capital Partners, LP |
13F
|
Company |
—
class O/S missing
|
100,000
|
$1,060 | — | 31 Dec 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
118
|
$830 | — | 31 Dec 2025 | |
| James G. Silk |
3/4/5
|
Interim CEO |
0.02%
|
2,397
|
$767 | — | 20 Jul 2025 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
83
|
$583 | — | 31 Dec 2025 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
50,000
|
$530 | — | 31 Dec 2025 | |
| Cruiser Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
48,750
|
$517 | — | 31 Dec 2025 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
22,235
|
$236 | — | 31 Dec 2025 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
19,500
|
$207 | — | 31 Dec 2025 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
15,273
|
$162 | — | 31 Dec 2025 | |
| SBI Securities Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
4
|
$28 | — | 31 Dec 2025 |
Recent Insider Transactions by Companies or Individuals for Beneficient
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Peter T. Cangany Jr. | BENF | Class A Common Stock | Award | 52710.6% | 635,690 | 636,896 | 05 Dec 2025 | Direct | ||
| Bruce W. Schnitzer | BENF | Class A Common Stock | Award | 48281.7% | 931,837 | 933,767 | 05 Dec 2025 | Direct | ||
| Jeff Welday | BENF | Class A Common Stock | Award | 21.7% | 30,687 | 172,394 | 21 Jul 2025 | Direct |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.