Key facts
- BENF - Beneficient has 21 insiders with reported activity on this page.
- No net insider buy/sell flow is currently reported for the last year.
- Recent transaction rows are available for direct filing-level review.
Insider Transactions Reported by 21 Insiders of Beneficient
- Symbol
- BENF, BENFW on Nasdaq
- Location
- Dallas, TX
Change
- No meaningful buy/sell imbalance is currently visible in the one-year window.
- Activity will update as new Forms 3/4/5 are filed.
Research use
- This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
- Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.
Evidence
Filed on Form 4
See Original Filing
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
Insider trading overview
Last 12 monthsInsider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 25 May 2025.
Buys
$0
Shares: 0
Insiders: 0
Sells
$0
Shares: 0
Insiders: 0
Net
$0
Shares: 0
Insiders: 0
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Beneficient executives and other stock owners filed with the SEC include:
Top shareholders of Beneficient (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Mack H. Hicks |
13D/G
3/4/5
|
Mack Hicks · Director, 10%+ Owner |
81%
|
11,712,675
|
$10,072,900 | $0 | 10 Mar 2026 | |
| Brad K. Heppner |
3/4/5
13D/G
|
Chief Executive Officer, Chairman of the Board of Directors, Director |
2.8%
from 13D/G
|
17,092
|
$91,955 | — | 07 Jun 2024 | |
| Peter T. Cangany Jr. |
3/4/5
|
Director |
7.4%
|
1,061,896
|
$541,566 | — | 05 Dec 2025 | |
| Bruce W. Schnitzer |
3/4/5
|
Director |
6.5%
|
933,767
|
$476,221 | — | 05 Dec 2025 | |
| Jeff Welday |
3/4/5
|
Global Head of Organizations and Distribution |
1.2%
|
172,394
|
$55,166 | — | 21 Jul 2025 | |
| James G. Silk |
3/4/5
|
Interim CEO |
0.02%
|
2,397
|
$767 | — | 20 Jul 2025 | |
| GWG Wind Down Trust |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
348,183
|
$623,248 | — | 04 Oct 2024 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
158,027
|
$553,395 | — | 31 Mar 2026 | |
| VANGUARD CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
150,000
|
$525,000 | — | 31 Mar 2026 | |
| Hicks Holdings Operating LLC |
3/4/5
|
Sole Member |
—
class O/S missing
|
149,904
|
$490,186 | — | 10 Mar 2026 | |
| Richard W. Fisher |
3/4/5
|
Director |
—
class O/S missing
|
1,080,916
|
$270,229 | — | 07 Jun 2023 | |
| VANGUARD FIDUCIARY TRUST CO |
13F
|
Company |
—
class O/S missing
|
71,511
|
$250,289 | — | 31 Mar 2026 | |
| Thomas O Hicks |
3/4/5
|
Director |
—
class O/S missing
|
101,979
|
$200,899 | — | 27 Aug 2024 | |
| Karen Wendel |
3/4/5
|
Director |
—
mixed-class rows
|
307,317
mixed-class rows
|
$196,951 | — | 21 Nov 2024 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
51,845
|
$181,458 | — | 31 Mar 2026 | |
| BlackRock, Inc. |
13F
|
Company |
—
class O/S missing
|
45,323
|
$158,631 | — | 31 Mar 2026 | |
| Patrick J. Donegan |
3/4/5
|
Director |
—
mixed-class rows
|
238,212
mixed-class rows
|
$153,415 | — | 30 Sep 2024 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
31,411
|
$109,939 | — | 31 Mar 2026 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
24,038
|
$84,133 | — | 31 Mar 2026 | |
| Ausdal Financial Partners, Inc. |
13F
|
Company |
—
mixed-class rows
|
21,817
mixed-class rows
|
$41,500 | — | 31 Mar 2026 | |
| Vanguard Global Advisers, LLC |
13F
|
Company |
—
class O/S missing
|
8,750
|
$30,625 | — | 31 Mar 2026 | |
| Samuel Hikspoors |
3/4/5
|
Chief Risk Officer |
—
class O/S missing
|
92,500
|
$23,125 | — | 07 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
5,988
|
$20,959 | — | 31 Mar 2026 | |
| Derek L. Fletcher |
3/4/5
|
Chief Fiduciary Officer, Director |
—
class O/S missing
|
3,771
|
$20,288 | — | 07 Jun 2024 | |
| Gregory W. Ezell |
3/4/5
|
Chief Financial Officer |
—
class O/S missing
|
2,518
|
$13,547 | — | 07 Jun 2024 | |
| Scott W. Wilson |
3/4/5
|
Chief Underwriting Officer |
—
class O/S missing
|
2,444
|
$13,149 | — | 07 Jun 2024 | |
| MMCAP International Inc. SPC |
13F
|
Company |
—
class O/S missing
|
750,000
|
$10,500 | — | 31 Mar 2026 | |
| Clear Street Group Inc. |
13F
|
Company |
—
class O/S missing
|
747,999
|
$10,472 | — | 31 Mar 2026 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
562,494
|
$7,875 | — | 31 Mar 2026 | |
| Dennis P. Lockhart |
3/4/5
|
Director |
—
class O/S missing
|
1,296
|
$6,972 | — | 07 Jun 2024 | |
| LMR Partners LLP |
13F
|
Company |
—
class O/S missing
|
487,500
|
$6,825 | — | 31 Mar 2026 | |
| Emily B. Hill |
3/4/5
|
Director |
—
class O/S missing
|
1,143
|
$6,149 | — | 07 Jun 2024 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
379,725
|
$5,316 | — | 31 Mar 2026 | |
| TORONTO DOMINION BANK |
13F
|
Company |
—
class O/S missing
|
365,296
|
$5,114 | — | 31 Mar 2026 | |
| TENOR CAPITAL MANAGEMENT Co., L.P. |
13F
|
Company |
—
class O/S missing
|
300,000
|
$4,200 | — | 31 Mar 2026 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
—
class O/S missing
|
300,000
|
$3,750 | — | 31 Mar 2026 | |
| Context Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
210,024
|
$2,940 | — | 31 Mar 2026 | |
| Maria S. Rutledge |
3/4/5
|
Chief Technology Officer |
—
class O/S missing
|
2,540
|
$2,819 | — | 20 Sep 2024 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
796
|
$2,786 | — | 31 Mar 2026 | |
| Calamos Advisors LLC |
13F
|
Company |
—
class O/S missing
|
187,500
|
$2,344 | — | 31 Mar 2026 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
110,076
|
$1,541 | — | 31 Mar 2026 | |
| Empyrean Capital Partners, LP |
13F
|
Company |
—
class O/S missing
|
100,000
|
$1,400 | — | 31 Mar 2026 | |
| Legacy Wealth Managment, LLC/ID |
13F
|
Company |
—
class O/S missing
|
300
|
$1,050 | — | 31 Mar 2026 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
62,521
|
$782 | — | 31 Mar 2026 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
50,000
|
$700 | — | 31 Mar 2026 | |
| Cruiser Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
48,750
|
$683 | — | 31 Mar 2026 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
32,320
|
$404 | — | 31 Mar 2026 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
22,235
|
$311 | — | 31 Mar 2026 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
19,500
|
$244 | — | 31 Mar 2026 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
15,273
|
$214 | — | 31 Mar 2026 |
Recent Insider Transactions by Companies or Individuals for Beneficient
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Peter T. Cangany Jr. | BENF | Class A Common Stock | Award | 52710.6% | 635,690 | 636,896 | 05 Dec 2025 | Direct | ||
| Bruce W. Schnitzer | BENF | Class A Common Stock | Award | 48281.7% | 931,837 | 933,767 | 05 Dec 2025 | Direct | ||
| Jeff Welday | BENF | Class A Common Stock | Award | 21.7% | 30,687 | 172,394 | 21 Jul 2025 | Direct |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.